john locke 300 words essay

Essay  COMPETITION

2024 global essay prize.

The John Locke Institute encourages young people to cultivate the characteristics that turn good students into great writers: independent thought, depth of knowledge, clear reasoning, critical analysis and persuasive style. Our Essay Competition invites students to explore a wide range of challenging and interesting questions beyond the confines of the school curriculum.

Entering an essay in our competition can build knowledge, and refine skills of argumentation. It also gives students the chance to have their work assessed by experts. All of our essay prizes are judged by a panel of senior academics drawn from leading universities including Oxford and Princeton, under the leadership of the Chairman of Examiners, former Cambridge philosopher, Dr Jamie Whyte.

The judges will choose their favourite essay from each of seven subject categories - Philosophy, Politics, Economics, History, Psychology, Theology and Law - and then select the winner of the Grand Prize for the best entry in any subject. There is also a separate prize awarded for the best essay in the junior category, for under 15s.

Q1. Do we have any good reasons to trust our moral intuition?

Q2. Do girls have a (moral) right to compete in sporting contests that exclude boys?

Q3. Should I be held responsible for what I believe?

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Q1. Is there such a thing as too much democracy?

Q2. Is peace in the West Bank and the Gaza Strip possible?

Q3. When is compliance complicity?

Q1. What is the optimal global population?  

Q2. Accurate news reporting is a public good. Does it follow that news agencies should be funded from taxation?

Q3. Do successful business people benefit others when making their money, when spending it, both, or neither?

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Q1. Why was sustained economic growth so rare before the later 18th century and why did this change?

Q2. Has music ever significantly changed the course of history?

Q3. Why do civilisations collapse? Is our civilisation in danger?

Q1. When, if ever, should a company be permitted to refuse to do business with a person because of that person’s public statements?

Q2. In the last five years British police have arrested several thousand people for things they posted on social media. Is the UK becoming a police state?

Q3. Your parents say that 11pm is your bedtime. But they don’t punish you if you don’t go to bed by 11pm. Is 11pm really your bedtime?

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Q1. According to a study by four British universities, for each 16-point increase in IQ, the likelihood of getting married increases by 35% for a man but decreases by 40% for a woman. Why? 

Q2. There is an unprecedented epidemic of depression and anxiety among young people. Can we fix this? How?

Q3. What is the difference between a psychiatric illness and a character flaw?

Q1. “I am not religious, but I am spiritual.” What could the speaker mean by “spiritual”?

Q2. Is it reasonable to thank God for protection from some natural harm if He is responsible for causing the harm?

Q3. Does God reward those who believe in him? If so, why?

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JUNIOR prize

Q1. Does winning a free and fair election automatically confer a mandate for governing?

Q2. Has the anti-racism movement reduced racism?

Q3. Is there life after death?

Q4. How did it happen that governments came to own and run most high schools, while leaving food production to private enterprise? 

Q5. When will advancing technology make most of us unemployable? What should we do about this?

Q6. Should we trust fourteen-year-olds to make decisions about their own bodies? 

ENTRY REQUIREMENTS & FURTHER DETAILS

Please read the following carefully.

Entry to the John Locke Institute Essay Competition 2024 is open to students from any country.

Registration  

Only candidates who registered before the registration deadline of Friday, 31 May 2024 may enter this year's competition.

All entries must be submitted by 11.59 pm BST on  the submission deadline: Sunday, 30 June 2024 .  Candidates must be eighteen years old, or younger, on that date. (Candidates for the Junior Prize must be fourteen years old, or younger, on that date.)

Entry is free.

Each essay must address only one of the questions in your chosen subject category, and must not exceed 2000 words (not counting diagrams, tables of data, endnotes, bibliography or authorship declaration). 

The filename of your pdf must be in this format: FirstName-LastName-Category-QuestionNumber.pdf; so, for instance, Alexander Popham would submit his answer to question 2 in the Psychology category with the following file name:

Alexander-Popham-Psychology-2.pdf

Essays with filenames which are not in this format will be rejected.

The candidate's name should NOT appear within the document itself. 

Candidates should NOT add footnotes. They may, however, add endnotes and/or a Bibliography that is clearly titled as such.

Each candidate will be required to provide the email address of an academic referee who is familiar with the candidate's written academic work. This should be a school teacher, if possible, or another responsible adult who is not a relation of the candidate. The John Locke Institute will email referees to verify that the essays submitted are indeed the original work of the candidates.

Submissions may be made as soon as registration opens in April. We recommend that you submit your essay well in advance of th e deadline to avoid any last-minute complications.

Acceptance of your essay depends on your granting us permission to use your data for the purposes of receiving and processing your entry as well as communicating with you about the Awards Ceremony Dinner, the academic conference for essay competition finalists, and other events and programmes of the John Locke Institute and its associated entities.  

Late entries

If for any reason you miss the 30 June deadline you will have an opportunity to make a late entry, under two conditions:

a) A late entry fee of 20.00 USD must be paid by credit card within twenty-four hours of the original deadline; and

b) Your essay must be submitted  before 11.59 pm BST on Wednesday, 10 July 2024.

To pay for late entry, a registrant need only log into his or her account, select the relevant option and provide the requested payment information.

Our grading system is proprietary. Essayists may be asked to discuss their entry with a member of the John Locke Institute’s faculty. We use various means to identify plagiarism, contract cheating, the use of AI and other forms of fraud . Our determinations in all such matters are final.

Essays will be judged on knowledge and understanding of the relevant material, the competent use of evidence, quality of argumentation, originality, structure, writing style and persuasive force. The very best essays are likely to be those which would be capable of changing somebody's mind. Essays which ignore or fail to address the strongest objections and counter-arguments are unlikely to be successful .

Candidates are advised to answer the question as precisely and directly as possible.

The writers of the best essays will receive a commendation and be shortlisted for a prize. Writers of shortlisted essays will be notified by 11.59 pm BST on Wednesday, 31 July. They will also be invited to London for an invitation-only academic conference and awards dinner in September, where the prize-winners will be announced. Unlike the competition itself, the academic conference and awards dinner are not free. Please be aware that n obody is required to attend either the academic conference or the prize ceremony. You can win a prize without travelling to London.

All short-listed candidates, including prize-winners, will be able to download eCertificates that acknowledge their achievement. If you win First, Second or Third Prize, and you travel to London for the ceremony, you will receive a signed certificate. 

There is a prize for the best essay in each category. The prize for each winner of a subject category, and the winner of the Junior category, is a scholarship worth US$2000 towards the cost of attending any John Locke Institute programme, and the essays will be published on the Institute's website. Prize-giving ceremonies will take place in London, at which winners and runners-up will be able to meet some of the judges and other faculty members of the John Locke Institute. Family, friends, and teachers are also welcome.

The candidate who submits the best essay overall will be awarded an honorary John Locke Institute Junior Fellowship, which comes with a US$10,000 scholarship to attend one or more of our summer schools and/or visiting scholars programmes. 

The judges' decisions are final, and no correspondence will be entered into.

R egistration opens: 1 April, 2024.

Registration deadline: 31 May, 2024. (Registration is required by this date for subsequent submission.)

Submission deadline: 30 June, 2024.

Late entry deadline: 10 July, 2024. (Late entries are subject to a 20.00 USD charge, payable by 1 July.)

Notification of short-listed essayists: 31 July, 2024.

Academic conference: 20 - 22 September, 2024.

Awards dinner: 21 September, 2024.

Any queries regarding the essay competition should be sent to [email protected] . Please be aware that, due to the large volume of correspondence we receive, we cannot guarantee to answer every query. In particular, regrettably, we are unable to respond to questions whose answers can be found on our website.

If you would like to receive helpful tips  from our examiners about what makes for a winning essay or reminders of upcoming key dates for the 2024  essay competition, please provide your email here to be added to our contact list. .

Thanks for subscribing!

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The John Locke Institute's Global Essay Prize is acknowledged as the world's most prestigious essay competition. 

We welcome tens of thousands of submissions from ambitious students in more than 150 countries, and our examiners - including distinguished philosophers, political scientists, economists, historians, psychologists, theologians, and legal scholars - read and carefully assess every entry. 

I encourage you to register for this competition, not only for the hope of winning a prize or commendation, and not only for the chance to join the very best contestants at our academic conference and gala ceremony in London, but equally for the opportunity to engage in the serious scholarly enterprise of researching, reflecting on, writing about, and editing an answer to one of the important and provocative questions in this year's Global Essay Prize. 

We believe that the skills you will acquire in the process will make you a better thinker and a more effective advocate for the ideas that matter most to you.

I hope to see you in September!

Best wishes,

Jamie Whyte, Ph.D. (C ANTAB ) 

Chairman of Examiners

Interesting Literature

A Summary and Analysis of John Locke’s An Essay Concerning Human Understanding

By Dr Oliver Tearle (Loughborough University)

Published in 1689 though formally dated 1690, John Locke’s An Essay Concerning Human Understanding is one of the most important works of Enlightenment philosophy: indeed, in many ways, Locke paved the way for the (later) Enlightenment.

But what is it about An Essay Concerning Human Understanding , and Locke’s argument, which makes him so important?

You can read the whole of An Essay Concerning Human Understanding here (the text is taken from the original 1689 edition, which erroneously gave the title as An Essay Concerning Humane Understanding ), but we’ve tried to summarise the main points of Locke’s argument below, before proceeding to an analysis of his meaning – and his significance.

An Essay Concerning Human Understanding : summary

Locke begins the Essay by arguing against the earlier rationalist idea (propounded by Descartes among others) that ideas can be innate within the human mind. For Locke, when babies are born their minds are empty: a notion which he famously calls the tabula rasa (literally, ‘blank slate’). Human minds are like a blank sheet of paper when we’re born, and everything that ends up in them is supplied by experience.

This signals Locke’s adherence to empiricism over rationalism: rather than believing knowledge and ideas about the world are in-built within us by nature, he believes that ideas are acquired from external stimuli, from us going out there into the world and being exposed to things.

Book II develops this idea in more detail. Experience is the bedrock of all human knowledge. We don’t inherently ‘know’ things: we learn about things as we experience them. This is a bit like a ‘nurture over nature’ view. There are two routes to knowledge via experience: sensation and reflection . Sensation is about coming into contact with the external world, whereas reflection comes from introspection, or from reflecting on what we have experienced.

Book III proposes an idea later developed in more depth by Immanuel Kant: that we cannot ever know true reality, only our perception of it. And our perception of reality is necessarily subjective: you don’t have precisely the same experience of the world as I do. It is also in Book III that Locke attempts to apply his empiricist approach to language.

Book IV appears, on the face of it, to contradict what Locke had set out to argue: namely, that empiricism rather than rationalism is the correct way to view knowledge. But he is actually arguing that, once we adopt an empirical mindset, we are then able to draw a rationalist conclusion of the world from that experience.

