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Free will is the idea that humans have the ability to make their own choices and determine their own fates. Is a person’s will free, or are people's lives in fact shaped by powers outside of their control? The question of free will has long challenged philosophers and religious thinkers, and scientists have examined the problem from psychological and neuroscientific perspectives as well.

  • Does Free Will Exist?
  • Why Beliefs About Free Will Matter

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Scientists have investigated the concept of human agency at the level of neural circuitry, and some findings have been taken as evidence that conscious decisions are not truly “free.” Free will skeptics argue that the subjective sense of free will is an illusion. Yet many scholars, as well as ordinary people, still profess a belief in free will, even if they acknowledge that choices are partly shaped by forces outside of one's control.

Behavioral science has made plain that individuals’ behavioral tendencies are influenced by genetics , as well as by factors in the environment that may be outside of a person’s control. This suggests that there are, at least, some constraints on the range of decisions and behaviors a person will be inclined to make (or even to consider) in any given situation. Challengers of the idea that people act the way they do due to conscious, unconstrained choices also point to evidence that unconscious brain activity can partly predict a choice before a conscious decision is made. And some have sought to logically refute the argument that choices necessarily demonstrate free will.

While there are many reasons to believe that a person’s will is not completely free of influence, there is not a scientific consensus against free will. Some use the term “free will” in a looser sense to reflect that conscious decisions play a role in the outcomes of a person’s life—even if those are shaped by innate dispositions or randomness. (Critics of the concept of free will might simply call this kind of decision-making “will,” or volition.) Even when unconscious processes help determine a person’s conscious behavior, some argue, such processes can still be thought of as part of an individual’s will.

Determinism is the idea that every event, including every human action, is the result of previous events and the laws of nature. A belief in determinism that includes a rejection of free will has been called “hard determinism.”

From a deterministic perspective, there is only one possible way that future events can unfold based on what has already occurred and the rules that govern the universe—though that doesn’t mean such events can necessarily be predicted by humans. Someone who believes in free will because they do not take determinism for granted is called, in philosophy , a “libertarian.”

Yes. This is called “compatibilism” or “soft determinism.” A compatibilist believes that even though events are predetermined, there is still some version of free will at work in decision-making . An incompatibilist argues that only determinism or free will can be true.

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Whether free will exists or not, belief in free will is very real. Does it matter if a person believes that her choices are completely her own, and that other people’s choices are freely made, too? Psychologists have explored the connections between free will beliefs—often gauged by agreement with statements like “I am in charge of my actions even when my life’s circumstances are difficult” and, simply, “I have free will”—and people’s attitudes about decision-making, blame, and other variables of consequence.

The more people agree with claims of free will , some research suggests, the more they tend to favor internal rather than external explanations for someone else’s behavior. This may include, for example, learning of someone’s immoral deed and agreeing more strongly that it was a result of the person’s character and less that factors like social norms are to blame. (A study of whether reducing free-will beliefs influenced sentencing decisions by actual judges, however, did not show any effect. )

One idea proposed in philosophy is that systems of morality would collapse without a common belief that each person is responsible for his actions—and thus deserves reward or punishment for them. In this view, there is value in maintaining belief in free will, even if free will is in fact an illusion. Others argue that morality can exist in the absence of free-will belief, or that belief in free will actually promotes harmful outcomes such as intolerance and revenge-seeking. Some psychology research has been cited as suggesting that disbelief in free will increases dishonest behavior, but subsequent experiments have called this finding into question.

Mental illness can be thought of, in a sense, as involving additional constraints on the freedom of a person’s will (in the form of rigid thought patterns or compulsions, for instance), beyond the usual factors that shape thinking and behavior. Belief in free will, it has been argued, may contribute to the stigma attached to mental illness by obscuring the role of underlying biological and environmental causes.

There is limited evidence that people who believe more strongly in free will may tend to perceive at least some kinds of choices—such as buying electronics or deciding what to watch on TV—as easier to make, and that they may enjoy making choices more.

Two concepts from psychology that bear similarity to belief in free will are “ locus of control ” and “ self-efficacy .” Locus of control refers to a person’s belief about how much power he has over his life—how important factors like intentions and hard work seem to be compared to external forces such as good luck or the actions of others. Self-efficacy is a person’s sense of her ability to perform at a certain level so as to influence events that affect them. While all of these concepts relate to the factors that steer a person’s life, they are distinct—one can doubt that humans have free will, for example, and still be confident in her ability to win a competition .

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1000-Word Philosophy: An Introductory Anthology

1000-Word Philosophy: An Introductory Anthology

Philosophy, One Thousand Words at a Time

Free Will and Free Choice

Author: Jonah Nagashima Category: Metaphysics Word Count: 997

An auctioneer opens the bidding on a painting. A moment later, your hand raises.

Now, consider three backstories:

  • You had no intention to bid, but a spasm caused your hand to raise.
  • You don’t value the painting, but someone put a gun to your head, telling you to bid “or else.” Wanting to live, you raised your hand.
  • You wanted the painting, and so you raised your hand to bid.

Were any of these bids made on your own free will? Were they free choices? [1]

This depends on what free will is and whether or not we ever have it. [2] This essay surveys the major positions on these issues.

forking paths

1. Determinism

Suppose that the fundamental physical laws determine every event such that, at the moment of the big bang, it was already settled that you’d read this essay because the laws and initial conditions of the world necessitate that you’d do so; given their presence, it was guaranteed that you would.

This describes physical determinism , which is a kind of determinism , the view that every event is necessitated by prior events: current and future events must happen as they happen. [3]

Alternatively, if indeterminism is true, then not everything is determined: some things that happen aren’t necessitated by prior events; there’s some chance in the picture. [4]

Either free choice is compatible with determinism (“ compatibilist ” theories of freedom) or it isn’t (“ incompatibilist ” theories). [5] Let’s explore both options, starting with incompatibilism.

2.1. Incompatibilism: Libertarianism

Libertarians believe that free will is incompatible with determinism and argue that we have free will. Let’s motivate both, starting with incompatibilism.

Two incompatibilist theories of free will are these:

(A) a free choice is one where the person is able to choose other than what she, in fact, chooses : she didn’t have to do what she actually did; [6]

(B) a free choice is one where the person is the ultimate source of her choice. [7]

Story (3) provides some support for these theories: we might say that you freely bid on the painting because you could have refrained from bidding or because you were the sole source of the choice to bid.

These theories are incompatibilist theories: having free will in these senses is incompatible with determinism. If determinism is true, events that happened long before we were born are the ultimate source of our choices, not us, so we lack free will according to theory (B). And, if determinism is true, the past necessitates our choices, making it impossible that we do anything other than what we actually do, so we lack free will according to theory (A). [8]

Libertarians [9] accept theories of free will like these. They argue, however, that we sometimes do have free will, often in the senses of (A) or (B), and so that shows that determinism is false: sometimes we can do other than what we actually do and we are the ultimate source of our choices.

A worry. Libertarians say that free choice requires indeterminism, but indeterminism doesn’t seem hospitable for free choice. Consider backstory (3) again: if this action is not determined, then you could’ve had the exact same desires and reasons for bidding and refrained from bidding. Indeterminism then seems to introduce randomness , which looks inhospitable to free will, as the muscle spasm example (1) suggests: the spasm wasn’t a freely-made bid. Explaining why undetermined actions aren’t ultimately random is a challenge for libertarians. [10]

2.2. Incompatibilism: Hard Determinism

Hard determinists agree with libertarians that free will is incompatible with determinism, but deny that we have free will. They agree that free will requires something like (A) or (B) but argue that, since our world is deterministic, nobody has free will: nobody can do other than what they actually do and nobody is the ultimate source of their actions. [11]

A concern. Many think that we are morally responsible for our actions only when we act from our free will. So hard determinists have the challenge of explaining what justifies practices like punishment and reward, and praise and blame, if we lack free will. [12]

3. Compatibilism

Consider some compatibilist theories of free choice:

(C) a person chooses freely when she acts in accordance with her own desires and values ; [13]

(D) a person chooses freely just when the source of her choice is responsive to reasons . [14]

Backstory (3) was a free action on either of these theories because you did what you wanted to do or what you had reason to do. Backstory (2) we could judge as not free, since you bid because of coercion and someone else’s desire for the painting, not your own. We could say, however, that you freely chose to avoid being shot, since you didn’t want that!

These judgments are compatible with your action’s being determined. If determinism is true, then your will, values, and desires are determined. But you can do what you want to do, act on your own reasons, and yet be determined to act that way. Proposals (C) and (D) then are compatibilist theories of free will: actions can be free and determined. This would be welcome news should we discover that our world is deterministic: our freedom wouldn’t hang on the falsity of determinism. [15]

A problem. Suppose that a covert manipulator subtly manipulates Eleanor into having certain desires, which determine Eleanor to choose in certain ways, based on reasons she’s responsive to, all of which are conducive to the manipulator’s ends. [16] Would Eleanor be acting freely? It seems doubtful, since she isn’t the source of her actions – the manipulator is. Furthermore, because of the efficacy of the manipulation, Eleanor is unable to do other than what she in fact does. Theories (C) and (D) however, imply she chooses freely. Not great. Compatibilists thereby either need to amend their theories or explain why this kind of manipulation doesn’t undermine freedom. [17]

4. Conclusion

Each theory above attempts to answer the question of whether we have free will. Which overall position we should accept depends both upon what free will is and what we, and the world, are like. [18]

[1] Some argue that a free choice is one made of one’s own free will , taking the will to be most fundamental. See Robert Kane’s The Significance of Free Will for arguments for this position. We’ll address both here, given the close relations between the will and choices.

[2] What something is , or how it is accurately defined, and whether something exists are distinct questions. E.g., we can ask what witches are , what the definition of a witch is, but deny they exist. Atheists argue, “The concept of God is this . . ., but I think that God does not exist.” Eliminativists about race say, “Races are this . . , but races do not exist,” and so on. So, to define something, or explain what it is , does not commit one to claiming that the thing in question exists. So, the questions of what free will is and whether actually we have free will are distinct.

[3] Physical determinism is one kind of determinism. Another kind of determinism is theological determinism , which comes in varieties. Suppose God exists and infallibly knows the future from the creation of the world. If so, then it seems that God’s knowledge determines that future. Or suppose instead that God willed before the creation of the world that you’d read this essay, and that everything God wills must come to pass: could you avoid reading this essay? For discussion, see Attributes of God by Bailie Peterson. A related, but distinct, view is fatalism , the view that, very roughly, present truths about the future determine that future or make that future inevitable. You might think that some of these types of determinisms, but not others, rule out free will.

[4] Indeterminism is consistent with some events or actions being determined: indeterminism simply denies that all events are determined.

[5] There is also the question of which theories of free will are compatible with indeterminism , which relates to the worry for libertarians below.