An Essay Concerning Human Understanding : analysis

The twentieth-century philosopher Isaiah Berlin once suggested that John Locke effectively invented the idea of common sense in matters of philosophy, and An Essay Concerning Human Understanding is certainly a powerful defence of the importance of an empiricist outlook, whereby we trust our own senses and experiences rather than simply assuming things to be innately true and unquestionable. Bertrand Russell made a similar claim about Locke’s book.

What this means is that Locke’s contribution to philosophy lies partly in his emphasis on the importance of experience in forming our ideas and values. Empiricism places the emphasis on our own sensory understanding of the world (what is now sometimes called ‘lived experience’, to offer a broader term).

This means that we trust our own senses rather than some innate knowledge we come pre-programmed with at birth. How do we know right from wrong? Locke would argue that we have to learn what ‘right’ and ‘wrong’ mean in order to know that.

Locke is, of course, right to emphasise the importance of experience in forming our knowledge of the world. But, in his determination to oppose the rationalist approach touted by Spinoza, Descartes, and others, does he take things too far in the other direction?

There are many moral philosophers who would argue that we do have an innate sense of right and wrong which is present at birth, even if we’re too young to act on it as soon as we leave the womb. Evolutionary biologists would argue that we wouldn’t have got as far as we have as a species without this in-built sense of morality, among other things.

There are other aspects of An Essay Concerning Human Understanding which critics have argued are too reductive. Although our own experience is obviously important in shaping our view of the world, few would go so far as Locke and argue that it’s the only significant factor.

For one thing, our experience of the world is just too different: a man living in a secluded monastery in Yorkshire is unlikely to arrive at the same ‘knowledge’ of the world as a midwife working in London. Locke grants that our experiences will necessarily be subjective, but where does that leave us when considering supposedly self-evident or universal truths, such as ‘killing is wrong’ or ‘do unto others as you would have them to do you’?

Nevertheless, An Essay Concerning Human Understanding is an important book, not least because it was a milestone in philosophy and would act as the foundation for the work of many philosophers who came after Locke.

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4.3: John Locke – On the Foundation of Knowledge

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An Essay Concerning Human Understanding

Book i —neither principles nor ideas are innate, chapter i —no innate speculative principles.

1. The way shown how we come by any Knowledge, sufficient to prove it not innate.

It is an established opinion amongst some men, that there are in the understanding certain INNATE PRINCIPLES; some primary notions, KOIVAI EVVOIAI, characters, as it were stamped upon the mind of man; which the soul receives in its very first being, and brings into the world with it. It would be sufficient to convince unprejudiced readers of the falseness of this supposition, if I should only show (as I hope I shall in the following parts of this Discourse) how men, barely by the use of their natural faculties may attain to all the knowledge they have, without the help of any innate impressions; and may arrive at certainty, without any such original notions or principles. For I imagine any one will easily grant that it would be impertinent to suppose the ideas of colours innate in a creature to whom God hath given sight, and a power to receive them by the eyes from external objects: and no less unreasonable would it be to attribute several truths to the impressions of nature, and innate characters, when we may observe in ourselves faculties fit to attain as easy and certain knowledge of them as if they were originally imprinted on the mind.

But because a man is not permitted without censure to follow his own thoughts in the search of truth, when they lead him ever so little out of the common road, I shall set down the reasons that made me doubt of the truth of that opinion, as an excuse for my mistake, if I be in one; which I leave to be considered by those who, with me, dispose themselves to embrace truth wherever they find it.

2. General Assent the great Argument.

There is nothing more commonly taken for granted than that there are certain PRINCIPLES, both SPECULATIVE and PRACTICAL, (for they speak of both), universally agreed upon by all mankind: which therefore, they argue, must needs be the constant impressions which the souls of men receive in their first beings, and which they bring into the world with them, as necessarily and really as they do any of their inherent faculties.

3. Universal Consent proves nothing innate.

This argument, drawn from universal consent, has this misfortune in it, that if it were true in matter of fact, that there were certain truths wherein all mankind agreed, it would not prove them innate, if there can be any other way shown how men may come to that universal agreement, in the things they do consent in, which I presume may be done.

4. “What is is,” and “It is possible for the same Thing to be and not to be,” not universally assented to.

But, which is worse, this argument of universal consent, which is made use of to prove innate principles, seems to me a demonstration that there are none such: because there are none to which all mankind give an universal assent. I shall begin with the speculative, and instance in those magnified principles of demonstration, “Whatsoever is, is,” and “It is impossible for the same thing to be and not to be”; which, of all others, I think have the most allowed title to innate. These have so settled a reputation of maxims universally received, that it will no doubt be thought strange if any one should seem to question it. But yet I take liberty to say, that these propositions are so far from having an universal assent, that there are a great part of mankind to whom they are not so much as known . . .

BOOK II—OF IDEAS

Chapter i.—of ideas in general, and their original..

1. Idea is the Object of Thinking.

Every man being conscious to himself that he thinks; and that which his mind is applied about whilst thinking being the IDEAS that are there, it is past doubt that men have in their minds several ideas,—such as are those expressed by the words whiteness, hardness, sweetness, thinking, motion, man, elephant, army, drunkenness, and others: it is in the first place then to be inquired, HOW HE COMES BY THEM?

I know it is a received doctrine, that men have native ideas, and original characters, stamped upon their minds in their very first being. This opinion I have at large examined already; and, I suppose what I have said in the foregoing Book will be much more easily admitted, when I have shown whence the understanding may get all the ideas it has; and by what ways and degrees they may come into the mind;—for which I shall appeal to every one’s own observation and experience.

2. All Ideas come from Sensation or Reflection.

Let us then suppose the mind to be, as we say, white paper, void of all characters, without any ideas:—How comes it to be furnished? Whence comes it by that vast store which the busy and boundless fancy of man has painted on it with an almost endless variety? Whence has it all the MATERIALS of reason and knowledge? To this I answer, in one word, from EXPERIENCE. In that all our knowledge is founded; and from that it ultimately derives itself. Our observation employed either, about external sensible objects, or about the internal operations of our minds perceived and reflected on by ourselves, is that which supplies our understandings with all the MATERIALS of thinking. These two are the fountains of knowledge, from whence all the ideas we have, or can naturally have, do spring.

3. The Objects of Sensation one Source of Ideas

First, our Senses, conversant about particular sensible objects, do convey into the mind several distinct perceptions of things, according to those various ways wherein those objects do affect them. And thus we come by those IDEAS we have of yellow, white, heat, cold, soft, hard, bitter, sweet, and all those which we call sensible qualities; which when I say the senses convey into the mind, I mean, they from external objects convey into the mind what produces there those perceptions. This great source of most of the ideas we have, depending wholly upon our senses, and derived by them to the understanding, I call SENSATION.

4. The Operations of our Minds, the other Source of them.

Secondly, the other fountain from which experience furnisheth the understanding with ideas is,—the perception of the operations of our own mind within us, as it is employed about the ideas it has got;—which operations, when the soul comes to reflect on and consider, do furnish the understanding with another set of ideas, which could not be had from things without. And such are perception, thinking, doubting, believing, reasoning, knowing, willing, and all the different actings of our own minds;—which we being conscious of, and observing in ourselves, do from these receive into our understandings as distinct ideas as we do from bodies affecting our senses. This source of ideas every man has wholly in himself; and though it be not sense, as having nothing to do with external objects, yet it is very like it, and might properly enough be called INTERNAL SENSE. But as I call the other Sensation, so I call this REFLECTION, the ideas it affords being such only as the mind gets by reflecting on its own operations within itself. By reflection then, in the following part of this discourse, I would be understood to mean, that notice which the mind takes of its own operations, and the manner of them, by reason whereof there come to be ideas of these operations in the understanding. These two, I say, viz. external material things, as the objects of SENSATION, and the operations of our own minds within, as the objects of REFLECTION, are to me the only originals from whence all our ideas take their beginnings. The term OPERATIONS here I use in a large sense, as comprehending not barely the actions of the mind about its ideas, but some sort of passions arising sometimes from them, such as is the satisfaction or uneasiness arising from any thought.

5. All our Ideas are of the one or of the other of these.

The understanding seems to me not to have the least glimmering of any ideas which it doth not receive from one of these two. EXTERNAL OBJECTS furnish the mind with the ideas of sensible qualities, which are all those different perceptions they produce in us; and THE MIND furnishes the understanding with ideas of its own operations.

These, when we have taken a full survey of them, and their several modes, and the compositions made out of them we shall find to contain all our whole stock of ideas; and that we have nothing in our minds which did not come in one of these two ways. Let any one examine his own thoughts, and thoroughly search into his understanding; and then let him tell me, whether all the original ideas he has there, are any other than of the objects of his senses, or of the operations of his mind, considered as objects of his reflection. And how great a mass of knowledge soever he imagines to be lodged there, he will, upon taking a strict view, see that he has not any idea in his mind but what one of these two have imprinted;—though perhaps, with infinite variety compounded and enlarged by the understanding, as we shall see hereafter.

6. Observable in Children.

He that attentively considers the state of a child, at his first coming into the world, will have little reason to think him stored with plenty of ideas, that are to be the matter of his future knowledge. It is BY DEGREES he comes to be furnished with them. And though the ideas of obvious and familiar qualities imprint themselves before the memory begins to keep a register of time or order, yet it is often so late before some unusual qualities come in the way, that there are few men that cannot recollect the beginning of their acquaintance with them. And if it were worth while, no doubt a child might be so ordered as to have but a very few, even of the ordinary ideas, till he were grown up to a man. But all that are born into the world, being surrounded with bodies that perpetually and diversely affect them, variety of ideas, whether care be taken of it or not, are imprinted on the minds of children. Light and colours are busy at hand everywhere, when the eye is but open; sounds and some tangible qualities fail not to solicit their proper senses, and force an entrance to the mind;—but yet, I think, it will be granted easily, that if a child were kept in a place where he never saw any other but black and white till he were a man, he would have no more ideas of scarlet or green, than he that from his childhood never tasted an oyster, or a pine-apple, has of those particular relishes.

7. Men are differently furnished with these, according to the different Objects they converse with.

Men then come to be furnished with fewer or more simple ideas from without, according as the objects they converse with afford greater or less variety; and from the operations of their minds within, according as they more or less reflect on them. For, though he that contemplates the operations of his mind, cannot but have plain and clear ideas of them; yet, unless he turn his thoughts that way, and considers them ATTENTIVELY, he will no more have clear and distinct ideas of all the operations of his mind, and all that may be observed therein, than he will have all the particular ideas of any landscape, or of the parts and motions of a clock, who will not turn his eyes to it, and with attention heed all the parts of it. The picture, or clock may be so placed, that they may come in his way every day; but yet he will have but a confused idea of all the parts they are made up of, till he applies himself with attention, to consider them each in particular.

8. Ideas of Reflection later, because they need Attention.

And hence we see the reason why it is pretty late before most children get ideas of the operations of their own minds; and some have not any very clear or perfect ideas of the greatest part of them all their lives. Because, though they pass there continually, yet, like floating visions, they make not deep impressions enough to leave in their mind clear, distinct, lasting ideas, till the understanding turns inward upon itself, reflects on its own operations, and makes them the objects of its own contemplation. Children when they come first into it, are surrounded with a world of new things which, by a constant solicitation of their senses, draw the mind constantly to them; forward to take notice of new, and apt to be delighted with the variety of changing objects. Thus the first years are usually employed and diverted in looking abroad. Men’s business in them is to acquaint themselves with what is to be found without; and so growing up in a constant attention to outward sensations, seldom make any considerable reflection on what passes within them, till they come to be of riper years; and some scarce ever at all.

9. The Soul begins to have Ideas when it begins to perceive.

To ask, at what TIME a man has first any ideas, is to ask, when he begins to perceive;—HAVING IDEAS, and PERCEPTION, being the same thing. I know it is an opinion, that the soul always thinks, and that it has the actual perception of ideas in itself constantly, as long as it exists; and that actual thinking is as inseparable from the soul as actual extension is from the body; which if true, to inquire after the beginning of a man’s ideas is the same as to inquire after the beginning of his soul. For, by this account, soul and its ideas, as body and its extension, will begin to exist both at the same time.

10. The Soul thinks not always; for this wants Proofs.

But whether the soul be supposed to exist antecedent to, or coeval with, or some time after the first rudiments of organization, or the beginnings of life in the body, I leave to be disputed by those who have better thought of that matter. I confess myself to have one of those dull souls, that doth not perceive itself always to contemplate ideas; nor can conceive it any more necessary for the soul always to think, than for the body always to move: the perception of ideas being (as I conceive) to the soul, what motion is to the body; not its essence, but one of its operations. And therefore, though thinking be supposed never so much the proper action of the soul, yet it is not necessary to suppose that it should be always thinking, always in action. That, perhaps, is the privilege of the infinite Author and Preserver of all things, who “never slumbers nor sleeps”; but is not competent to any finite being, at least not to the soul of man. We know certainly, by experience, that we SOMETIMES think; and thence draw this infallible consequence,—that there is something in us that has a power to think. But whether that substance PERPETUALLY thinks or no, we can be no further assured than experience informs us. For, to say that actual thinking is essential to the soul, and inseparable from it, is to beg what is in question, and not to prove it by reason;—which is necessary to be done, if it be not a self-evident proposition. But whether this, “That the soul always thinks,” be a self-evident proposition, that everybody assents to at first hearing, I appeal to mankind. It is doubted whether I thought at all last night or no. The question being about a matter of fact, it is begging it to bring, as a proof for it, an hypothesis, which is the very thing in dispute: by which way one may prove anything, and it is but supposing that all watches, whilst the balance beats, think, and it is sufficiently proved, and past doubt, that my watch thought all last night. But he that would not deceive himself, ought to build his hypothesis on matter of fact, and make it out by sensible experience, and not presume on matter of fact, because of his hypothesis, that is, because he supposes it to be so; which way of proving amounts to this, that I must necessarily think all last night, because another supposes I always think, though I myself cannot perceive that I always do so.

But men in love with their opinions may not only suppose what is in question, but allege wrong matter of fact. How else could any one make it an inference of mine, that a thing is not, because we are not sensible of it in our sleep? I do not say there is no SOUL in a man, because he is not sensible of it in his sleep; but I do say, he cannot THINK at any time, waking or sleeping, without being sensible of it. Our being sensible of it is not necessary to anything but to our thoughts; and to them it is; and to them it always will be necessary, till we can think without being conscious of it.

11. It is not always conscious of it.

I grant that the soul, in a waking man, is never without thought, because it is the condition of being awake. But whether sleeping without dreaming be not an affection of the whole man, mind as well as body, may be worth a waking man’s consideration; it being hard to conceive that anything should think and not be conscious of it. If the soul doth think in a sleeping man without being conscious of it, I ask whether, during such thinking, it has any pleasure or pain, or be capable of happiness or misery? I am sure the man is not; no more than the bed or earth he lies on. For to be happy or miserable without being conscious of it, seems to me utterly inconsistent and impossible. Or if it be possible that the SOUL can, whilst the body is sleeping, have its thinking, enjoyments, and concerns, its pleasures or pain, apart, which the MAN is not conscious of nor partakes in,—it is certain that Socrates asleep and Socrates awake is not the same person; but his soul when he sleeps, and Socrates the man, consisting of body and soul, when he is waking, are two persons: since waking Socrates has no knowledge of, or concernment for that happiness or misery of his soul, which it enjoys alone by itself whilst he sleeps, without perceiving anything of it; no more than he has for the happiness or misery of a man in the Indies, whom he knows not. For, if we take wholly away all consciousness of our actions and sensations, especially of pleasure and pain, and the concernment that accompanies it, it will be hard to know wherein to place personal identity.

12. If a sleeping Man thinks without knowing it, the sleeping and waking Man are two Persons.

The soul, during sound sleep, thinks, say these men. Whilst it thinks and perceives, it is capable certainly of those of delight or trouble, as well as any other perceptions; and IT must necessarily be CONSCIOUS of its own perceptions. But it has all this apart: the sleeping MAN, it is plain, is conscious of nothing of all this. Let us suppose, then, the soul of Castor, while he is sleeping, retired from his body; which is no impossible supposition for the men I have here to do with, who so liberally allow life, without a thinking soul, to all other animals. These men cannot then judge it impossible, or a contradiction, that the body should live without the soul; nor that the soul should subsist and think, or have perception, even perception of happiness or misery, without the body. Let us then, I say, suppose the soul of Castor separated during his sleep from his body, to think apart. Let us suppose, too, that it chooses for its scene of thinking the body of another man, v. g. Pollux, who is sleeping without a soul. For, if Castor’s soul can think, whilst Castor is asleep, what Castor is never conscious of, it is no matter what PLACE it chooses to think in. We have here, then, the bodies of two men with only one soul between them, which we will suppose to sleep and wake by turns; and the soul still thinking in the waking man, whereof the sleeping man is never conscious, has never the least perception. I ask, then, whether Castor and Pollux, thus with only one soul between them, which thinks and perceives in one what the other is never conscious of, nor is concerned for, are not two as distinct PERSONS as Castor and Hercules, or as Socrates and Plato were? And whether one of them might not be very happy, and the other very miserable? Just by the same reason, they make the soul and the man two persons, who make the soul think apart what the man is not conscious of. For, I suppose nobody will make identity of persons to consist in the soul’s being united to the very same numerical particles of matter. For if that be necessary to identity, it will be impossible, in that constant flux of the particles of our bodies, that any man should be the same person two days, or two moments, together.

13. Impossible to convince those that sleep without dreaming, that they think.

Thus, methinks, every drowsy nod shakes their doctrine, who teach that the soul is always thinking. Those, at least, who do at any time SLEEP WITHOUT DREAMING, can never be convinced that their thoughts are sometimes for four hours busy without their knowing of it; and if they are taken in the very act, waked in the middle of that sleeping contemplation, can give no manner of account of it.

14. That men dream without remembering it, in vain urged.

It will perhaps be said,—That the soul thinks even in the soundest sleep, but the MEMORY retains it not. That the soul in a sleeping man should be this moment busy a thinking, and the next moment in a waking man not remember nor be able to recollect one jot of all those thoughts, is very hard to be conceived, and would need some better proof than bare assertion to make it be believed. For who can without any more ado, but being barely told so, imagine that the greatest part of men do, during all their lives, for several hours every day, think of something, which if they were asked, even in the middle of these thoughts, they could remember nothing at all of? Most men, I think, pass a great part of their sleep without dreaming. I once knew a man that was bred a scholar, and had no bad memory, who told me he had never dreamed in his life, till he had that fever he was then newly recovered of, which was about the five or six and twentieth year of his age. I suppose the world affords more such instances: at least every one’s acquaintance will furnish him with examples enough of such as pass most of their nights without dreaming.

15. Upon this Hypothesis, the Thoughts of a sleeping Man ought to be most rational.

To think often, and never to retain it so much as one moment, is a very useless sort of thinking; and the soul, in such a state of thinking, does very little, if at all, excel that of a looking-glass, which constantly receives variety of images, or ideas, but retains none; they disappear and vanish, and there remain no footsteps of them; the looking-glass is never the better for such ideas, nor the soul for, such thoughts. Perhaps it will be said, that in a waking MAN the materials of the body are employed, and made use of, in thinking; and that the memory of thoughts is retained by the impressions that are made on the brain, and the traces there left after such thinking; but that in the thinking of the SOUL, which is not perceived in a sleeping man, there the soul thinks apart, and making no use of the organs of the body, leaves no impressions on it, and consequently no memory of such thoughts. Not to mention again the absurdity of two distinct persons, which follows from this supposition, I answer, further,—That whatever ideas the mind can receive and contemplate without the help of the body, it is reasonable to conclude it can retain without the help of the body too; or else the soul, or any separate spirit, will have but little advantage by thinking. If it has no memory of its own thoughts; if it cannot lay them up for its own use, and be able to recall them upon occasion; if it cannot reflect upon what is past, and make use of its former experiences, reasonings, and contemplations, to what, purpose does it think? They who make the soul a thinking thing, at this rate, will not make it a much more noble being than those do whom they condemn, for allowing it to be nothing but the subtilist parts of matter. Characters drawn on dust, that the first breath of wind effaces; or impressions made on a heap of atoms, or animal spirits, are altogether as useful, and render the subject as noble, as the thoughts of a soul that perish in thinking; that, once out of sight, are gone for ever, and leave no memory of themselves behind them. Nature never makes excellent things for mean or no uses: and it is hardly to be conceived that our infinitely wise Creator should make so admirable a faculty as the power of thinking, that faculty which comes nearest the excellency of his own incomprehensible being, to be so idly and uselessly employed, at least a fourth part of its time here, as to think constantly, without remembering any of those thoughts, without doing any good to itself or others, or being any way useful to any other part of the creation. If we will examine it, we shall not find, I suppose, the motion of dull and senseless matter, any where in the universe, made so little use of and so wholly thrown away.

16. On this Hypothesis, the Soul must have Ideas not derived from Sensation or Reflection, of which there is no Appearance.

It is true, we have sometimes instances of perception whilst we are asleep, and retain the memory of those thoughts: but how extravagant and incoherent for the most part they are; how little conformable to the perfection and order of a rational being, those who are acquainted with dreams need not be told. This I would willingly be satisfied in,—whether the soul, when it thinks thus apart, and as it were separate from the body, acts less rationally than when conjointly with it, or no. If its separate thoughts be less rational, then these men must say, that the soul owes the perfection of rational thinking to the body: if it does not, it is a wonder that our dreams should be, for the most part, so frivolous and irrational; and that the soul should retain none of its more rational soliloquies and meditations.