[6] See Peter van Inwagen’s An Essay on Free Will for such a view.

[7] Eleonore Stump develops such a view in chapter 9 of Aquinas , and Robert Kane develops such a view in his The Significance of Free Will.

[8] Peter van Inwagen provides a detailed argument for this claim in chapter 3 of An Essay on Free Will . See also further developments by Alicia Finch and Ted Warfield in “The Mind Argument and Libertarianism.” Kadri Vihvelin provides a compatibilist reply in “How to Think About the Free Will/Determinism Problem.”

[9] This view has no relation whatsoever to the political theory called libertarianism .

[10] See chapter 3 of Neil Levy’s Hard Luck more a more careful statement of the problem and see chapters 6-7 of Helen Steward’s A Metaphysics for Freedom for an incompatibilist reply.

[11] Derk Pereboom’s Living Without Free Will defends a view he calls “hard incompatibilism” that agrees with hard determinism’s conclusion that we lack free will, but comes at it in a different way. Rather than hold that determinism is true and that is why we lack free will, they argue that we lack free will for other reasons, e.g., that we lack evidence that any of us satisfy the requirements in (A) or (B), or that concerns about moral luck give us reason to think that nobody has the kind of free will required for moral responsibility.

There are few explicit defenses of hard determinism, although many incompatibilists fear that they might end up becoming hard determinists since, for all we know, physicists could announce tomorrow that they have discovered that our world is deterministic. In light of worries like these, Manuel Vargas makes an alternative proposal in Building Better Beings : we should acknowledge that we have some incompatibilist intuitions, but we should revise those intuitions in light of the fact that we lack evidence we have the kind of free will incompatibilists want.

[12] For discussion, see Free Will and Moral Responsibility by Chelsea Haramia. Here we have focused on whether free will is compatible with determinism (and indeterminism) or not, with compatiblist and incompatiblist theories of free will, but there are distinct, but very much related, questions of whether moral responsibility is compatible with determinism (and indeterminism) or not, with compatiblist and incompatiblist theories of moral responsibility. And there are still further questions about the relationship between moral responsibility and free will: many think that we are morally responsible only when we act on free will, but some argue that moral responsibility does not require free will.

[13] Gary Watson’s “Free Agency” and Susan Wolf’s Freedom Within Reason develop theories in this vein. So does Harry Frankfurt in The Importance of What We Care About , although he focuses on coherence between a person’s actual desires, and the desires she wishes to have : when they match, a person identifies with her desires.

[14] See John Marin Fischer and Mark Ravizza’s Responsibility and Control for a such a view, and Dana Nelkin’s Making Sense of Freedom and Responsibility for a proposal in a similar spirit.

[15] Although the most widely accepted interpretation of quantum mechanics (the Copenhagen interpretation) is indeterministic, some live competitors, like the many worlds interpretation or the de Broglie-Bohm interpretation, are deterministic. For discussion, see Quantum Mechanics and Philosophy III: Implications by Thomas Metcalf.

[16] Coercion involves an unwilling subject, but here we can suppose that our subject did not will one way or another prior to the manipulation.

[17] For discussion, see Alternate Possibilities and Moral Responsibility by Rachel Bourbaki . See also chapter 4 (especially pages 110-117) of Derk Pereboom’s Living Without Free Will for a fuller statement of this kind of problem, as well as Kristin Demetriou’s “The Soft-Line Solution to Pereboom’s Four-Case Argument” and Tomis Kapitan’s “Autonomy and Manipulated Freedom” for compatibilist responses to this worry.

[18] Thanks to Andrew Chapman, Nathan Nobis and Chelsea Haramia for helpful comments which improved this essay.

Demetriou, Kristin (2010). “The Soft-Line Solution to Pereboom’s Four-Case Argument.” Australasian Journal of Philosophy 88(4): 595-617.

Finch, Alicia and Ted A. Warfield (1998). “The Mind Argument and Libertarianism.” Mind 107(427): 515-528.

Fischer, John Martin and Mark Ravizza (1998). Responsibility and Control . New York: Cambridge University Press.

Frankfurt, Harry (1988). The Importance of What We Care About . New York: Cambridge University Press.

Kapitan, Tomis (2000). “Autonomy and Manipulated Freedom.” Philosophical Perspectives 14: 81-104.

Kane, Robert (1998). The Significance of Free Will . Oxford University Press.

Levy, Neil (2011). Hard Luck . New York: Oxford University Press.

Nelkin, Dana (2011). Making Sense of Freedom and Responsibility . New York: Oxford University Press.

Pereboom, Derk (2001). Living Without Free Will . New York: Cambridge University Press.

Steward, Helen (2012). A Metaphysics for Freedom. New York: Oxford University Press.

Stump, Eleonore (2003). Aquinas . New York: Routledge.

van Inwagen, Peter (1983). An Essay on Free Will . New York: Oxford University Press.

Vargas, Manuel (2013). Building Better Beings. New York: Oxford University Press.

Vihvelin, Kadri (2011). “How to Think About the Free Will/Determinism Problem.” In Michael O’Rourke, Joseph Keim Campbell and Matthew H. Slater (eds.), Carving Nature at Its Joints , 314- 340. Cambridge, MA: MIT Press.

Watson, Gary (1975). “Free Agency.” Journal of Philosophy 72(8): 205-220.

Wolf, Susan (1990). Freedom Within Reason . New York: Oxford University Press.

Related Essays

Free Will and Moral Responsibility by Chelsea Haramia

Praise and Blame  by Daniel Miller

Alternate Possibilities and Moral Responsibility by Rachel Bourbaki

Manipulation and Moral Responsibility  by Taylor W. Cyr

Attributes of God by Bailie Peterson

Quantum Mechanics and Philosophy III: Implications by Thomas Metcalf

Moral Luck by Jonathan Spelman

Possibility and Necessity: An Introduction to Modality by Andre Leo Rusavuk

The Problem of Evil by Thomas Metcalf

Theories of Punishment  by Travis Joseph Rodgers

Revision History

This essay, posted 12/24/18, is a revised version of an essay originally posted 4/3/2014.

PDF Download

Download this essay in PDF .

About the Author

Jonah is a graduate student at the University of California, Riverside. He is a graduate of Northern Illinois University (M.A.) and Biola University (B.A.), and has interests in metaphysics, especially the metaphysics of free will. http://philosophy.ucr.edu/jonah-nagashima

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30 Existence of Free Will

Determinism and freedom.

Determinism and free will are often thought to be in deep conflict. Whether or not this is true has a lot to do with what is meant by determinism and an account of what free will requires.

First of all, determinism is not the view that free actions are impossible. Rather, determinism is the view that at any one time, only one future is physically possible. To be a little more specific, determinism is the view that a complete description of the past along with a complete account of the relevant laws of nature logically entails all future events. 1

Indeterminism is simply the denial of determinism. If determinism is incompatible with free will, it will be because free actions are only possible in worlds in which more than one future is physically possible at any one moment in time. While it might be true that free will requires indeterminism, it’s not true merely by definition. A further argument is needed and this suggests that it is at least possible that people could sometimes exercise the control necessary for morally responsible action, even if we live in a deterministic world.

It is worth saying something about fatalism before we move on. It is really easy to mistake determinism for fatalism, and fatalism does seem to be in straightforward conflict with free will. Fatalism is the view that we are powerless to do anything other than what we actually do. If fatalism is true, then nothing that we try or think or intend or believe or decide has any causal effect or relevance as to what we actually end up doing.

But note that determinism need not entail fatalism. Determinism is a claim about what is logically entailed by the rules/laws governing a world and the past of said world. It is not the claim that we lack the power to do other than what we actually were already going to do. Nor is it the view that we fail to be an important part of the causal story for why we do what we do. And this distinction may allow some room for freedom, even in deterministic worlds.

An example will be helpful here. We know that the boiling point for water is 100°C. Suppose we know in both a deterministic world and a fatalistic world that my pot of water will be boiling at 11:22am today. Determinism makes the claim that if I take a pot of water and I put it on my stove, and heat it to 100°C, it will boil. This is because the laws of nature (in this case, water that is heated to 100°C will boil) and the events of the past (I put a pot of water on a hot stove) bring about the boiling water. But fatalism makes a different claim. If my pot of water is fated to boil at 11:22am today, then no matter what I or anyone does, my pot of water will boil at exactly 11:22am today. I could try to empty the pot of water out at 11:21. I could try to take the pot as far away from a heating source as possible. Nonetheless, my pot of water will be boiling at 11:22 precisely because it was fated that this would happen. Under fatalism, the future is fixed or preordained, but this need not be the case in a deterministic world. Under determinism, the future is a certain way because of the past and the rules governing said world. If we know that a pot of water will boil at 11:22am in a deterministic world, it’s because we know that the various causal conditions will hold in our world such that at 11:22 my pot of water will have been put on a heat source and brought to 100°C. Our deliberations, our choices, and our free actions may very well be part of the process that brings a pot of water to the boiling point in a deterministic world, whereas these are clearly irrelevant in fatalistic ones.

Three Views of Freedom

Most accounts of freedom fall into one of three camps. Some people take freedom to require merely the ability to “do what you want to do.” For example, if you wanted to walk across the room, right now, and you also had the ability, right now, to walk across the room, you would be free as you could do exactly what you want to do. We will call this easy freedom.

Others view freedom on the infamous “Garden of Forking Paths” model. For these people, free action requires more than merely the ability to do what you want to do. It also requires that you have the ability to do otherwise than what you actually did. So, If Anya is free when she decides to take a sip from her coffee, on this view, it must be the case that Anya could have refrained from sipping her coffee. The key to freedom, then, is alternative possibilities and we will call this the alternative possibilities view of free action.

Finally, some people envision freedom as requiring, not alternative possibilities but the right kind of relationship between the antecedent sources of our actions and the actions that we actually perform. Sometimes this view is explained by saying that the free agent is the source, perhaps even the ultimate source of her action. We will call this kind of view a source view of freedom.

Now, the key question we want to focus on is whether or not any of these three models of freedom are compatible with determinism. It could turn out that all three kinds of freedom are ruled out by determinism, so that the only way freedom is possible is if determinism is false. If you believe that determinism rules out free action, you endorse a view called incompatibilism. But it could turn out that one or all three of these models of freedom are compatible with determinism. If you believe that free action is compatible with determinism, you are a compatibilist.

Let us consider compatibilist views of freedom and two of the most formidable challenges that compatibilists face: the consequence argument and the ultimacy argument.