17. If I think when I know it not, nobody else can know it.

Those who so confidently tell us that the soul always actually thinks, I would they would also tell us, what those ideas are that are in the soul of a child, before or just at the union with the body, before it hath received any by sensation. The dreams of sleeping men are, as I take it, all made up of the waking man’s ideas; though for the most part oddly put together. It is strange, if the soul has ideas of its own that it derived not from sensation or reflection, (as it must have, if it thought before it received any impressions from the body,) that it should never, in its private thinking, (so private, that the man himself perceives it not,) retain any of them the very moment it wakes out of them, and then make the man glad with new discoveries. Who can find it reason that the soul should, in its retirement during sleep, have so many hours’ thoughts, and yet never light on any of those ideas it borrowed not from sensation or reflection; or at least preserve the memory of none but such, which, being occasioned from the body, must needs be less natural to a spirit? It is strange the soul should never once in a man’s whole life recall over any of its pure native thoughts, and those ideas it had before it borrowed anything from the body; never bring into the waking man’s view any other ideas but what have a tang of the cask, and manifestly derive their original from that union. If it always thinks, and so had ideas before it was united, or before it received any from the body, it is not to be supposed but that during sleep it recollects its native ideas; and during that retirement from communicating with the body, whilst it thinks by itself, the ideas it is busied about should be, sometimes at least, those more natural and congenial ones which it had in itself, underived from the body, or its own operations about them: which, since the waking man never remembers, we must from this hypothesis conclude either that the soul remembers something that the man does not; or else that memory belongs only to such ideas as are derived from the body, or the mind’s operations about them.

18. How knows any one that the Soul always thinks? For if it be not a self-evident Proposition, it needs Proof.

I would be glad also to learn from these men who so confidently pronounce that the human soul, or, which is all one, that a man always thinks, how they come to know it; nay, how they come to know that they themselves think, when they themselves do not perceive it. This, I am afraid, is to be sure without proofs, and to know without perceiving. It is, I suspect, a confused notion, taken up to serve an hypothesis; and none of those clear truths, that either their own evidence forces us to admit, or common experience makes it impudence to deny. For the most that can be said of it is, that it is possible the soul may always think, but not always retain it in memory. And I say, it is as possible that the soul may not always think; and much more probable that it should sometimes not think, than that it should often think, and that a long while together, and not be conscious to itself, the next moment after, that it had thought.

19. That a Man should be busy in Thinking, and yet not retain it the next moment, very improbable.

To suppose the soul to think, and the man not to perceive it, is, as has been said, to make two persons in one man. And if one considers well these men’s way of speaking, one should be led into a suspicion that they do so. For those who tell us that the SOUL always thinks, do never, that I remember, say that a MAN always thinks. Can the soul think, and not the man? Or a man think, and not be conscious of it? This, perhaps, would be suspected of jargon in others. If they say the man thinks always, but is not always conscious of it, they may as well say his body is extended without having parts. For it is altogether as intelligible to say that a body is extended without parts, as that anything thinks without being conscious of it, or perceiving that it does so. They who talk thus may, with as much reason, if it be necessary to their hypothesis, say that a man is always hungry, but that he does not always feel it; whereas hunger consists in that very sensation, as thinking consists in being conscious that one thinks. If they say that a man is always conscious to himself of thinking, I ask, How they know it? Consciousness is the perception of what passes in a man’s own mind. Can another man perceive that I am conscious of anything, when I perceive it not myself? No man’s knowledge here can go beyond his experience. Wake a man out of a sound sleep, and ask him what he was that moment thinking of. If he himself be conscious of nothing he then thought on, he must be a notable diviner of thoughts that can assure him that he was thinking. May he not, with more reason, assure him he was not asleep? This is something beyond philosophy; and it cannot be less than revelation, that discovers to another thoughts in my mind, when I can find none there myself. And they must needs have a penetrating sight who can certainly see that I think, when I cannot perceive it myself, and when I declare that I do not; and yet can see that dogs or elephants do not think, when they give all the demonstration of it imaginable, except only telling us that they do so. This some may suspect to be a step beyond the Rosicrucians; it seeming easier to make one’s self invisible to others, than to make another’s thoughts visible to me, which are not visible to himself. But it is but defining the soul to be “a substance that always thinks,” and the business is done. If such definition be of any authority, I know not what it can serve for but to make many men suspect that they have no souls at all; since they find a good part of their lives pass away without thinking. For no definitions that I know, no suppositions of any sect, are of force enough to destroy constant experience; and perhaps it is the affectation of knowing beyond what we perceive, that makes so much useless dispute and noise in the world.

20. No ideas but from Sensation and Reflection, evident, if we observe Children.

I see no reason, therefore, to believe that the soul thinks before the senses have furnished it with ideas to think on; and as those are increased and retained, so it comes, by exercise, to improve its faculty of thinking in the several parts of it; as well as, afterwards, by compounding those ideas, and reflecting on its own operations, it increases its stock, as well as facility in remembering, imagining, reasoning, and other modes of thinking.

21. State of a child on the mother’s womb.

He that will suffer himself to be informed by observation and experience, and not make his own hypothesis the rule of nature, will find few signs of a soul accustomed to much thinking in a new-born child, and much fewer of any reasoning at all. And yet it is hard to imagine that the rational soul should think so much, and not reason at all, And he that will consider that infants newly come into the world spend the greatest part of their time in sleep, and are seldom awake but when either hunger calls for the teat, or some pain (the most importunate of all sensations), or some other violent impression on the body, forces the mind to perceive and attend to it;—he, I say, who considers this, will perhaps find reason to imagine that a FOETUS in the mother’s womb differs not much from the state of a vegetable, but passes the greatest part of its time without perception or thought; doing very little but sleep in a place where it needs not seek for food, and is surrounded with liquor, always equally soft, and near of the same temper; where the eyes have no light, and the ears so shut up are not very susceptible of sounds; and where there is little or no variety, or change of objects, to move the senses.

22. The mind thinks in proportion to the matter it gets from experience to think about.

Follow a child from its birth, and observe the alterations that time makes, and you shall find, as the mind by the senses comes more and more to be furnished with ideas, it comes to be more and more awake; thinks more, the more it has matter to think on. After some time it begins to know the objects which, being most familiar with it, have made lasting impressions. Thus it comes by degrees to know the persons it daily converses with, and distinguishes them from strangers; which are instances and effects of its coming to retain and distinguish the ideas the senses convey to it. And so we may observe how the mind, BY DEGREES, improves in these; and ADVANCES to the exercise of those other faculties of enlarging, compounding, and abstracting its ideas, and of reasoning about them, and reflecting upon all these; of which I shall have occasion to speak more hereafter.

23. A man begins to have ideas when he first has sensation. What sensation is.

If it shall be demanded then, WHEN a man BEGINS to have any ideas, I think the true answer is,—WHEN HE FIRST HAS ANY SENSATION. For, since there appear not to be any ideas in the mind before the senses have conveyed any in, I conceive that ideas in the understanding are coeval with SENSATION; WHICH IS SUCH AN IMPRESSION OR MOTION MADE IN SOME PART OF THE BODY, AS MAKES IT BE TAKEN NOTICE OF IN THE UNDERSTANDING.

24. The Original of all our Knowledge.

The impressions then that are made on our sense by outward objects that are extrinsical to the mind; and its own operations about these impressions, reflected on by itself, as proper objects to be contemplated by it, are, I conceive, the original of all knowledge. Thus the first capacity of human intellect is,—that the mind is fitted to receive the impressions made on it; either through the senses by outward objects, or by its own operations when it reflects on them. This is the first step a man makes towards the discovery of anything, and the groundwork whereon to build all those notions which ever he shall have naturally in this world. All those sublime thoughts which tower above the clouds, and reach as high as heaven itself, take their rise and footing here: in all that great extent wherein the mind wanders, in those remote speculations it may seem to be elevated with, it stirs not one jot beyond those ideas which SENSE or REFLECTION have offered for its contemplation.

25. In the Reception of simple Ideas, the Understanding is for the most part passive.

In this part the understanding is merely passive; and whether or no it will have these beginnings, and as it were materials of knowledge, is not in its own power. For the objects of our senses do, many of them, obtrude their particular ideas upon our minds whether we will or not; and the operations of our minds will not let us be without, at least, some obscure notions of them. No man can be wholly ignorant of what he does when he thinks. These simple ideas, when offered to the mind, the understanding can no more refuse to have, nor alter when they are imprinted, nor blot them out and make new ones itself, than a mirror can refuse, alter, or obliterate the images or ideas which the objects set before it do therein produce. As the bodies that surround us do diversely affect our organs, the mind is forced to receive the impressions; and cannot avoid the perception of those ideas that are annexed to them.

  • The Originals: Classic Readings in Western Philosophy. Authored by : Dr. Jeff McLaughlin . Provided by : BCcampus. Located at : https://pressbooks.bccampus.ca/classicreadings/ . License : CC BY: Attribution

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The Ultimate Guide to the John Locke Essay Competition

Humanities and social sciences students often lack the opportunities to compete at the global level and demonstrate their expertise. Competitions like ISEF, Science Talent Search, and MIT Think are generally reserved for students in fields like biology, physics, and chemistry.

At Lumiere, many of our talented non-STEM students, who have a flair for writing are looking for ways to flex their skills. In this piece, we’ll go over one such competition - the John Locke Essay Competition. If you’re interested in learning more about how we guide students to win essay contests like this, check out our main page .

What is the John Locke Essay Competition?

The essay competition is one of the various programs conducted by the John Locke Institute (JLI) every year apart from their summer and gap year courses. To understand the philosophy behind this competition, it’ll help if we take a quick detour to know more about the institute that conducts it.

Founded in 2011, JLI is an educational organization that runs summer and gap year courses in the humanities and social sciences for high school students. These courses are primarily taught by academics from Oxford and Princeton along with some other universities. The organization was founded by Martin Cox. Our Lumiere founder, Stephen, has met Martin and had a very positive experience. Martin clearly cares about academic rigor.

The institute's core belief is that the ability to evaluate the merit of information and develop articulate sound judgments is more important than merely consuming information. The essay competition is an extension of the institute - pushing students to reason through complex questions in seven subject areas namely Philosophy, Politics, Economics, History, Psychology, Theology, and Law​.

The organization also seems to have a strong record of admissions of alumni to the top colleges in the US and UK. For instance, between 2011 and 2022, over half of John Locke alumni have gone on to one of eight colleges: Chicago, Columbia, Georgetown, Harvard, Pennsylvania, Princeton, Stanford, and Yale.

How prestigious is the John Locke Contest?

The John Locke Contest is a rigorous and selective writing competition in the social sciences and humanities. While it is not as selective as the Concord Review and has a much broader range of students who can receive prizes, it is still considered a highly competitive program.

Winning a John Locke essay contest will have clear benefits for you in your application process to universities and would reflect well on your application. On the other hand, a shortlist or a commendation might not have a huge impact given that it is awarded to many students (more on this later).

What is the eligibility for the contest?

Students, of any country, who are 18 years old or younger before the date of submission can submit. They also have a junior category for students who are fourteen years old, or younger, on the date of the submission deadline.

Who SHOULD consider this competition?

We recommend this competition for students who are interested in social sciences and humanities, in particular philosophy, politics, and economics. It is also a good fit for students who enjoy writing, want to dive deep into critical reasoning, and have some flair in their writing approach (more on that below).