Begin with easy freedom. Is easy freedom compatible with determinism? A group of philosophers called classic compatibilists certainly thought so. 2  They argued that free will requires merely the ability for an agent to act without external hindrance. Suppose, right now, you want to put your textbook down and grab a cup of coffee. Even if determinism is true, you probably, right now, can do exactly that. You can put your textbook down, walk to the nearest Starbucks, and buy an overpriced cup of coffee. Nothing is stopping you from doing what you want to do. Determinism does not seem to be posing any threat to your ability to do what you want to do right now. If you want to stop reading and grab a coffee, you can. But, by contrast, if someone had chained you to the chair you are sitting in, things would be a bit different. Even if you wanted to grab a cup of coffee, you would not be able to. You would lack the ability to do so. You would not be free to do what you want to do. This has nothing to do with determinism, of course. It is not the fact that you might be living in a deterministic world that is threatening your free will. It is that an external hindrance (the chains holding you to your chair) is stopping from you doing what you want to do. So, if what we mean by freedom is easy freedom, it looks like freedom really is compatible with determinism.

Easy freedom has run into some rather compelling opposition, and most philosophers today agree that a plausible account of easy freedom is not likely. But, by far, the most compelling challenge the view faces can be seen in the consequence argument. 3  The consequence argument is as follows:

  • If determinism is true, then all human actions are consequences of past events and the laws of nature.
  • No human can do other than they actually do except by changing the laws of nature or changing the past.
  • No human can change the laws of nature or the past.
  • If determinism is true, no human has free will.

This is a powerful argument. It is very difficult to see where this argument goes wrong, if it goes wrong. The first premise is merely a restatement of determinism. The second premise ties the ability to do otherwise to the ability to change the past or the laws of nature, and the third premise points out the very reasonable assumption that humans are unable to modify the laws of nature or the past.

This argument effectively devastates easy freedom by proposing that we never act without external hindrances precisely because our actions are caused by past events and the laws of nature in such a way that we not able to contribute anything to the causal production of our actions. This argument also seems to pose a deeper problem for freedom in deterministic worlds. If this argument works, it establishes that, given determinism, we are powerless to do otherwise, and to the extent that freedom requires the ability to do otherwise, this argument seems to rule out free action. Note that if this argument works, it poses a challenge for both the easy and alternative possibilities view of free will.

How might someone respond to this argument? First, suppose you adopt an alternative possibilities view of freedom and believe that the ability to do otherwise is what is needed for genuine free will. What you would need to show is that alternative possibilities, properly understood, are not incompatible with determinism. Perhaps you might argue that if we understand the ability to do otherwise properly we will see that we actually do have the ability to change the laws of nature or the past.

That might sound counterintuitive. How could it possibly be the case that a mere mortal could change the laws of nature or the past? Think back to Quinn’s decision to spend the night before her exam out with friends instead of studying. When she shows up to her exam exhausted, and she starts blaming herself, she might say, “Why did I go out? That was dumb! I could have stayed home and studied.” And she is sort of right that she could have stayed home. She had the general ability to stay home and study. It is just that if she had stayed home and studied the past would be slightly different or the laws of nature would be slightly different. What this points to is that there might be a way of cashing out the ability to do otherwise that is compatible with determinism and does allow for an agent to kind of change the past or even the laws of nature. 4

But suppose we grant that the consequence argument demonstrates that determinism really does rule out alternative possibilities. Does that mean we must abandon the alternative possibilities view of freedom? Well, not necessarily. You could instead argue that free will is possible, provided determinism is false. 5  That is a big if, of course, but maybe determinism will turn out to be false.

What if determinism turns out to be true? Should we give up, then, and concede that there is no free will? Well, that might be too quick. A second response to the consequence argument is available. All you need to do is deny that freedom requires the ability to do otherwise.

In 1969, Harry Frankfurt proposed an influential thought experiment that demonstrated that free will might not require alternative possibilities at all (Frankfurt [1969] 1988). If he’s right about this, then the consequence argument, while compelling, does not demonstrate that no one lacks free will in deterministic worlds, because free will does not require the ability to do otherwise. It merely requires that agents be the source of their actions in the right kind of way. But we’re getting ahead of ourselves. Here is a simplified paraphrase of Frankfurt’s case:

Black wants Jones to perform a certain action. Black is prepared to go to considerable lengths to get his way, but he prefers to avoid unnecessary work. So he waits until Jones is about to make up his mind what to do, and he does nothing unless it is clear to him (Black is an excellent judge of such things) that Jones is going to decide not to do what Black wants him to do. If it does become clear that Jones is going to decide to do something other than what Black wanted him to do, Black will intervene, and ensure that Jones decides to do, and does do, exactly what Black wanted him to do. Whatever Jones’ initial preferences and inclinations, then, Black will have his way. As it turns out, Jones decides, on his own, to do the action that Black wanted him to perform. So, even though Black was entirely prepared to intervene, and could have intervened, to guarantee that Jones would perform the action, Black never actually has to intervene because Jones decided, for reasons of his own, to perform the exact action that Black wanted him to perform. (Frankfurt [1969] 1988, 6-7)

Now, what is going on here? Jones is overdetermined to perform a specific act. No matter what happens, no matter what Jones initially decides or wants to do, he is going to perform the action Black wants him to perform. He absolutely cannot do otherwise. But note that there seems to be a crucial difference between the case in which Jones decides on his own and for his own reasons to perform the action Black wanted him to perform and the case in which Jones would have refrained from performing the action were it not for Black intervening to force him to perform the action. In the first case, Jones is the source of his action. It the thing he decided to do and he does it for his own reasons. But in the second case, Jones is not the source of his actions. Black is. This distinction, thought Frankfurt, should be at the heart of discussions of free will and moral responsibility. The control required for moral responsibility is not the ability to do otherwise (Frankfurt [1969] 1988, 9-10).

If alternative possibilities are not what free will requires, what kind of control is needed for free action? Here we have the third view of freedom we started with: free will as the ability to be the source of your actions in the right kind of way. Source compatibilists argue that this ability is not threatened by determinism, and building off of Frankfurt’s insight, have gone on to develop nuanced, often radically divergent source accounts of freedom. 6  Should we conclude, then, that provided freedom does not require alternative possibilities that it is compatible with determinism? 7 Again, that would be too quick. Source compatibilists have reason to be particularly worried about an argument developed by Galen Strawson called the ultimacy argument (Strawson [1994] 2003, 212-228).

Rather than trying to establish that determinism rules out alternative possibilities, Strawson tried to show that determinism rules out the possibility of being the ultimate source of your actions. While this is a problem for anyone who tries to establish that free will is compatible with determinism, it is particularly worrying for source compatibilists as they’ve tied freedom to an agent’s ability to be source of its actions. Here is the argument:

  • A person acts of her own free will only if she is the act’s ultimate source.
  • If determinism is true, no one is the ultimate source of her actions.
  • Therefore, if determinism is true, no one acts of her own free will. (McKenna and Pereboom 2016, 148) 8

This argument requires some unpacking. First of all, Strawson argues that for any given situation, we do what we do because of the way we are ([1994] 2003, 219). When Quinn decides to go out with her friends rather than study, she does so because of the way she is. She prioritizes a night with her friends over studying, at least on that fateful night before her exam. If Quinn had stayed in and studied, it would be because she was slightly different, at least that night. She would be such that she prioritized studying for her exam over a night out. But this applies to any decision we make in our lives. We decide to do what we do because of how we already are.

But if what we do is because of the way we are, then in order to be responsible for our actions, we need to be the source of how we are, at least in the relevant mental respects (Strawson [1994] 2003, 219). There is the first premise. But here comes the rub: the way we are is a product of factors beyond our control such as the past and the laws of nature ([1994] 2003, 219; 222-223). The fact that Quinn is such that she prioritizes a night with friends over studying is due to her past and the relevant laws of nature. It is not up to her that she is the way she is. It is ultimately factors extending well beyond her, possibly all the way back to the initial conditions of the universe that account for why she is the way she is that night. And to the extent that this is compelling, the ultimate source of Quinn’s decision to go out is not her. Rather, it is some condition of the universe external to her. And therefore, Quinn is not free.

Once again, this is a difficult argument to respond to. You might note that “ultimate source” is ambiguous and needing further clarification. Some compatibilists have pointed this out and argued that once we start developing careful accounts of what it means to be the source of our actions, we will see that the relevant notion of source-hood is compatible with determinism.

For example, while it may be true that no one is the ultimate cause of their actions in deterministic worlds precisely because the ultimate source of all actions will extend back to the initial conditions of the universe, we can still be a mediated source of our actions in the sense required for moral responsibility. Provided the actual source of our action involves a sophisticated enough set of capacities for it to make sense to view us as the source of our actions, we could still be the source of our actions, in the relevant sense (McKenna and Pereboom 2016, 154). After all, even if determinism is true, we still act for reasons. We still contemplate what to do and weigh reasons for and against various actions, and we still are concerned with whether or not the actions we are considering reflect our desires, our goals, our projects, and our plans. And you might think that if our actions stem from a history that includes us bringing all the features of our agency to bear upon the decision that is the proximal cause of our action, that this causal history is one in which we are the source of our actions in the way that is really relevant to identifying whether or not we are acting freely.

Others have noted that even if it is true that Quinn is not directly free in regard to the beliefs and desires that suggest she should go out with her friends rather than study (they are the product of factors beyond her control such as her upbringing, her environment, her genetics, or maybe even random luck), this need not imply that she lacks control as to whether or not she chooses to act upon them. 9  Perhaps it is the case that even though how we are may be due to factors beyond our control, nonetheless, we are still the source of what we do because it is still, even under determinism, up to us as to whether we choose to exercise control over our conduct.

Free Will and the Sciences

Many challenges to free will come, not from philosophy, but from the sciences. There are two main scientific arguments against free will, one coming from neuroscience and one coming from the social sciences. The concern coming from research in the neurosciences is that some empirical results suggest that all our choices are the result of unconscious brain processes, and to the extent choices must be consciously made to be free choices, it seems that we never make a conscious free choice.

The classic studies motivating a picture of human action in which unconscious brain processes are doing the bulk of the causal work for action were conducted by Benjamin Libet. Libet’s experiments involved subjects being asked to flex their wrists whenever they felt the urge to do so. Subjects were asked to note the location of a clock hand on a modified clock when they became aware of the urge to act. While doing this their brain activity was being scanned using EEG technology. What Libet noted is that around 550 milliseconds before a subject acted, a readiness potential (increased brain activity) would be measured by the EEG technology. But subjects were reporting awareness of an urge to flex their wrist around 200 milliseconds before they acted (Libet 1985).

This painted a strange picture of human action. If conscious intentions were the cause of our actions, you may expect to see a causal story in which the conscious awareness of an urge to flex your wrist shows up first, then a ramping up of brain activity, and finally an action. But Libet’s studies showed a causal story in which an action starts with unconscious brain activity, the subject later becomes consciously aware that they are about to act, and then the action happens. The conscious awareness of action seemed to be a byproduct of the actual unconscious process that was causing the action. It was not the cause of the action itself. And this result suggests that unconscious brain processes, not conscious ones, are the real causes of our actions. To the extent that free action requires our conscious decisions to be the initiating causes of our actions, it looks like we may never act freely.