While STEM students can of course compete, they will have to approach the topics through a social science lens. For example, in 2021, one of the prompts in the division of philosophy was, ‘Are there subjects about which we should not even ask questions?’ Here, students of biology can comfortably write about topics revolving around cloning, gene alteration, etc, however, they will have to make sure that they are able to ground this in the theoretical background of scientific ethics and ethical philosophy in general.

Additional logistics

Each essay should address only one of the questions in your chosen subject category, and must not exceed 2000 words (not counting diagrams, tables of data, footnotes, bibliography, or authorship declaration).

If you are using an in-text-based referencing format, such as APA, your in-text citations are included in the word limit.

You can submit as many essays as you want in any and all categories. (We recommend aiming for only one given how time-consuming it can be to come up with a single good-quality submission)

Important dates

Prompts for the 2023 competition will be released in January 2023. Your submission will be due around 6 months later in June. Shortlisted candidates will be notified in mid-July which will be followed by the final award ceremony in September.

How much does it cost to take part?

What do you win?

A scholarship that will offset the cost of attending a course at the JLI. The amount will vary between $2000 and $10,000 based on whether you are a grand prize winner (best essay across all categories) or a subject category winner. (JLI programs are steeply-priced and even getting a prize in your category would not cover the entire cost of your program. While the website does not mention the cost of the upcoming summer program, a different website mentions it to be 3,000 GBP or 3600 USD)

If you were shortlisted, most probably, you will also receive a commendation certificate and an invitation to attend an academic ceremony at Oxford. However, even here, you will have to foot the bill for attending the conference, which can be a significant one if you are an international student.

How do you submit your entry?

You submit your entry through the website portal that will show up once the prompts for the next competition are up in January! You have to submit your essay in pdf format where the title of the pdf attachment should read SURNAME, First Name, Category, and Question Number (e.g. POPHAM, Alexander, Psychology, Q2).

What are the essay prompts like?

We have three insights here.

Firstly, true to the spirit of the enlightenment thinker it is named after, most of the prompts have a philosophical bent and cover ethical, social, and political themes. In line with JLI’s general philosophy, they force you to think hard and deeply about the topics they cover. Consider a few examples to understand this better:

“Are you more moral than most people you know? How do you know? Should you strive to be more moral? Why or why not?” - Philosophy, 2021

“What are the most important economic effects - good and bad - of forced redistribution? How should this inform government policy?” - Economics, 2020

“Why did the Jesus of Nazareth reserve his strongest condemnation for the self-righteous?” - Theology, 2021

“Should we judge those from the past by the standards of today? How will historians in the future judge us?” - History, 2021

Secondly, at Lumiere, our analysis is that most of these prompts are ‘deceptively rigorous’ because the complexity of the topic reveals itself gradually. The topics do not give you a lot to work with and it is only when you delve deeper into one that you realize the extent to which you need to research/read more. In some of the topics, you are compelled to define the limits of the prompt yourself and in turn, the scope of your essay. This can be a challenging exercise. Allow me to illustrate this with an example of the 2019 philosophy prompt.

“Aristotelian virtue ethics achieved something of a resurgence in the twentieth century. Was this progress or retrogression?”

Here you are supposed to develop your own method for determining what exactly constitutes progress in ethical thought. This in turn involves familiarizing yourself with existing benchmarks of measurement and developing your own method if required. This is a significant intellectual exercise.

Finally, a lot of the topics are on issues of contemporary relevance and especially on issues that are contentious . For instance, in 2019, one of the prompts for economics was about the benefits and costs of immigration whereas the 2020 essay prompt for theology was about whether Islam is a religion of peace . As we explain later, your ‘opinion’ here can be as ‘outrageous’ as you want it to be as long as you are able to back it up with reasonable arguments. Remember, the JLI website clearly declares itself to be, ‘ not a safe space, but a courteous one ’.

How competitive is the JLI Essay Competition?

In 2021, the competition received 4000 entries from 101 countries. Given that there is only one prize winner from each category, this makes this a very competitive opportunity. However, because categories have a different number of applicants, some categories are more competitive than others. One strategy to win could be to focus on fields with fewer submissions like Theology.

There are also a relatively significant number of students who receive commendations called “high commendation.” In the psychology field, for example, about 80 students received a commendation in 2022. At the same time, keep in mind that the number of students shortlisted and invited to Oxford for an academic conference is fairly high and varies by subject. For instance, Theology had around 50 people shortlisted in 2021 whereas Economics had 238 . We, at Lumiere, estimate that approximately 10% of entries of each category make it to the shortlisting stage.

How will your essay be judged?

The essays will be judged on your understanding of the discipline, quality of argumentation and evidence, and writing style. Let’s look at excerpts from various winning essays to see what this looks like in practice.

Level of knowledge and understanding of the relevant material: Differentiating your essay from casual musing requires you to demonstrate knowledge of your discipline. One way to do that is by establishing familiarity with relevant literature and integrating it well into their essay. The winning essay of the 2020 Psychology Prize is a good example of how to do this: “People not only interpret facts in a self-serving way when it comes to their health and well-being; research also demonstrates that we engage in motivated reasoning if the facts challenge our personal beliefs, and essentially, our moral valuation and present understanding of the world. For example, Ditto and Liu showed a link between people’s assessment of facts and their moral convictions” By talking about motivated reasoning in the broader literature, the author can show they are well-versed in the important developments in the field.

Competent use of evidence: In your essay, there are different ways to use evidence effectively. One such way involves backing your argument with results from previous studies . The 2020 Third Place essay in economics shows us what this looks like in practice: “Moreover, this can even be extended to PTSD, where an investigation carried out by Italian doctor G. P. Fichera, led to the conclusion that 13% of the sampling units were likely to have this condition. Initiating economic analysis here, this illustrates that the cost of embarking on this unlawful activity, given the monumental repercussions if caught, is not equal to the costs to society...” The study by G.P. Fichera is used to strengthen the author’s claim on the social costs of crime and give it more weight.

Structure, writing style, and persuasive force: A good argument that is persuasive rarely involves merely backing your claim with good evidence and reasoning. Delivering it in an impactful way is also very important. Let’s see how the winner of the 2020 Law Prize does this: “Slavery still exists, but now it applies to women and its name in prostitution”, wrote Victor Hugo in Les Misérables. Hugo’s portrayal of Fantine under the archetype of a fallen woman forced into prostitution by the most unfortunate of circumstances cannot be more jarringly different from the empowerment-seeking sex workers seen today, highlighting the wide-ranging nuances associated with commercial sex and its implications on the women in the trade. Yet, would Hugo have supported a law prohibiting the selling of sex for the protection of Fantine’s rights?” The use of Victor Hugo in the first line of the essay gives it a literary flair and enhances the impact of the delivery of the argument. Similarly, the rhetorical question, in the end, adds to the literary dimension of the argument. Weaving literary and argumentative skills in a single essay is commendable and something that the institute also recognizes.

Quality of argumentation: Finally, the quality of your argument depends on capturing the various elements mentioned above seamlessly . The third place in theology (2020) does this elegantly while describing bin-Laden’s faulty and selective use of religious verses to commit violence: “He engages in the decontextualization and truncation of Qur'anic verses to manipulate and convince, which dissociates the fatwas from bonafide Islam. For example, in his 1996 fatwa, he quotes the Sword verse but deliberately omits the aforementioned half of the Ayat that calls for mercy. bin-Laden’s intention is not interpretive veracity, but the indoctrination of his followers.” The author’s claim is that bin-Laden lacks religious integrity and thus should not be taken seriously, especially given the content of his messages. To strengthen his argument, he uses actual incidents to dissect this display of faulty reasoning.

These excerpts are great examples of the kind of work you should keep in mind when writing your own draft.

6 Winning Tips from Lumiere

Focus on your essay structure and flow: If logic and argumentation are your guns in this competition, a smooth flow is your bullet. What does a smooth flow mean? It means that the reader should be able to follow your chain of reasoning with ease. This is especially true for essays that explore abstract themes. Let’s see this in detail with the example of a winning philosophy essay. “However, if society were the moral standard, an individual is subjected to circumstantial moral luck concerning whether the rules of the society are good or evil (e.g., 2019 Geneva vs. 1939 Munich). On the other hand, contracts cannot be the standard because people are ignorant of their being under a moral contractual obligation, when, unlike law, it is impossible to be under a contract without being aware. Thus, given the shortcomings of other alternatives, human virtue is the ideal moral norm.” To establish human virtue as the ideal norm, the author points out limitations in society and contracts, leaving out human virtue as the ideal one. Even if you are not familiar with philosophy, you might still be able to follow the reasoning here. This is a great example of the kind of clarity and logical coherence that you should strive for.

Ground your arguments in a solid theoretical framework : Your essay requires you to have well-developed arguments. However, these arguments need to be grounded in academic theory to give them substance and differentiate them from casual opinions. Let me illustrate this with an example of the essay that won second place in the politics category in 2020. “Normatively, the moral authority of governments can be justified on a purely associative basis: citizens have an inherent obligation to obey the state they were born into. As Dworkin argued, “Political association, like family or friendship and other forms of association more local and intimate, is itself pregnant of obligation” (Dworkin). Similar to a family unit where children owe duties to their parents by virtue of being born into that family regardless of their consent, citizens acquire obligations to obey political authority by virtue of being born into a state.” Here, the author is trying to make a point about the nature of political obligation. However, the core of his argument is not the strength of his own reasoning, but the ability to back his reasoning with prior literature. By quoting Dworkin, he includes important scholars of western political thought to give more weight to his arguments. It also displays thorough research on the part of the author to acquire the necessary intellectual tools to write this paper.

The methodology is more important than the conclusion: The 2020 history winners came to opposite conclusions in their essays on whether a strong state hampers or encourages economic growth. While one of them argued that political strength hinders growth when compared to laissez-faire, the other argues that the state is a prerequisite for economic growth . This reflects JLI’s commitment to your reasoning and substantiation instead of the ultimate opinion. The lesson: Don’t be afraid to be bold! Just make sure you are able to back it up.

Establish your framework well: A paragraph (or two) that is able to succinctly describe your methodology, core arguments, and the reasoning behind them displays academic sophistication. A case in point is the introduction of 2019’s Philosophy winner: “To answer the question, we need to construct a method that measures progress in philosophy. I seek to achieve this by asserting that, in philosophy, a certain degree of falsification is achievable. Utilizing philosophical inquiry and thought experiments, we can rationally assess the logical validity of theories and assign “true” and “false” status to philosophical thoughts. With this in mind, I propose to employ the fourth process of the Popperian model of progress…Utilizing these two conditions, I contend that Aristotelian virtue ethics was progress from Kantian ethics and utilitarianism.” Having a framework like this early on gives you a blueprint for what is in the essay and makes it easier for the reader to follow the reasoning. It also helps you as a writer since distilling down your core argument into a paragraph ensures that the first principles of your essay are well established.

Read essays of previous winners: Do this and you will start seeing some patterns in the winning essays. In economics, this might be the ability to present a multidimensional argument and substantiating it with data-backed research. In theology, this might be your critical analysis of religious texts .