While this research is intriguing, it probably does not establish that we are not free. Alfred Mele is a philosopher who has been heavily critical of these studies. He raises three main objections to the conclusions drawn from these arguments.

First, Mele points out that self-reports are notoriously unreliable (2009, 60-64). Conscious perception takes time, and we are talking about milliseconds. The actual location of the clock hand is probably much closer to 550 milliseconds when the agent “intends” or has the “urge” to act than it is to 200 milliseconds. So, there’s some concerns about experimental design here.

Second, an assumption behind these experiments is that what is going on at 550 milliseconds is that a decision is being made to flex the wrist (Mele 2014, 11). We might challenge this assumption. Libet ran some variants of his experiment in which he asked subjects to prepare to flex their wrist but to stop themselves from doing so. So, basically, subjects simply sat there in the chair and did nothing. Libet interpreted the results of these experiments as showing that we might not have a free will, but we certainly have a “free won’t” because we seem capable of consciously vetoing or stopping an action, even if that action might be initiated by unconscious processes (2014, 12-13). Mele points out that what might be going on in these scenarios is that the real intention to act or not act is what happens consciously at 200 milliseconds, and if so, there is little reason to think these experiments are demonstrating that we lack free will (2014, 13).

Finally, Mele notes that while it may be the case that some of our decisions and actions look like the wrist-flicking actions Libet was studying, it is doubtful that all or even most of our decisions are like this (2014, 15). When we think about free will, we rarely think of actions like wrist-flicking. Free actions are typically much more complex and they are often the kind of thing where the decision to do something extends across time. For example, your decision about what to major in at college or even where to study was probably made over a period of months, even years. And that decision probably involved periods of both conscious and unconscious cognition. Why think that a free choice cannot involve some components that are unconscious?

A separate line of attack on free will comes from the situationist literature in the social sciences (particularly social psychology). There is a growing body of research suggesting that situational and environmental factors profoundly influence human behavior, perhaps in ways that undermine free will (Mele 2014, 72).

Many of the experiments in the situationist literature are among the most vivid and disturbing in all of social psychology. Stanley Milgram, for example, conducted a series of experiments on obedience in which ordinary people were asked to administer potentially lethal voltages of electricity to an innocent subject in order to advance scientific research, and the vast majority of people did so! 10  And in Milgram’s experiments, what affected whether or not subjects were willing to administer the shocks were minor, seemingly insignificant environmental factors such as whether the person running the experiment looked professional or not (Milgram 1963).

What experiments like Milgram’s obedience experiments might show is that it is our situations, our environments that are the real causes of our actions, not our conscious, reflective choices. And this may pose a threat to free will. Should we take this kind of research as threatening freedom?

Many philosophers would resist concluding that free will does not exist on the basis of these kinds of experiments. Typically, not everyone who takes part in situationist studies is unable to resist the situational influences they are subject to. And it appears to be the case that when we are aware of situational influences, we are more likely to resist them. Perhaps the right way to think about this research is that there all sorts of situations that can influence us in ways that we may not consciously endorse, but that nonetheless, we are still capable of avoiding these effects when we are actively trying to do so. For example, the brain sciences have made many of us vividly aware of a whole host of cognitive biases and situational influences that humans are typically subject to and yet, when we are aware of these influences, we are less susceptible to them. The more modest conclusion to draw here is not that we lack free will, but that exercising control over our actions is much more difficult than many of us believe it to be. We are certainly influenced by the world we are a part of, but to be influenced by the world is different from being determined by it, and this may allow us to, at least sometimes, exercise some control over the actions we perform.

No one knows yet whether or not humans sometimes exercise the control over their actions required for moral responsibility. And so I leave it to you, dear reader: Are you free?

Chapter Notes

  • I have hidden some complexity here. I have defined determinism in terms of logical entailment. Sometimes people talk about determinism as a causal relationship. For our purposes, this distinction is not relevant, and if it is easier for you to make sense of determinism by thinking of the past and the laws of nature causing all future events, that is perfectly acceptable to do.
  • Two of the more well-known classic compatibilists include Thomas Hobbes and David Hume. See: Hobbes, Thomas, (1651) 1994, Leviathan , ed. Edwin Curley, Canada: Hackett Publishing Company; and Hume, David, (1739) 1978, A Treatise of Human Nature , Oxford: Oxford University Press.
  • For an earlier version of this argument see: Ginet, Carl, 1966, “Might We Have No Choice?” in Freedom and Determinism, ed. Keith Lehrer, 87-104, Random House.
  • For two notable attempts to respond to the consequence argument by claiming that humans can change the past or the laws of nature see: Fischer, John Martin, 1994, The Metaphysics of Free Will , Oxford: Blackwell Publishers; and Lewis, David, 1981, “Are We Free to Break the Laws?” Theoria 47: 113-21.
  • Many philosophers try to develop views of freedom on the assumption that determinism is incompatible with free action. The view that freedom is possible, provided determinism is false is called Libertarianism. For more on Libertarian views of freedom, see: Clarke, Randolph and Justin Capes, 2017, “Incompatibilist (Nondeterministic) Theories of Free Will,” Stanford Encyclopedia of Philosophy , https://plato.stanford.edu/entries/incompatibilism-theories/ .
  • For elaboration on recent compatibilist views of freedom, see McKenna, Michael and D. Justin Coates, 2015, “Compatibilism,” Stanford Encyclopedia of Philosophy , https://plato.stanford.edu/entries/compatibilism/ .
  • You might be unimpressed by the way source compatibilists understand the ability to be the source of your actions. For example, you might that what it means to be the source of your actions is to be the ultimate cause of your actions. Or maybe you think that to genuinely be the source of your actions you need to be the agent-cause of your actions. Those are both reasonable positions to adopt. Typically, people who understand free will as requiring either of these abilities believe that free will is incompatible with determinism. That said, there are many Libertarian views of free will that try to develop a plausible account of agent causation. These views are called Agent-Causal Libertarianism. See: Clarke, Randolph and Justin Capes, 2017, “Incompatibilist (Nondeterministic) Theories of Free Will,” Stanford Encyclopedia of Philosophy , https://plato.stanford.edu/entries/incompatibilism-theories/ .
  • As with most philosophical arguments, the ultimacy argument has been formulated in a number of different ways. In Galen Strawson’s original paper he gives three different versions of the argument, one of which has eight premises and one that has ten premises. A full treatment of either of those versions of this argument would require more time and space than we have available here. I have chosen to use the McKenna/Pereboom formulation of the argument due its simplicity and their clear presentation of the central issues raised by the argument.
  • For two attempts to respond to the ultimacy argument in this way, see: Mele, Alfred, 1995, Autonomous Agents , New York: Oxford University Press; and McKenna, Michael, 2008, “Ultimacy & Sweet Jane” in Nick Trakakis and Daniel Cohen, eds, Essays on Free Will and Moral Responsibility , Newcastle: Cambridge Scholars Publishing: 186-208.
  • Fortunately, no real shocks were administered. The subjects merely believed they were doing so.

Frankfurt, Harry. (1969) 1988. “Alternative Possibilities and moral responsibility.” In The Importance of What We Care About: Philosophical Essays , 10th ed. New York: Cambridge University Press.

Libet, Benjamin. 1985. “Unconscious Cerebral Initiative and the Role of Conscious Will in Voluntary Action.” Behavioral and Brain Sciences 8: 529-566.

McKenna, Michael and Derk Pereboom. 2016. Free Will: A Contemporary Introduction. New York: Routledge.

Mele, Alfred. 2014. Free: Why Science Hasn’t Disproved Free Will . Oxford: Oxford University Press.

Mele, Alfred. 2009. Effective Intentions: The Power of Conscious Will. Oxford: Oxford University Press.

Milgram, Stanley. 1963. “Behavioral Study of Obedience.” The Journal of Abnormal and Social Psychology 67: 371-378.

Strawson, Galen. (1994) 2003. “The Impossibility of Moral Responsibility.” In Free Will, 2nd ed. Edited by Gary Watson, 212-228. Oxford: Oxford University Press.

van Inwagen, Peter. 1983. An Essay on Free Will. Oxford: Clarendon Press.

Further Reading

Deery, Oisin and Paul Russell, eds. 2013. The Philosophy of Free Will: Essential Readings from the Contemporary Debates . New York: Oxford University Press.

Mele, Alfred. 2006. Free Will and Luck. New York: Oxford University Press.

Attribution

This section is composed of text taken from Chapter 8 Freedom of the Will created by Daniel Haas in Introduction to Philosophy: Philosophy of Mind , edited by Heather Salazar and Christina Hendricks, and produced with support from the Rebus Community. The original is freely available under the terms of the CC BY 4.0 license at https://press.rebus.community/intro-to-phil-of-mind/ . The material is presented in its original form, with the exception of the removal of introductory material Introduction: Are We Free?

A Brief Introduction to Philosophy Copyright © 2021 by Southern Alberta Institution of Technology (SAIT) is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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Thinking about Free Will

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Peter van Inwagen, Thinking about Free Will , Cambridge University Press, 2017, 232pp., $99.99 (hbk), ISBN 9781316617656.

Reviewed by Peter A. Graham, University of Massachusetts Amherst

No one writes more sensibly about the traditional philosophical problem of free will than does Peter van Inwagen. This book, a collection of his essays on free will, ought to join his An Essay on Free Will , the best modern treatment of the topic, on the shelf of anyone seriously considering the cluster of issues which constitute the traditional philosophical problem of free will. It is an excellent volume.

In what follows I’ll first very briefly canvas some of the main issues touched upon in the essays and then discuss one of them -- the most important, in my view -- in a bit more depth.

Among that which is defended in Thinking about Free Will are the theses that:

  • Frankfurt’s famous counterexample notwithstanding, whether being able to do otherwise than one in fact does is compatible with determinism is relevant to the question whether blameworthiness and determinism are compatible (chapters 1 and 6),
  • because of the joint plausibility of the Consequence Argument and the Mind Argument, free will remains a mystery (chapters 7 and 10),
  • the terminology used in much of the contemporary free will debate (including the phrase “free will” itself) obscures the real philosophical issues at play in the traditional philosophical problem of free will (chapters 12 and 13),
  • the notion of ability central to the traditional philosophical problem of free will is one intimately connected with a certain conception of a defective promise (chapters 7, 11, and 14),
  • rarely are we ever in a situation such that we are able to do otherwise than we in fact do (chapter 5), and
  • David Lewis’s response to the Consequence Argument in his “Are We Free to Break the Laws?” fails (chapter 9).

This is not all that is defended in the essays, but it constitutes, in my view, that of what is defended therein which is most interesting. There is indeed a fair amount of overlap across the various essays, but this is a feature rather than a bug, for much of what is repeated bears repeating. Aside from the last of them, I don’t propose to explore in any detail van Inwagen’s arguments for the above-listed theses. I do, however, want to push back on van Inwagen’s response to Lewis’s reply to the Consequence Argument, and I’ll spend the rest of this review doing just that.

I share van Inwagen’s admiration for David Lewis’s “Are We Free to Break the Laws?”. (I concur with him in his assessment that it is “the finest essay that has ever been written in defense of compatibilism -- possibly the finest essay that has ever been written about any aspect of the free will problem” (p. 152)). In what follows I shall reiterate the reply to the Consequence Argument Lewis presents in that paper [1] and offer a rebuttal on behalf of Lewis to van Inwagen’s response to it in his “Freedom to Break the Laws” (chapter 9).

The Consequence Argument, in whichever form one considers, derives the incompatibility of determinism and our having the ability to act otherwise than we in fact act from our inabilities both to affect the past and to affect the laws of nature. The essence of Lewis’s reply to this argument is to point out that there is a sense -- and, importantly, a nonstandard sense -- of having the ability to affect the past and having the ability to affect the laws of nature which is such that it is not at all counterintuitive to suppose that we have those abilities, and that it is only our having those abilities in such a nonstandard sense that our having the ability to do otherwise in a deterministic world entails.

It most certainly is intuitive that I’m unable to affect or change the past. For instance, I’m not able to change or affect the fact that Anne Boleyn was beheaded. It’s also quite plausible that I’m unable to affect or change the laws of nature. For instance, I’m unable to change or affect the fact that angular momentum is conserved. Lewis concurs. But Lewis also points out that my being able to affect or change something, in its standard sense, is my having the ability to make it the case that the thing in question is otherwise than it in fact is. And this notion of making something the case, as we ordinarily understand it, is one that has either a causal or a constitutive sense. I am able to make it the case that a certain window is broken -- i.e., I am able to break the window -- only in virtue of my being able to do something such that were I to do it my doing it would cause the window’s breaking. I am able to make it the case that my arm rises -- i.e., I am able to raise my arm -- only in virtue of my being able to do something such that were I to do it my doing it would be my raising my arm. Whenever we make it the case that something happens, we do so by doing something that either causes that thing to happen or constitutes that thing’s happening, and so our having the ability to make something happen is our having the ability to do something that causes or constitutes that thing’s happening.

What is intuitive about our inabilities with respect to the laws of nature and the past is that we aren’t able to make it the case that these things are otherwise than they actually are. But, and here’s Lewis’s point, we needn’t be able to make it the case that a law of nature is broken, or that the past is different from how it actually was for us, to be able to have the ability to do otherwise than we in fact do in a deterministic world.

Suppose the actual world, @, is deterministic and that I fail to raise my hand at t 1 . Supposing also that I have the ability to raise my hand at t 1 , though it does entail that I have the ability to do something such that, were I to do it, a law of nature would be broken, [2] needn’t entail that I have the ability to make it the case that a law of nature is broken. Remember, my having the ability to make it the case that a law of nature is broken would be for me to have the ability to do something such that, were I to do it, my doing it either would be or would cause a law-breaking event. But we can suppose that I am able to raise my hand at t 1 in @ without supposing that I am able to do something such that, were I to do it, my doing it either would be or would cause a law-breaking event. All we need suppose is that were I to exercise the ability I have in @ to raise my hand at t 1 , the miraculous event, m , in non-actual possible world, w , that would indeed occur were I to exercise my ability to raise my hand would occur sometime shortly prior to t 1 , at t 0 , say, and not be caused by my raising of my hand at t 1 in w . So long as the event of my raising my hand, r , is neither identical with, nor causes, m in w (rather, it would be m which causes r in w ), my having the ability in @ to raise my hand at t 1 doesn’t entail that I am able to make it the case that m , or any other law-breaking event, occurs.

Van Inwagen complains of this reply that it is, in effect, to attribute to us, ordinary everyday agents such as you and me, the ability to perform miracles. And no one has the ability to perform a miracle. Lewis would agree that no one has the ability to perform miracles. But, he’d go on to note, having the ability to perform a miracle is the ability to make it the case that a miracle happens, and as he’s shown, one can have the ability to do something other than what one actually does in a deterministic world without thereby having the ability to make it the case that a miracle happens. On Lewis’s view having the ability to do otherwise than one in fact does in a deterministic world also entails having the ability to do something such that, were one to do it, the recent (though not the distant) past would have been different from how it actually was. But again, as m would occur prior to, and not be caused by, r in w , this ability would not be an ability to make it the case that the past is different from how it actually was.

I imagine van Inwagen would respond to this as follows: “Fine. Having the ability to do otherwise than one in fact does in a deterministic world doesn’t entail having the ability to make it the case that a miracle occurs. Nevertheless, it does entail that one have the ability to do something such that were one to do it a miracle would occur. And that -- just that! -- is implausible.” Here, Lewis would demur. “No, it’s not implausible that one have such an ability. All that’s intuitive is that we’re unable to make it the case that a miracle occurs. And that’s because our ordinary and intuitive notion of being able to do something -- the only notion we can be said to have any robust intuitions with respect to -- is the constitutive/causal notion of being able to make something be the case. We have no robust intuitions (if we have any intuitions at all) as regards other purely counterfactual relations between our abilities to do things and the laws of nature and the past.”

What’s more, we can even give some support to Lewis’s contention that we have the ability to do something such that, were we to do it, the past would have been different from how it in fact was, and thereby support the claim that we have the ability to do something such that, were we to do it, the laws of nature would have been different from how they in fact are. Consider the following. In front of Alice is a button. She has no desire whatsoever to press the button at or before t 1 . In fact, she has no desire whatsoever that could rationalize (to use Davidson’s phrase) her pressing the button at or before t 1 . And so, she doesn’t press the button at t 1 . But then we ask her: “Hey Alice, were you able to press the button at t 1 ?” Her reply: “Of course! In fact, I was indeed musing about pressing the button right up until t 1 , but, having no desire whatsoever to press it, opted against it.” We say: “You say you had no desire to press the button leading up to t 1 ?” “True enough,” she replies. “So would you have wanted to press the button at t 1 just prior to t 1 had you pressed the button at t­ 1 ?” “Yeah, I would. Why would I press it if I didn’t?” “So you’re saying you had the ability to do something such that, were you to have done it, the past prior to your doing it would have been slightly different than it actually was -- you would have had a desire which you in fact lacked?” “Yeah. That seems right. I guess I did have that ability.”

In our story above we conclude that Alice has the ability to do something, namely press the button, such that, were she to do it, the (very recent) past would have been different from how it actually was. And we reasoned our way to that conclusion from some innocuous assumptions: that she was able to press the button at t 1 and that she lacked a desire to press it at and before t 1 . [3] (Note, in our story, nowhere did we assume either that determinism was true or that it was false.) But if we can support the thought that Alice might indeed have the ability to do something such that, were she to do it, the (recent) past would have been different from how it actually was despite the utter obviousness that she doesn’t have the ability to make it the case that the past (even the recent past) is different from how it actually was, then so too can we see how we might have the ability to do something such that, were we to do it, a law of nature would have been broken, even despite the sheer obviousness of our being unable to make it the case that a law of nature is broken.

(We can most certainly describe the ability to do something such that, were one to do it, a miracle would occur, as a way of being able to perform a miracle, if we like. But so describing it would not be the ordinary, standard understanding of what it is to have the ability to perform a miracle. And so, as that’s the case, Lewis can grant the proponent of the Consequence Argument that being able to do otherwise than one in fact does in a deterministic world entails having the ability to perform a miracle in that sense. But granting that is not a serious cost, because it isn’t intuitive that people lack the ability to perform miracles in that nonstandard sense of the phrase.)

Lewis’s reply to the Consequence Argument is subtle, but it is decisive. He has located its Achilles heel and shot an arrow straight through it. Does the demise of the Consequence Argument establish Compatibilism? Certainly not. At most, the Lewisian reply merely undermines the best argument for Incompatibilism extant. That’s no small feat, however. And in the absence of any argument for Incompatibilism, Compatibilism’s prospects are no worse than that of its denial. [4]

Lewis gets the better of van Inwagen when it comes to the Consequence Argument. This notwithstanding, van Inwagen’s defenses of the Consequence Argument and of all the theses for which he advocates in Thinking about Free Will are significant and very important. For anyone interested in the traditional philosophical problem of free will, one can do no better, aside from reading Lewis’s “Are We Free to Break the Laws?”, than study closely van Inwagen’s An Essay on Free Will and Thinking about Free Will .

[1] Though I shall do this using terminology somewhat different from that used by Lewis in his presentation of the reply, I take it that what I shall present is his reply in its essence. To the degree that I fail to do it justice, that is more a reflection of my own limited philosophical acumen than it is of the merits of the Lewisian reply itself.

[2] More precisely, it entails that I have the ability to do something such that, were I to do it, either a law would be broken or the entire past would have been different from how it in fact was. But if we also suppose (as Lewis does) that I don’t have the ability to do something such that, were I to do it, the entire past would have been different from how it in fact was, we can grant that having the ability to do otherwise than one in fact does in a deterministic world does entail having the ability to do something such that were one to do it a law of nature would be broken.

[3] This is not the conclusion van Inwagen would draw from our story. In fact, he’d say that because she had no desire to press the button, Alice was not able at t 1 to press the button. This, after all, is one of the conclusions of his “When Is the Will Free?” (chapter 5). But here we’ve reached an important philosophical decision point. Which is more plausible: that a person have the ability to do something even when they lack a desire to do it, or that one not be able to do something such that were she to do it the (recent) past would have been slightly different from how it actually was? Because it seems quite plausible that having the ability to do something at a time does not simply vanish when one lacks a desire to do it, reasoning from that to the claim that one sometimes is able to act in such a way that the (recent) past would have been slightly different from how it actually was (an ability it is not intuitive that we don’t have) is on surer ground than is arguing the other way around from the impossibility of being able to act in such a way that the (recent) past would have been slightly different from how it actually was to its being impossible to have the ability to do something when one lacks a desire to do it.

[4] In fact, one might think that in the absence of an argument for Incompatibilism, Compatibilism’s prospects are even slightly better than those of its denial. For, on very general philosophical grounds, you might think, in the absence of a reason to think that two things are incompatible, it’s more plausible to think that they’re compatible rather than not.

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There’s No Such Thing as Free Will

But we’re better off believing in it anyway.