Find a mentor: Philosophical logic and argumentation are rarely taught at the high school level. Guidance from an external mentor can fill this academic void by pointing out logical inconsistencies in your arguments and giving critical feedback on your essay. Another important benefit of having a mentor is that it will help you in understanding the heavy literature that is often a key part of the writing/research process in this competition. As we have already seen above, having a strong theoretical framework is crucial in this competition. A mentor can make this process smoother.

Lumiere Research Scholar Program

If you’re looking for a mentor to do an essay contest like John Locke or want to build your own independent research paper, then consider applying to the Lumiere Research Scholar Program . Last year over 2100 students applied for about 500 spots in the program. You can find the application form here.

You can see our admission results here for our students.

Manas is a publication strategy associate at Lumiere Education. He studied public policy and interactive media at NYU and has experience in education consulting.

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Literary Theory and Criticism

Home › Literary Criticism of John Locke

Literary Criticism of John Locke

By NASRULLAH MAMBROL on December 20, 2017 • ( 0 )

John Locke’s (1632–1704) philosophy has been enduring and widespread in its influence. He laid the foundations of classical British empiricism, and his thought is often characterized as marked by tolerance, moderation, and common sense. In general, Locke’s affiliations were with the Puritans; his father had supported the parliamentarians against the king, and he attended Oxford, which was Puritan in sympathy. While at Oxford, he fell under the influence of the leading British scientist Sir Robert Boyle, who advocated an experimental and empirical method. He also read closely the work of Descartes, and was a friend of Isaac Newton. In 1668 he was elected Fellow of the Royal Society. After the death of his patron, the earl of Shaftesbury, Locke sought refuge in Holland until the Glorious Revolution of 1688 , which restored to the throne a Protestant monarch, William of Orange. Locke’s most important work, his Essay Concerning Human Understanding (1690), immediately won for him a high reputation amid some opposition.

The implications of Locke’s empiricism are still with us: many ideological forces still encourage us to look at the world as an assemblage of particular facts, yielding sensations which our minds then process in arriving at abstract ideas and general truths. In our context, Locke’s views of language are particularly interesting since they not only provided the starting point for subsequent theories of language in the eighteenth century (both for and against Locke’s views) but also anticipate a great deal of modern literary-critical thinking about language.

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men who have a great deal of wit, and prompt memories, have not always the clearest judgment or deepest reason. For wit lying most in the assemblage of ideas, and putting those together with quickness and variety, wherein can be found any resemblance or congruity, thereby to make up pleasant pictures and agreeable visions in the fancy; judgment, on the contrary, lies quite on the other side, in separating carefully, one from another, ideas wherein can be found the least difference, thereby to avoid being misled by similitude, and by affinity to take one thing for another. This is a way of proceeding quite contrary to metaphor and allusion; wherein for the most part lies that entertainment and pleasantry of wit, which strikes so lively on the fancy, and therefore is so acceptable to all people, because its beauty appears at first sight, and there is required no labor of thought to examine what truth or reason there is in it. (Essay, II, xi, 2)

In this passage, Locke effectively revives the age-old antagonism between philosophy, on the one side, and poetry and rhetoric, on the other. Where much classical and Renaissance thought had endeavored to combine the functions of poetry, as producing both pleasure and (moral) profit, Locke reawakens the ghost of a hard Platonism, separating (and even opposing) the spheres not only of profit and pleasure, but also of the faculties respectively enlisted by poetry and philosophy. The domain of poetry is governed by wit, which sees identities and affinities between disparate things, an imaginative and fictive operation designed to please the fancy. The realm of philosophy, on the other hand, is presided over by judgment, by the clear, cool ability to separate what does not belong together, to distinguish clearly between things, in the interests of furthering knowledge. The impulse of one lies toward confusion and conflation, while the impetus of the other is toward clarity. The poetic realm is the realm of fancy, of figurative language, of metaphor and allusion; the language of philosophy shuns adornment, and engages with the real world. Locke attempts to dismantle the effort of many centuries to fuse the claims of delight and instruction, viewing these as opposed rather than allied.

Hence, at the end of book III of the Essay, entitled Of Words , Locke urges that figurative speech comprises one of the “abuses” of language. He acknowledges that “in discourses where we seek rather pleasure and delight than information and improvement,” the ornaments of figurative speech and rhetoric may not be considered faults. “But,” he warns, “if we would speak of things as they are, we must allow that all the art of rhetoric, besides order and clearness; all the artificial and figurative application of words eloquence hath invented, are for nothing else but to insinuate wrong ideas, move the passions, and thereby mislead the judgment; and so are perfect cheats: and therefore . . . they are certainly, in all discourses that pretend to inform or instruct, wholly to be avoided.” Locke goes so far as to call rhetoric a “powerful instrument of error and deceit.” In this passage, Locke opposes pleasure and delight to both the pursuit of knowledge and moral improvement. He acknowledges, however, that the attraction of eloquence, “like the fair sex,” has hitherto prevailed: rhetoric is “publicly taught,” and the “arts of fallacy are endowed and preferred” ( Essay , III, x, 34). Whereas the Renaissance humanists aspired toward an integration of human pursuits and faculties, Locke demands a clear separation. Locke is here calling for a literalization of language, an extrication of words from their metaphorical and allegorical potential, a potential accumulated over many centuries. When language is thus reduced to denotation, stripped of all connotative potential, the word effectively becomes a transparent window onto meaning, and its material dimension is suppressed. Locke’s voice is perhaps the most pronounced sign of the bourgeois refashioning of language into a utilitarian instrument, a scientistic tendency that still infects some of our composition classrooms to this day.

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Locke’s seemingly harsh views of figurative speech need to be appraised in the context of his views of language in general. These views unwittingly highlight some of the skeptical implications of Locke’s empiricism, which were also evinced in various ways by George Berkeley and David Hume. Locke defines words as the “signs of ideas” or “internal conceptions” ( Essay , III, i, 2). Anticipating Saussure and many modern theorists of language, he emphasizes that the connection between signs (words) and ideas is not natural but is made by “a perfectly arbitrary imposition” which is regulated by “common use, by a tacit consent” (Essay, III, ii, 8). He also points out that whereas all things in existence are particular, the vast majority of words (apart from proper names) are general and do not designate specific objects, since to have a word for every object would not only be impractical and cumbersome but would also disable the very process of thought, which depends heavily on our ability to abstract from given circumstances and to generalize. Hence one word will usually cover an entire class of objects (Essay, III, iii, 1–6). Again Locke emphasizes that “general” and “universal” do not belong to “real existence” or to “things themselves”: they are inventions of the human mind, designed to facilitate our understanding of the world. In fact, the essences of genera and species are nothing more than abstract ideas: for example, “to be a man, or of the species man, and to have the right to the name ‘man’ is the same thing” (Essay, III, iii, 11–12). In other words, the essence of any general idea such as “man” is not found in the world; it is a purely verbal essence, though Locke hints that in forming abstract or general ideas, we are attempting to follow the similitude we appear to find among things in nature. He denies, however, that there are in the world any “real essences” that we can know (Essay, III, iii, 13).

In other parts of the Essay, Locke effectively acknowledges a skeptical position that what our minds know is not the world itself but the ideas we have of it. His discussion of language reinforces this implicit skepticism, especially in relation to the notion of essence which had dominated philosophy and theology for more than two thousand years. He suggests that there are two meanings of the term “essence”: it can be taken to refer to the “real internal . . . constitution of things,” which, however, is unknown; or it refers to the constituting characteristics of each genus, which is represented by an abstract or general idea, to which a given word is attached (Essay, III, iii, 15). Locke uses these two definitions to make his famous distinction between “real” and “nominal” essence: he urges that real essence and nominal essence are the same when we are talking about simple ideas and “modes” but that they are different in substances. The names of simple ideas – which cannot be broken down into smaller components – are the least doubtful because each of them represents a single perception (Essay, III, iv, 12–13). Simple ideas are not manufactured by the mind but are “presented to it by the real existence of things operating upon it” (Essay, III, v, 2). The names of modes (complex ideas which cannot subsist by themselves but depend on substances, such as “triangle,” “goodness,” “patricide”) are purely inventions of the mind and have no direct connection to real existence, hence their real and nominal essences coincide. But in the case of substances (which Locke defines as “distinct particular things subsisting by themselves”) such as “gold,” the real and nominal essences will be different: the nominal essence cannot be embodied in any particular real thing. Essentiality refers only to types and species, not to individuals (Essay, II, xii, 4–6; III, vi, 3–4). If there is a real essence of substances, we can only conjecture what this might be (Essay, III, vi, 6). Locke dismisses as fruitless any search after “substantial forms,” which are “wholly unintelligible” (Essay, III, vi, 10). Our knowledge of species and genera is constructed by the “complex ideas in us, and not according to precise, distinct, real essences in them.” Locke insists that we do not know real essences (Essay, III, vi, 8–9). He is here moving away from a conception of nature as harboring “certain regulated established essences.” He does acknowledge, however, that while the nominal essences of substances are made by the mind and not by nature, they are not entirely arbitrary, but attempt to follow the pattern of nature: we see certain qualities conjoined in nature, and we attempt to imitate these combinations in our complex ideas (Essay, III, vi, 15, 28).

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In his chapter The Imperfection of Words , Locke suggests that language is used primarily for two purposes: for recording our own thoughts and for communicating these thoughts to others (Essay, III, ix, 1). He also defines language as “the instrument of knowledge” (Essay, III, ix, 21). The imperfection of words lies in the uncertainty of what they signify. He appears to define clarity as a situation where a word or group of words will “excite in the hearer the same idea which it stands for in the mind of the speaker” (Essay, III, ix, 4). Locke attributes inaccuracy to a number of causes: since there is no natural connection between words and their meanings, and no natural standards, different people will attach different ideas to the same words; the rules governing meaning are not always clear or understood; and words are often learned without awareness of their full range of meaning (as by children). These imperfections tend not to disable everyday or “civil” discourse but are of serious consequence in philosophy, which seeks general truths (Essay, III, ix, 4–15).

In an even more strongly entitled chapter, The Abuse of Words , Locke lists a number of willful faults which contribute to the failure of communication. These include: the use of words without “clear and distinct ideas,” or the use of “signs without anything signified”; using words inconstantly and without distinct meanings; affecting obscurity, by using words in new and unusual ways; using obscurity to cover up conceptual difficulties and inadequacies; taking words for things (i.e., assuming that one’s own views describe reality itself ); and assuming that the meanings of certain words are known and need not be explained (Essay, III, x, 2–22). Locke’s remedies for these situations are to annex clear and distinct ideas to words, respecting their common usage, elaborating their meanings where necessary, ensuring that words agree as far as possible “with the truth of things” or what actually exists, and using the meanings of words with constancy. Locke even airs the idea, which he thinks to be unrealistic, of a dictionary, which might standardize and clarify all language usage. If this advice were followed, he believes, many of the current controversies would end, and “many of the philosophers’ . . . as well as poets’ works might be contained in a nutshell” rather than in long-winded tomes (Essay, III, xi, 9–26).