F or centuries , philosophers and theologians have almost unanimously held that civilization as we know it depends on a widespread belief in free will—and that losing this belief could be calamitous. Our codes of ethics, for example, assume that we can freely choose between right and wrong. In the Christian tradition, this is known as “moral liberty”—the capacity to discern and pursue the good, instead of merely being compelled by appetites and desires. The great Enlightenment philosopher Immanuel Kant reaffirmed this link between freedom and goodness. If we are not free to choose, he argued, then it would make no sense to say we ought to choose the path of righteousness.

Today, the assumption of free will runs through every aspect of American politics, from welfare provision to criminal law. It permeates the popular culture and underpins the American dream—the belief that anyone can make something of themselves no matter what their start in life. As Barack Obama wrote in The Audacity of Hope , American “values are rooted in a basic optimism about life and a faith in free will.”

So what happens if this faith erodes?

The sciences have grown steadily bolder in their claim that all human behavior can be explained through the clockwork laws of cause and effect. This shift in perception is the continuation of an intellectual revolution that began about 150 years ago, when Charles Darwin first published On the Origin of Species . Shortly after Darwin put forth his theory of evolution, his cousin Sir Francis Galton began to draw out the implications: If we have evolved, then mental faculties like intelligence must be hereditary. But we use those faculties—which some people have to a greater degree than others—to make decisions. So our ability to choose our fate is not free, but depends on our biological inheritance.

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Galton launched a debate that raged throughout the 20th century over nature versus nurture. Are our actions the unfolding effect of our genetics? Or the outcome of what has been imprinted on us by the environment? Impressive evidence accumulated for the importance of each factor. Whether scientists supported one, the other, or a mix of both, they increasingly assumed that our deeds must be determined by something .

In recent decades, research on the inner workings of the brain has helped to resolve the nature-nurture debate—and has dealt a further blow to the idea of free will. Brain scanners have enabled us to peer inside a living person’s skull, revealing intricate networks of neurons and allowing scientists to reach broad agreement that these networks are shaped by both genes and environment. But there is also agreement in the scientific community that the firing of neurons determines not just some or most but all of our thoughts, hopes, memories, and dreams.

We know that changes to brain chemistry can alter behavior—otherwise neither alcohol nor antipsychotics would have their desired effects. The same holds true for brain structure: Cases of ordinary adults becoming murderers or pedophiles after developing a brain tumor demonstrate how dependent we are on the physical properties of our gray stuff.

Many scientists say that the American physiologist Benjamin Libet demonstrated in the 1980s that we have no free will. It was already known that electrical activity builds up in a person’s brain before she, for example, moves her hand; Libet showed that this buildup occurs before the person consciously makes a decision to move. The conscious experience of deciding to act, which we usually associate with free will, appears to be an add-on, a post hoc reconstruction of events that occurs after the brain has already set the act in motion.

The 20th-century nature-nurture debate prepared us to think of ourselves as shaped by influences beyond our control. But it left some room, at least in the popular imagination, for the possibility that we could overcome our circumstances or our genes to become the author of our own destiny. The challenge posed by neuroscience is more radical: It describes the brain as a physical system like any other, and suggests that we no more will it to operate in a particular way than we will our heart to beat. The contemporary scientific image of human behavior is one of neurons firing, causing other neurons to fire, causing our thoughts and deeds, in an unbroken chain that stretches back to our birth and beyond. In principle, we are therefore completely predictable. If we could understand any individual’s brain architecture and chemistry well enough, we could, in theory, predict that individual’s response to any given stimulus with 100 percent accuracy.

This research and its implications are not new. What is new, though, is the spread of free-will skepticism beyond the laboratories and into the mainstream. The number of court cases, for example, that use evidence from neuroscience has more than doubled in the past decade—mostly in the context of defendants arguing that their brain made them do it. And many people are absorbing this message in other contexts, too, at least judging by the number of books and articles purporting to explain “your brain on” everything from music to magic. Determinism, to one degree or another, is gaining popular currency. The skeptics are in ascendance.

This development raises uncomfortable—and increasingly nontheoretical—questions: If moral responsibility depends on faith in our own agency, then as belief in determinism spreads, will we become morally irresponsible? And if we increasingly see belief in free will as a delusion, what will happen to all those institutions that are based on it?

In 2002, two psychologists had a simple but brilliant idea: Instead of speculating about what might happen if people lost belief in their capacity to choose, they could run an experiment to find out. Kathleen Vohs, then at the University of Utah, and Jonathan Schooler, of the University of Pittsburgh, asked one group of participants to read a passage arguing that free will was an illusion, and another group to read a passage that was neutral on the topic. Then they subjected the members of each group to a variety of temptations and observed their behavior. Would differences in abstract philosophical beliefs influence people’s decisions?

Yes, indeed. When asked to take a math test, with cheating made easy, the group primed to see free will as illusory proved more likely to take an illicit peek at the answers. When given an opportunity to steal—to take more money than they were due from an envelope of $1 coins—those whose belief in free will had been undermined pilfered more. On a range of measures, Vohs told me, she and Schooler found that “people who are induced to believe less in free will are more likely to behave immorally.”

It seems that when people stop believing they are free agents, they stop seeing themselves as blameworthy for their actions. Consequently, they act less responsibly and give in to their baser instincts. Vohs emphasized that this result is not limited to the contrived conditions of a lab experiment. “You see the same effects with people who naturally believe more or less in free will,” she said.

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In another study, for instance, Vohs and colleagues measured the extent to which a group of day laborers believed in free will, then examined their performance on the job by looking at their supervisor’s ratings. Those who believed more strongly that they were in control of their own actions showed up on time for work more frequently and were rated by supervisors as more capable. In fact, belief in free will turned out to be a better predictor of job performance than established measures such as self-professed work ethic.

Another pioneer of research into the psychology of free will, Roy Baumeister of Florida State University, has extended these findings. For example, he and colleagues found that students with a weaker belief in free will were less likely to volunteer their time to help a classmate than were those whose belief in free will was stronger. Likewise, those primed to hold a deterministic view by reading statements like “Science has demonstrated that free will is an illusion” were less likely to give money to a homeless person or lend someone a cellphone.

Further studies by Baumeister and colleagues have linked a diminished belief in free will to stress, unhappiness, and a lesser commitment to relationships. They found that when subjects were induced to believe that “all human actions follow from prior events and ultimately can be understood in terms of the movement of molecules,” those subjects came away with a lower sense of life’s meaningfulness. Early this year, other researchers published a study showing that a weaker belief in free will correlates with poor academic performance.

The list goes on: Believing that free will is an illusion has been shown to make people less creative, more likely to conform, less willing to learn from their mistakes, and less grateful toward one another. In every regard, it seems, when we embrace determinism, we indulge our dark side.

Few scholars are comfortable suggesting that people ought to believe an outright lie. Advocating the perpetuation of untruths would breach their integrity and violate a principle that philosophers have long held dear: the Platonic hope that the true and the good go hand in hand. Saul Smilansky, a philosophy professor at the University of Haifa, in Israel, has wrestled with this dilemma throughout his career and come to a painful conclusion: “We cannot afford for people to internalize the truth” about free will.

Smilansky is convinced that free will does not exist in the traditional sense—and that it would be very bad if most people realized this. “Imagine,” he told me, “that I’m deliberating whether to do my duty, such as to parachute into enemy territory, or something more mundane like to risk my job by reporting on some wrongdoing. If everyone accepts that there is no free will, then I’ll know that people will say, ‘Whatever he did, he had no choice—we can’t blame him.’ So I know I’m not going to be condemned for taking the selfish option.” This, he believes, is very dangerous for society, and “the more people accept the determinist picture, the worse things will get.”

Determinism not only undermines blame, Smilansky argues; it also undermines praise. Imagine I do risk my life by jumping into enemy territory to perform a daring mission. Afterward, people will say that I had no choice, that my feats were merely, in Smilansky’s phrase, “an unfolding of the given,” and therefore hardly praiseworthy. And just as undermining blame would remove an obstacle to acting wickedly, so undermining praise would remove an incentive to do good. Our heroes would seem less inspiring, he argues, our achievements less noteworthy, and soon we would sink into decadence and despondency.

Smilansky advocates a view he calls illusionism—the belief that free will is indeed an illusion, but one that society must defend. The idea of determinism, and the facts supporting it, must be kept confined within the ivory tower. Only the initiated, behind those walls, should dare to, as he put it to me, “look the dark truth in the face.” Smilansky says he realizes that there is something drastic, even terrible, about this idea—but if the choice is between the true and the good, then for the sake of society, the true must go.

Smilansky’s arguments may sound odd at first, given his contention that the world is devoid of free will: If we are not really deciding anything, who cares what information is let loose? But new information, of course, is a sensory input like any other; it can change our behavior, even if we are not the conscious agents of that change. In the language of cause and effect, a belief in free will may not inspire us to make the best of ourselves, but it does stimulate us to do so.

Illusionism is a minority position among academic philosophers, most of whom still hope that the good and the true can be reconciled. But it represents an ancient strand of thought among intellectual elites. Nietzsche called free will “a theologians’ artifice” that permits us to “judge and punish.” And many thinkers have believed, as Smilansky does, that institutions of judgment and punishment are necessary if we are to avoid a fall into barbarism.

Smilansky is not advocating policies of Orwellian thought control . Luckily, he argues, we don’t need them. Belief in free will comes naturally to us. Scientists and commentators merely need to exercise some self-restraint, instead of gleefully disabusing people of the illusions that undergird all they hold dear. Most scientists “don’t realize what effect these ideas can have,” Smilansky told me. “Promoting determinism is complacent and dangerous.”

Yet not all scholars who argue publicly against free will are blind to the social and psychological consequences. Some simply don’t agree that these consequences might include the collapse of civilization. One of the most prominent is the neuroscientist and writer Sam Harris, who, in his 2012 book, Free Will , set out to bring down the fantasy of conscious choice. Like Smilansky, he believes that there is no such thing as free will. But Harris thinks we are better off without the whole notion of it.

“We need our beliefs to track what is true,” Harris told me. Illusions, no matter how well intentioned, will always hold us back. For example, we currently use the threat of imprisonment as a crude tool to persuade people not to do bad things. But if we instead accept that “human behavior arises from neurophysiology,” he argued, then we can better understand what is really causing people to do bad things despite this threat of punishment—and how to stop them. “We need,” Harris told me, “to know what are the levers we can pull as a society to encourage people to be the best version of themselves they can be.”

According to Harris, we should acknowledge that even the worst criminals—murderous psychopaths, for example—are in a sense unlucky. “They didn’t pick their genes. They didn’t pick their parents. They didn’t make their brains, yet their brains are the source of their intentions and actions.” In a deep sense, their crimes are not their fault. Recognizing this, we can dispassionately consider how to manage offenders in order to rehabilitate them, protect society, and reduce future offending. Harris thinks that, in time, “it might be possible to cure something like psychopathy,” but only if we accept that the brain, and not some airy-fairy free will, is the source of the deviancy.

Accepting this would also free us from hatred. Holding people responsible for their actions might sound like a keystone of civilized life, but we pay a high price for it: Blaming people makes us angry and vengeful, and that clouds our judgment.

“Compare the response to Hurricane Katrina,” Harris suggested, with “the response to the 9/11 act of terrorism.” For many Americans, the men who hijacked those planes are the embodiment of criminals who freely choose to do evil. But if we give up our notion of free will, then their behavior must be viewed like any other natural phenomenon—and this, Harris believes, would make us much more rational in our response.

Although the scale of the two catastrophes was similar, the reactions were wildly different. Nobody was striving to exact revenge on tropical storms or declare a War on Weather, so responses to Katrina could simply focus on rebuilding and preventing future disasters. The response to 9/11 , Harris argues, was clouded by outrage and the desire for vengeance, and has led to the unnecessary loss of countless more lives. Harris is not saying that we shouldn’t have reacted at all to 9/11, only that a coolheaded response would have looked very different and likely been much less wasteful. “Hatred is toxic,” he told me, “and can destabilize individual lives and whole societies. Losing belief in free will undercuts the rationale for ever hating anyone.”

Whereas the evidence from Kathleen Vohs and her colleagues suggests that social problems may arise from seeing our own actions as determined by forces beyond our control—weakening our morals, our motivation, and our sense of the meaningfulness of life—Harris thinks that social benefits will result from seeing other people’s behavior in the very same light. From that vantage point, the moral implications of determinism look very different, and quite a lot better.

What’s more, Harris argues, as ordinary people come to better understand how their brains work, many of the problems documented by Vohs and others will dissipate. Determinism, he writes in his book, does not mean “that conscious awareness and deliberative thinking serve no purpose.” Certain kinds of action require us to become conscious of a choice—to weigh arguments and appraise evidence. True, if we were put in exactly the same situation again, then 100 times out of 100 we would make the same decision, “just like rewinding a movie and playing it again.” But the act of deliberation—the wrestling with facts and emotions that we feel is essential to our nature—is nonetheless real.

The big problem, in Harris’s view, is that people often confuse determinism with fatalism. Determinism is the belief that our decisions are part of an unbreakable chain of cause and effect. Fatalism, on the other hand, is the belief that our decisions don’t really matter, because whatever is destined to happen will happen—like Oedipus’s marriage to his mother, despite his efforts to avoid that fate.

When people hear there is no free will, they wrongly become fatalistic; they think their efforts will make no difference. But this is a mistake. People are not moving toward an inevitable destiny; given a different stimulus (like a different idea about free will), they will behave differently and so have different lives. If people better understood these fine distinctions, Harris believes, the consequences of losing faith in free will would be much less negative than Vohs’s and Baumeister’s experiments suggest.

Can one go further still? Is there a way forward that preserves both the inspiring power of belief in free will and the compassionate understanding that comes with determinism?

Philosophers and theologians are used to talking about free will as if it is either on or off; as if our consciousness floats, like a ghost, entirely above the causal chain, or as if we roll through life like a rock down a hill. But there might be another way of looking at human agency.

Some scholars argue that we should think about freedom of choice in terms of our very real and sophisticated abilities to map out multiple potential responses to a particular situation. One of these is Bruce Waller, a philosophy professor at Youngstown State University. In his new book, Restorative Free Will , he writes that we should focus on our ability, in any given setting, to generate a wide range of options for ourselves, and to decide among them without external constraint.

For Waller, it simply doesn’t matter that these processes are underpinned by a causal chain of firing neurons. In his view, free will and determinism are not the opposites they are often taken to be; they simply describe our behavior at different levels.

Waller believes his account fits with a scientific understanding of how we evolved: Foraging animals—humans, but also mice, or bears, or crows—need to be able to generate options for themselves and make decisions in a complex and changing environment. Humans, with our massive brains, are much better at thinking up and weighing options than other animals are. Our range of options is much wider, and we are, in a meaningful way, freer as a result.

Waller’s definition of free will is in keeping with how a lot of ordinary people see it. One 2010 study found that people mostly thought of free will in terms of following their desires, free of coercion (such as someone holding a gun to your head). As long as we continue to believe in this kind of practical free will, that should be enough to preserve the sorts of ideals and ethical standards examined by Vohs and Baumeister.

Yet Waller’s account of free will still leads to a very different view of justice and responsibility than most people hold today. No one has caused himself: No one chose his genes or the environment into which he was born. Therefore no one bears ultimate responsibility for who he is and what he does. Waller told me he supported the sentiment of Barack Obama’s 2012 “You didn’t build that” speech, in which the president called attention to the external factors that help bring about success. He was also not surprised that it drew such a sharp reaction from those who want to believe that they were the sole architects of their achievements. But he argues that we must accept that life outcomes are determined by disparities in nature and nurture, “so we can take practical measures to remedy misfortune and help everyone to fulfill their potential.”

Understanding how will be the work of decades, as we slowly unravel the nature of our own minds. In many areas, that work will likely yield more compassion: offering more (and more precise) help to those who find themselves in a bad place. And when the threat of punishment is necessary as a deterrent, it will in many cases be balanced with efforts to strengthen, rather than undermine, the capacities for autonomy that are essential for anyone to lead a decent life. The kind of will that leads to success—seeing positive options for oneself, making good decisions and sticking to them—can be cultivated, and those at the bottom of society are most in need of that cultivation.

To some people, this may sound like a gratuitous attempt to have one’s cake and eat it too. And in a way it is. It is an attempt to retain the best parts of the free-will belief system while ditching the worst. President Obama—who has both defended “a faith in free will” and argued that we are not the sole architects of our fortune—has had to learn what a fine line this is to tread. Yet it might be what we need to rescue the American dream—and indeed, many of our ideas about civilization, the world over—in the scientific age.

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Chapter 5: The problem of free will and determinism

The problem of free will and determinism

Matthew Van Cleave

“You say: I am not free. But I have raised and lowered my arm. Everyone understands that this illogical answer is an irrefutable proof of freedom.”

-Leo Tolstoy

“Man can do what he wills but he cannot will what he wills.”

-Arthur Shopenhauer

“None are more hopelessly enslaved than those who falsely believe they are free.”

-Johann Wolfgang von Goethe

The term “freedom” is used in many contexts, from legal, to moral, to psychological, to social, to political, to theological. The founders of the United States often extolled the virtues of “liberty” and “freedom,” as well as cautioned us about how difficult they were to maintain. But what do these terms mean, exactly? What does it mean to claim that humans are (or are not) free? Almost anyone living in a liberal democracy today would affirm that freedom is a good thing, but they almost certainly do not all agree on what freedom is. With a concept as slippery as that of free will, it is not surprising that there is often disagreement. Thus, it will be important to be very clear on what precisely we are talking about when we are either affirming or denying that humans have free will. There is an important general point here that extends beyond the issue of free will: when debating whether or not x exists, we must first be clear on defining x, otherwise we will end up simply talking past each other . The philosophical problem of free will and determinism is the problem of whether or not free will exists in light of determinism. Thus, it is crucial to be clear in defining what we mean by “free will” and “determinism.” As we will see, these turn out to be difficult and contested philosophical questions. In this chapter we will consider these different positions and some of the arguments for, as well as objections to, them.

Let’s begin with an example. Consider the 1998 movie, The Truman Show . In that movie the main character, Truman Burbank (played by Jim Carrey), is the star of a reality television show. However, he doesn’t know that he is. He believes he is just an ordinary person living in an ordinary neighborhood, but in fact this neighborhood is an elaborate set of a television show in which all of his friends and acquaintances are just actors. His every moment is being filmed and broadcast to a whole world of fans that he doesn’t know exists and almost every detail of his life has been carefully orchestrated and controlled by the producers of the show. For example, Truman’s little town is surrounded by a lake, but since he has been conditioned to believe (falsely) that he had a traumatic boating accident in which his father died, he never has the desire to leave the small little town and venture out into the larger world (at least at first). So consider the life of Truman as described above. Is he free or not? On the one hand, he gets to do pretty much everything he wants to do and he is pretty happy. Truman doesn’t look like he’s being coerced in any explicit way and if you asked him if he was, he would almost certain reply that he wasn’t being coerced and that he was in charge of his life. That is, he would say that he was free (at least to the same extent that the rest of us would). These points all seem to suggest that he is free. For example, when Truman decides that he would rather not take a boat ride out to explore the wider world (which initially is his decision), he is doing what he wants to do. His action isn’t coerced and does not feel coerced to him. In contrast, if someone holds a gun to my head and tells me “your wallet or your life!” then my action of giving him my wallet is definitely coerced and feels so.

On the other hand, it seems clear the Truman’s life is being manipulated and controlled in a way that undermines his agency and thus his freedom. It seems clear that Truman is not the master of his fate in the way that he thinks he is. As Goethe says in the epigraph at the beginning of this chapter, there’s a sense in which people like Truman are those who are most helplessly enslaved, since Truman is subject to a massive illusion that he has no reason to suspect. In contrast, someone who knows she is a slave (such as slaves in the antebellum South in the United States) at least retains the autonomy of knowing that she is being controlled. Truman seems to be in the situation of being enslaved and not knowing it and it seems harder for such a person to escape that reality because they do not have any desire to (since they don’t know they are being manipulated and controlled).

As the Truman Show example illustrates, it seems there can be reasonable disagreement about whether or not Truman is free. On the one hand, there’s a sense in which he is free because he does what he wants and doesn’t feel manipulated. On the other hand, there’s a sense in which he isn’t free because what he wants to do is being manipulated by forces outside of his control (namely, the producers of the show). An even better example of this kind of thing comes from Aldous Huxley’s classic dystopia, Brave New World . In the society that Huxley envisions, everyone does what they want and no one is ever unhappy. So far this sounds utopic rather than dystopic. What makes it dystopic is the fact that this state of affairs is achieved by genetic and behavioral conditioning in a way that seems to remove any choice. The citizens of the Brave New World do what they want, yes, but they seems to have absolutely no control over what they want in the first place. Rather, their desires are essentially implanted in them by a process of conditioning long before they are old enough to understand what is going on. The citizens of Brave New World do what they want, but they have no control over what the want in the first place. In that sense, they are like robots: they only have the desires that are chosen for them by the architects of the society.

So are people free as long as they are doing what they want to—that is, choosing the act according to their strongest desires? If so, then notice that the citizens of Brave New World would count as free, as would Truman from The Truman Show , since these are both cases of individuals who are acting on their strongest desires. The problem is that those desires are not desires those individuals have chosen. It feels like the individuals in those scenarios are being manipulated in a way that we believe we aren’t. Perhaps true freedom requires more than just that one does what one most wants to do. Perhaps true freedom requires a genuine choice. But what is a genuine choice beyond doing what one most wants to do?