In his philosophy of language, as in his general advocacy of empiricism, Locke wavers uneasily between a view of the human mind constructing the world with which it engages, and the mind “receiving” this world from without. The general thrust of his commentary suggests that we construct the world through language: we ourselves impose general ideas, categories, and classifications upon the world. We can no longer talk of Platonic Forms or Aristotelian essence or substance: the essences that we “find” are our own constructions, constructions of language. Nature itself contains only particulars, and its apparent regularity and order are projections of our own thought processes whose medium is language. All of this points to a “coherence” theory of language, whereby language is not referential (referring to some external reality), but acquires meaning only through the systematic nature and coherence of its expression of our perceptions. On the other hand, Locke seems to intimate that the connection between language and reality is not entirely arbitrary: at some level – that of simple ideas – our perceptions do somehow correspond to external reality. Locke is at a loss to explain this correspondence, but he will not relinquish this last vestige of purported objectivity. Indeed, his urgent desire for linguistic clarity is perhaps a reaction to the failing system of referentiality: the entire edifice, the entire equation and harmony of language and reality, promulgated through centuries of theological building on the notion of the Logos (embracing the idea of God as both Word and the order of creation expressed by this), is about to crumble.

1 John Locke, An Essay Concerning Human Understanding, ed. A. D. Woozley (Glasgow: Fontana/Collins, 1975), p. 89. Hereafter cited as Essay.

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Supplement to John Locke

The influence of john locke's works.

Hans Aarsleff remarks that Locke ‘is the most influential philosopher of modern times.’ He notes that besides initiating the vigorous tradition known as British empiricism, Locke's influence reached far beyond the limits of the traditional discipline of philosophy. ‘His influence in the history of thought, on the way we think about ourselves and our relation to the world we live in, to God, nature and society, has been immense’ (Aarsleff, 1994, 252) Locke may well have influenced such diverse eighteenth century figures as Swift, Johnson, Sterne, Voltaire, Priestly and Jefferson.

Beginning with the publication of the 92 page summary of the Essay in the Bibliotheque universelle et historique for January through March of 1688 along with the publication of the first edition in December 1689, the Essay was both popular and controversial on both the continent and in England for the next fifty years. The sustained argument in An Essay Concerning Human Understanding for rejecting the old scholastic model of knowledge and science in favor of empirically disciplined modes of inquiry was enormously successful. Locke's arguments against innate principles and ideas largely prevailed. This was an early and striking success of the Essay. Recall that Locke's attack on innate ideas was part and parcel of his anti-authoritarianism and his emphasis on the importance of free and autonomous inquiry. As Aarsleff also notes, the radical nature of Locke's attacks on epistemic, political and religious authority are difficult for us to grasp today. Bishop Stillingfleet, the most prominent of Locke's early critics, claimed that Locke's new way of ideas would lead to skepticism and that his account of substance undermined the doctrine of the trinity. Locke denied this, but given that we have good reason to hold that Locke was an anti-trinitarian, we have some reason to doubt that this denial is sincere. Locke's epistemological views and his advocacy of rational religion were taken up by early eighteenth century deists such as John Toland and Anthony Collins who drew conclusions about religion that outraged the orthodox. The age of rational religion was coming to a close by the middle of the eighteenth century.

Within a few years of the publication of the 5th edition of Locke's essay, Berkeley attacked the alliance between empiricism and the science of Newton and the Royal Society which is an important feature of Locke's Essay. Berkeley argued that the causal or representative account of perception leads to skepticism about the existence of the external world as there is no good solution to the problem of the veil of perception and the associated distinction between primary and secondary qualities is untenable. These attacks gave rise to several misapprehensions about the doctrines of the Essay and their connection with the history of philosophy. If one accepts Berkeley's arguments the result is the view that empiricism leads to idealism and that the atomism which Locke regarded as the most plausible hypothesis about the world must be abandoned. Locke certainly thought he had the resources to solve the problems posed by the veil of perception doctrine and his account of the distinction between primary and secondary qualities is not the same as the one that Berkeley gives. Nonetheless, Berkeley's attacks on the Essay have produced long lasting and influential misinterpretations of the Essay. These misinterpretations led Reid, for example, to the rejection of the way of ideas (as it leads to the denial of the existence of the external world) and probably fueled Kant's notion that the British empiricism of the seventeenth and eighteenth centuries with its characteristic inadequacies and virtues is one of the two great streams leading inevitably towards his own transcendental idealism. If one does not accept the force of Berkeley's arguments, then neither Reid's conclusion or Kant's story have much force to them.

Locke's account of personal identity was genuinely revolutionary and a real contribution to philosophy. This, along with his agnosticism about whether the soul was material or immaterial were debated hotly through much of the eighteenth century and at least the debates about personal identity were largely recapitulated in the twentieth century. Much of this begins with the Clarke/Collins controversy of 1707–08. Locke's account of free agency is just as interesting and important as his account of personal identity with which it is connected. Yet it seems not to have been as controversial as Locke's account of personal identity. Gideon Yaffe's recent book Liberty Worth the Name may well revive interest in Locke's views on this subject as Yaffe argues that they are still of relevance to contemporary debates about free will and compatibilism.

The extant of the influence that Locke's account of language has had over the centuries is a matter of scholarly debate. Norman Kretzmann holds that Locke's views, while not original had a powerful influence on the Enlightenment view of the connection of words and ideas. Noam Chomsky in Cartesian Linguistics traces the important ideas in linguistics back to Descartes and the school at Port Royal rather than Locke. This is largely a matter of the importance of the innate in Chomsky's thought. Hans Aarsleff, on the other hand, believes that Locke stands at the beginning of the developments that produced contemporary linguistics and that Chomsky's account is more polemical than historical.

That Locke's works on education had considerable influence is indicated by the four editions that were published in his lifetime, a fifth that came out after his death and some twenty one editions in the eighteenth century. There were numerous translations into European languages during the eighteenth century as well. Peter Gay remarked that “John Locke was the founder of the Enlightenment in education as in much else” (Gay, 1964).

The Two Treatises of Government were published anonymously and it was only in Locke's will that he acknowledged the authorship of this work and others such as the Letters Concerning Toleration. As a consequence the Two Treatises had very little influence on the debates over how to justify the legitimacy of replacing King James II with William and Mary. John Dunn claims that in the eighteenth century in England the work had little influence. It was supposed that since it was written by England's greatest philosopher it must be the way things were done but few bothered to read it. Certainly conservatives such as Josiah Tucker read it and rejected its doctrines. There has been considerable scholarly debate about how much Locke's political doctrines affected the American revolutionaries and the writing of the American declaration of independence. The original claim that Locke's thought had considerable influence on the colonists was challenged and has more recently been reaffirmed. In France, Locke was influential through the first half of the eighteenth century and then rapidly lost influence as the French came to regard the English as conservative.

In the late eighteenth and nineteenth centuries Locke's views were largely rejected and his influence was at its lowest ebb. He was regarded as one of the prophets of the American and French revolutions. The doctrines of natural rights and human rights were rejected in favor of utilitarianism. Locke's philosophy was largely misinterpreted and rejected. Even the publication of Fox Bourne's two volume biography of Locke hardly raised any new interest.

In the twentieth century with the sale of the Lovelace papers and their donation to Oxford University, interest in Locke among philosophers has considerably revived. These papers included letters, several drafts of the Essay and other works. We now know considerably more about Locke and the development of his thought than was known previously and Locke scholars have been putting Locke's philosophy in its historical, religious, political and intellectual context. It is likely that this revival of interest will continue into the twenty first century.

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A Guide to Locke's Essay

General terms.

General and Universal , belong not to the real existence of Things; but are the Inventions and Creatures of the Understanding ; made by it for its own use, and concern only Signs , whether Words, or Ideas . Words are general, as has been said, when used, for Signs of general Ideas ; and so are applicable indifferently to many particular Things. [ Essay  III iii 11 ]

Real and Nominal Essence

Simple ideas and modes, the philosophy pages by garth kemerling are licensed under a creative commons attribution-sharealike 3.0 unported license . permissions beyond the scope of this license may be available at http://www.philosophypages.com/referral/contact.htm . ©1997, 2011 garth kemerling. last modified 12 november 2011. questions, comments, and suggestions may be sent to: the contact page..

  • An Essay Concerning Human Understanding
  • Literature Notes
  • Book Summary
  • About An Essay Concerning Human Understanding
  • Summary and Analysis
  • Book I: Innate Ideas
  • Book II: Of Ideas, Chapters 1-11
  • Book II: Of Ideas, Chapters 12-33
  • Book III: Of Words
  • Book IV: Knowledge and Probability
  • John Locke Biography
  • Full Glossary for An Essay Concerning Human Understanding
  • Essay Questions
  • Cite this Literature Note

Summary and Analysis Book III: Of Words

The subject matter of Book III is the use and the abuse of words. It is the shortest of the four books included in the Essay , and its primary purpose is to deal in a more direct manner with some of the problems that emerged from the accounts given in Book II concerning the formation and significance of complex ideas. One of these problems, as we have noted before, is the one that has to do with the question of personal identity. How can one be said to be the same person when all of the particular facts connected with both his physical and his mental existence have changed a number of times? This is but one instance of the larger problem that involves the meaning of all general or universal ideas.

Philosophers of the rationalist tradition had always insisted that universal ideas stand for actual realities. This position had been maintained in two different ways. According to one of them, universals have an existence that is completely independent of particular things. According to the other view, they are realities which are always present in things but do not exist apart from the particulars in which they are expressed.

Locke's theory of knowledge rejects both of these views and advocates instead that only particular things are real. For this reason, it seemed to him to be most appropriate that he should clarify his own position with reference to universals and set forth as clearly as he could the reasons upon which it was based. To accomplish this purpose, he found it necessary to discuss at some length the ways in which words are used and to point out the confusion that results when their proper use is not clearly understood. In making this kind of a report, he became one of the pioneers in the development of what is known as the philosophy of language .

In the opening chapters of this book, Locke describes in brief the origin and function of language, pointing out the way in which particular sounds and signs acquire their first meanings. They are used to refer to that present in the minds of other people and also to refer to external objects, or what is usually called the reality of things. Once a word has been learned, it tends to excite in the mind the object to which it refers. This naturally suggests to anyone that there is some necessary connection between the word and the object for which it stands.

This, according to Locke, is a mistaken notion. He insists that the connection is one that is chosen arbitrarily, and from this we may conclude that the meaning of a word is nothing other than what the individual who is using it wants it to mean. In other words, we may say that signs and sounds derive their meanings solely from their use.

Chapter 3 is devoted entirely to a discussion of the meaning of general terms. Because they constitute by far the kind of words that occur most frequently in the development of any language, it is especially important to indicate just what it is to which they refer and what it is to which they do not refer. The formation and use of general terms, we are told, comes about because of the impossibility of finding a name for every particular object about which we wish to make some communication. Even if this were possible, it would only add confusion to any attempt on the part of one person to convey his ideas to the mind of another.

For language to become a meaningful instrument of communication, it is necessary for some words to be used to refer to whole classes, or groups of objects, which have certain qualities in common. By giving a name to those qualities that are always associated in sense perception, we can designate a whole group of objects without stopping to take into account the various respects in which each member of the group differs from other ones. It is in this manner that we arrive at such class names as metal, chair, man, animals, tree, house, and so forth.

The important thing to remember in this connection is that the name which is given to designate a class of objects is purely a creation of the mind. Although it serves a useful purpose in enabling persons to communicate with one another, it does not refer to any object in itself that may be thought of as having an existence independent of the mind. By giving this account of the formation of general or universal ideas, Locke expresses his opposition to the time-honored doctrine of essences, which had prevailed among most scholars since the days of Aristotle.

According to this doctrine, the species of humans and animals as well as that of all created things is something that remains constant, and all of the particular examples included in each class of objects are only partial embodiments or imitations of the ideal reality for which each class name stands. One of Aristotle's illustrations of this doctrine can be seen in what he had to say about the species of plants and animals. He commented on the fact that nature appears to have a high regard for the species inasmuch as they remain constant in spite of all the changes that occur in the individuals through which the species is made manifest in the world of our experience.

This doctrine, which has frequently been referred to as that of "the immutability of the species," was accepted by the majority of scientists in Locke's day. It was not challenged in any serious way on scientific grounds until the publication of Charles Darwin's Origin of Species. Locke's analysis of universal ideas constituted a challenge on philosophical grounds. His position is well indicated by the words with which he concludes this part of the discussion. He says, "all the great business of genera and species, and their essences amount to no more but this: — That men making abstract ideas do thereby enable themselves to consider things in bundles." This enables them to communicate with one another more readily than would be possible if their words and thoughts were confined to particulars.

The use of general terms is necessarily involved in the making of definitions. On this point Locke tells us that simple ideas cannot be defined. The reason for this is that each one is unique, and any attempt to make a definition of it would consist in stating what it is in terms of what it is not. The situation is quite different in the case of complex ideas, which are derived through the processes of combining, comparing, and abstracting. Here the mind has the power of creating new ideas that did not have any prior existence.

In the case of simple ideas, we naturally tend to think of an external object that has caused the sensation, but there is no object of this kind that produces complex ideas. When a name is given to any complex idea, it may suggest that there is an essence or entity of some sort that corresponds to it. However, we have no evidence to indicate that anything of this nature has any real existence outside of the mind which has created it. The name given to the complex idea does have a definite signification, and for this reason it can be used for the purposes of an inter-personal exchange of ideas.

Locke's position regarding the meaning of general terms is made especially clear in a chapter entitled "Names of Our Ideas of Substances." He rejects the view that ideas of substances refer to essences which belong to the natural order of things. On the contrary, he maintains they are complex ideas that have been formed by the activity of the mind and given specific names, which makes it possible for one person to communicate with another about the particular ideas that he has in mind. While the naming of these ideas may carry the suggestion that they refer to entities which have been placed by nature in the external objects, a careful consideration of the facts will indicate that this is not the case.

The limitless number of variations which distinguish the individual members of any given species makes it evident that nature does not have a fixed pattern or form which is imposed on the individual members of a class of objects. Rather, it is the mind of the person who is trying to understand the objects of his experience that determines what constitutes the essences of things. This is done by selecting the similarities that one observes in a number of these ideas and attaching a particular name to them.

The fact that different people do not always select the same number of similarities is the reason why one person's understanding of what is included in a given essence does not always coincide with that of another person. The selections are more or less arbitrary, and they are conditioned in each case by the purpose for which they are made. The more general the nature of the substance that is named, the greater will be the amount of variations that this name will suggest to different minds. In the case of artificial substances in which the specific elements that are included can be named, there will be a greater degree of similarity in the minds of different people than will be true when one is speaking of natural substances.

In his discussion of the abuse of words , Locke makes a number of important observations. There is nothing that hinders the acquisition of genuine knowledge any more than the failure of people to use words in the proper sense of their meaning. Before Locke's time, Francis Bacon had attempted to deal with this problem by insisting that the idols of the cave, market place, tribe, and theater should all be swept from the human mind. Locke appears to have been influenced a great deal by the general trend of Bacon's philosophy, which is especially evident in what he has to say about the abuse of words and the remedies that may be used to correct it.

Among the abuses of words against which Locke warns his readers is the use of words that have no definite or specific meaning. Apparently he has in mind the way philosophers of medieval times would attempt to solve difficult problems by the use of some term the meaning of which was so obscure that in-stead of providing an adequate solution for the problem it did nothing more than give it a new name.

Another abuse consists in the use of words to which some definite meaning has been attached in the past but which is now used in a very different connection and conveys a meaning that is other than the one for which it was originally intended. In some instances, this second usage will have no definite meaning at all. This is often the case when people use such words as wisdom, glory, grace, or liberty. Sometimes words are used when certain names have been learned before one understands the ideas to which they belong. As a result, there is a lack of constancy in the meanings attached to them.

Several other misuses of words are described and illustrated, but the one which Locke is especially concerned to warn against is that of taking words to stand for things when in reality they signify nothing but ideas. This is what occurs when the names of essences are interpreted to refer to actual entities which have an existence that is independent of the mind.

The remedy for these abuses of words is fairly obvious from the description of the ways in which they occur. However, Locke's statements concerning the remedies to be used are interesting even if they are not always consistent with the nominalistic position he has tried to maintain. He tells us, in the first place, that no word should be used without having some distinct idea annexed to it. When words are used to signify complex ideas, they must be determinate in the sense that they refer to a specific combination of simple ideas. This is especially important in the case of moral terms to avoid ambiguity in the use of words such as justice or righteousness. In the names of substances, we need something more than barely determined ideas: "In these the names must also be conformable to things as they exist."

It is also important to apply words to such ideas as one finds in common usage, and in those instances where one wishes to depart from common usage, he must make clear the precise meaning that he attaches to the words used. This may be done by the use of definitions and also by giving examples to illustrate the meaning one has in mind.

Book III is an attempt to account for the origin and meaning of universal terms without departing from the principles set forth in the earlier parts of the Essay. Having rejected the doctrine of innate ideas and having advocated the view that all knowledge comes from experience, the author found it necessary to explain the true meaning of those ideas that refer to something other than the changing and transitory elements of sensation and reflection. These elements are of momentary duration, but general terms and universal ideas refer to something that is at least relatively permanent. At any rate, they signify something that does not change as quickly or in the same manner as sensations.

How then can one account for the meaning of universals without resorting to the view that they have been implanted in the mind from some source that is other than experience? Locke's answer to this question lies in his analysis of the way in which words are used. By giving attention to the psychological aspects of the problem rather than attempting to deal with the metaphysical issues that are involved, he initiated the movement which in later years came to be known as the philosophy of language. The importance of this trend in Locke's way of thinking can be understood only in the light of its influence on the course of philosophy during the centuries that followed.

Although Locke was not the first one to call attention to the uses and the abuses of words, his analysis went further than that of Francis Bacon or any other one of his predecessors. This was due primarily to the fact that his account of words and their uses was directly associated with his empirical theory of knowledge. It is true, as many of his critics have pointed out, that Locke did not always accept the logical consequences of the method which he had adopted. Because of this, he has been severely criticized for the inconsistencies that are implicit in his epistemology.

Those who are most sympathetic with the quality of Locke's work do not deny the inconsistencies, but they hold that he was too wise a man to allow theoretical inconsistencies to stand in the way of good common sense. They believe he was right in the views that he maintained even though they could not be made to harmonize with the premises on which his whole theory was based. This is the type of thing which has led some people to the conviction that in practical matters, ordinary common sense is more reliable than theoretical speculations no matter how consistent or complete they may be. Locke's inconsistencies in this respect would be regarded by those of a practical turn of mind as evidence of sound judgment on his part.

Nevertheless, any fair appraisal of Locke's work must take stock not only of what he believed to be true but also the adequacy of the arguments that he used in support of those beliefs. It is precisely in this area that the weaknesses of his philosophical position can be brought to light. He wanted to refute the scholastic doctrine of essences and along with it the belief that genera, species, and, in fact, all universals are demarcations of nature to which the ideas in our minds must correspond.

To do this he tried to show how it is that all of these complex ideas are the products of the mind brought about through the processes of combining, comparing, and abstracting. Having created these complex ideas, the mind goes one step further and attaches names to them. The naming of these ideas serves a useful purpose in that it furnishes a means of identification and enables one person to communicate with another in a manner that makes it possible for each of them to know what is in the mind of the other person.

The error which Locke warns against is that of supposing the name stands for an entity in nature; in reality, it is only an idea in someone's mind. Hence, there are no species, genera, or universals in nature. They are only devices that the mind has created to enable a person to understand and to adjust himself to his environment.

It is easy to see that the logical outcome of this line of reasoning can be none other than complete skepticism about the nature of anything that is external to the human mind. Whether there are any permanent patterns or forms of objects in the outside world is something that it is impossible to know. The same thing must also be true with reference to personal identity or selfhood which persists over a period of years. What is generally understood to be a person or self cannot be identified with any single sensation or moment of existence.

There are some passages in the Essay Concerning Human Understanding which indicate that Locke accepted this type of skepticism. He was always anxious to avoid the appearance of dogmatism, and this may have been one of the reasons why in some instances he was careful not to make any definite statement about the nature of the outside world. While he could not deny the existence of universals in nature, he could assert that there is no evidence to support one's belief in them.

There are, however, other passages in the book which indicate quite clearly that Locke was not satisfied with so skeptical an attitude about knowledge of the world. He never abandoned the idea that it is objects in the outside world that cause sensations to appear in human minds. Even in his discussion of the names that are applied to substances, he warns his readers that they must be cautious in the way in which these names are selected and used. With reference to this matter, he says, "In these the names must also be conformable to things as they exist."

One might ask in this connection by what means will it be possible for anyone to know whether the names given to complex ideas are conformable to things as they really exist? Apparently Locke never doubts his own personal identity, the reality of a material world, or the principle of causality as a force or power which produces changes both in the outside world and within human minds. Of course, the logical implications of his basic premises makes it quite impossible to establish the validity of any of these beliefs. Nevertheless, the beliefs may be true in spite of this fact, and there are few persons who would doubt that they are.

The general character of Locke's theory of knowledge indicates that he is contemptuous of metaphysics. Since all knowledge is derived from experience, and human experience is so limited that one can have only partial and fragmentary knowledge about the world in which he lives, any attempt to go beyond the boundaries of human experience and find out something about the nature of the universe as a whole is necessarily doomed to failure. It was with reference to metaphysical speculations that Locke is said to have written to a friend, "You and I have had enough of this kind of fiddling."

In spite of this general attitude, Locke found it impossible to avoid making some commitments with reference to the nature of the universe. He did affirm his belief in God, in the reality of material and spiritual substances, the existence of causal relationships, the moral character of the universe, and other matters all of which are metaphysical in character.

Previous Of Ideas, Chapters 12-33

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