Philosophers are generally of two main camps concerning the question of what free will is. Compatibilists believe that free will requires only that we are doing what we want to do in a way that isn’t coerced—in short, free actions are voluntary actions. Incompatibilists , motivated by examples like the above where our desires are themselves manipulated, believe that free will requires a genuine choice and they claim that a choice is genuine if and only if, were we given the choice to make again, we could have chosen otherwise . I can perhaps best crystalize the difference between these two positions by moving to a theological example. Suppose that there is a god who created the universe, including humans, and who controls everything that goes on in the universe, including what humans do. But suppose that god does this not my directly coercing us to do things that we don’t want to do but, rather, by implanting the desire in us to do what god wants us to do. Thus human beings, by doing what the want to do, would actually be doing what god wanted them to do. According to the compatibilist, humans in this scenario would be free since they would be doing what they want to do. According to the incompatibilist, however, humans in this scenario would not be free because given the desire that god had implanted in them, they would always end up doing the same thing if given the decision to make (assuming that desires deterministically cause behaviors). If you don’t like the theological example, consider a sci-fi example which has the same exact structure. Suppose there is an eccentric neuroscientist who has figured out how to wire your brain with a mechanism by which he can implant desire into you.

Suppose that the neuroscientist implants in you the desire to start collecting stamps and you do so. However, you know none of this (the surgery to implant the device was done while you were sleeping and you are none the wiser).

From your perspective, one day you find yourself with the desire to start collecting stamps. It feels to you as though this was something you chose and were not coerced to do. However, the reality is that given this desire that the neuroscientist implanted in you, you could not have chosen not to have started collecting stamps (that is, you were necessitated to start collecting stamps, given the desire). Again, in this scenario the compatibilist would say that your choice to start collecting stamps was free (since it was something you wanted to do and did not feel coerced to you), but the incompatibilist would say that your choice was not free since given the implantation of the desire, you could not have chosen otherwise.

We have not quite yet gotten to the nub of the philosophical problem of free will and determinism because we have not yet talked about determinism and the problem it is supposed to present for free will. What is determinism?

Determinism is the doctrine that every cause is itself the effect of a prior cause. More precisely, if an event (E) is determined, then there are prior conditions (C) which are sufficient for the occurrence of E. That means that if C occurs, then E has to occur. Determinism is simply the claim that every event in the universe is determined. Determinism is assumed in the natural sciences such as physics, chemistry and biology (with the exception of quantum physics for reasons I won’t explain here). Science always assumes that any particular event has some law-like explanation—that is, underlying any particular cause is some set of law- like regularities. We might not know what the laws are, but the whole assumption of the natural sciences is that there are such laws, even if we don’t currently know what they are. It is this assumption that leads scientists to search for causes and patterns in the world, as opposed to just saying that everything is random. Where determinism starts to become contentious is when we move into the human sciences, such as psychology, sociology, and economics. To illustrate why this is contentious, consider the famous example of Laplace’s demon that comes from Pierre-Simon Laplace in 1814:

We may regard the present state of the universe as the effect of its past and the cause of its future. An intellect which at a certain moment would know all forces that set nature in motion, and all positions of all items of which nature is composed, if this intellect were also vast enough to submit these data to analysis, it would embrace in a single formula the movements of the greatest bodies of the universe and those of the tiniest atom; for such an intellect nothing would be uncertain and the future just like the past would be present before its eyes.

Laplace’s point is that if determinism were true, then everything that every happened in the universe, including every human action ever undertaken, had to have happened. Of course humans, being limited in knowledge, could never predict everything that would happen from here out, but some being that was unlimited in intelligence could do exactly that. Pause for a moment to consider what this means. If determinism is true, then Laplace’s demon would have been able to predict from the point of the big bang, that you would be reading these words on this page at this exact point of time. Or that you had what you had for breakfast this morning. Or any other fact in the universe. This seems hard to believe, since it seems like some things that happen in the universe didn’t have to happen. Certain human actions seem to be the paradigm case of such events. If I ate an omelet for breakfast this morning, that may be a fact but it seems strange to think that this fact was necessitated as soon as the big bang occurred. Human actions seem to have a kind of independence from web of deterministic web of causes and effects in a way that, say, billiard balls don’t.

Given that the cue ball his the 8 ball with a specific velocity, at a certain angle, and taking into effect the coefficient of friction of the felt on the pool table, the exact location of the 8 ball is, so to speak, already determined before it ends up there. But human behavior doesn’t seem to be like the behavior of the 8 ball in this way, which is why some people think that the human sciences are importantly different than the natural sciences. Whether or not the human sciences are also deterministic is an issue that helps distinguish the different philosophical positions one can take on free will, as we will see presently. But the important point to see right now is that determinism is a doctrine that applies to all causes, including human actions. Thus, if some particular brain state is what ultimately caused my action and that brain state itself was caused by a prior brain state, and so on, then my action had to occur given those earlier prior events. And that entails that I couldn’t have chosen to act otherwise, given that those earlier events took place . That means that the incompatibilist position on free will cannot be correct if determinism is true. Recall that incompatibilism requires that a choice is free only if one could have chosen differently, given all the same initial conditions. But if determinism is true, then human actions are no different than the 8 ball: given what has come before, the current event had to happen. Thus, if this morning I cooked an omelet, then my “choice” to make that omelet could not have been otherwise. Given the complex web of prior influences on my behavior, my making that omelet was determined. It had to occur.

Of course, it feels to us, when contemplating our own futures, that there are many different possible ways our lives might go—many possible choices to be made. But if determinism is true, then this is an illusion. In reality, there is only one way that things could go, it’s just that we can’t see what that is because of our limited knowledge. Consider the figure below. Each junction in the figure below represents a decision I make and let’s suppose that some (much larger) decision tree like this could represent all of the possible ways my life could go. At any point in time, when contemplating what to do, it seems that I can conceive of my life going many different possible ways. Suppose that A represents one series of choices and B another. Suppose, further, that A represents what I actually do (looking backwards over my life from the future). Although from this point in time it seems that I could also have made the series of choices represented in B, if determinism is true then this is false. That is, if A is what ends up happening, then A is the only thing that ever could have happened . If it hasn’t yet hit you how determinism conflicts with our sense of our own possibilities in life, think about that for a second.

image

As the foregoing I hope makes clear, the incompatibilist definition of free will is incompatibile with determinism (that’s why it’s called “incompatibilist”). But that leaves open the question of which one is true. To say that free will and determinism are logically incompatible is just to say that they cannot both be true, meaning that one or the other must be false. But which one? Some will claim that it is determinism which is false. This position is called libertarianism (not to be confused with political libertarianism, which is a totally different idea). Others claim that determinism is true and that, therefore, there is no free will. This position is called hard determinism. A third type of position, compatibilism , rejects the incompatibilist definition of freedom and claims that free will and determinism are compatible (hence the name). The table below compares these different positions. But which one is correct? In the remainder of the chapter we will consider some arguments for and against these three positions on free will and determinism.

image

Libertarianism

Both libertarianism and hard determinism accept the following proposition: If determinism is true, then there is no free will. What distinguishes libertarianism from hard determinism is the libertarian’s claim that there is free will. But why should we think this? This question is especially pressing when we recognize that we assume a deterministic view in many other domains in life. When you have a toothache, we know that something must have caused that toothache and whatever cause that was, something else must have caused that cause. It would be a strange dentist who told you that your toothache didn’t have a cause but just randomly occurred. When the weather doesn’t go as the meteorologist predicts, we assume there must be a cause for why the weather did what it did. We might not ever know the cause in all its specific details, but assume there must be one. In cases like meteorology, when our scientific predictions are wrong, we don’t always go back and try to figure out what the actual causes were—why our predictions were wrong. But in other cases we do. Consider the explosion of the Space Shuttle Challenger in 1986. Years later it was finally determined what led to that explosion (“O-ring” seals that were not designed for the colder condition of the launch). There’s a detailed deterministic physical explanation that one could give of how the failure of those O-rings led to the explosion of the Challenger. In all of these cases, determinism is the fundamental assumption and it seems almost nothing could overturn it.

But the libertarian thinks that the domain of human action is different than every other domain. Humans are somehow able to rise above all of the influences on them and make decisions that are not themselves determined by anything that precedes them. The philosopher Roderick Chisholm accurately captured the libertarian position when he claimed that “we have a prerogative which some would attribute only to God: each of us, when we really act, is a prime mover unmoved. In doing what we do, we cause certain events to happen, and nothing and no one, except we ourselves, causes us to cause those events to happen” (Chisholm, 1964). But why should we think that we have such a godlike ability? We will consider two arguments the libertarian makes in support of her position: the argument from intuitions and the argument from moral responsibility.

The argument from intuitions is based on the very strong intuition that there are some things that we have control over and that nothing causes us to do those things except for our own willing them. The strongest case for this concerns very simple actions, such as moving one’s finger. Suppose that I hold up my index finger and say that I am going to move it to the right or the to the left, but that I have not yet decided which way to move it. At the moment before I move my finger one way or the other, it truly seems to me that my future is open.

Nothing in my past and nothing in my present seems to be determining me to move my finger to the right or to the left. Rather, it seems to me that I have total control over what happens next. Whichever way I move my finger, it seems that I could have moved it the other way. So if, as a matter of fact, I move my finger to the right, it seems unquestionably true that I could have moved it to the left (and vice versa, mutatis mutandis ). Thus, in cases of simple actions like moving my finger to the right or left, it seems that the strong incompatibilist definition of freedom is met: we have a very strong intuition that no matter what I actually did, I could have chosen otherwise, were I to be given that exact choice again . The libertarian does not claim that all human actions are like this. Indeed, many of our actions (perhaps even ones that we think are free) are determined by prior causes. The libertarian’s claim is just that at least some of our actions do meet the incompatibilist’s definition of free and, thus, that determinism is not universally true.

The argument from moral responsibility is a good example of what philosophers call a transcendental argument . Transcendental arguments attempt to establish the truth of something by showing that that thing is necessary in order for something else, which we strongly believe to be true, to be true. So consider the idea that normally developed adult human beings are morally responsible for their actions. For example, if Bob embezzles money from his charity in order to help pay for a new sports car, we would rightly hold Bob accountable for this action. That is, we would punish Bob and would see punishment as appropriate. But a necessary condition of holding Bob responsible is that Bob’s action was one that he chose, one that he was in control of, one that he could have chosen not to do. Philosophers call this principle ought implies can : if we say that someone ought (or ought not) do something, this implies that they can do it (that is, they are capable of doing it). The ought implies can principle is consistent with our legal practices. For example, in cases where we believe that a person was not capable of doing the right thing, we no longer hold them morally or criminally liable. A good example of this within our legal system is the insanity defense: if someone was determined to be incapable of appreciating the difference between right and wrong, we do not find them guilty of a crime. But notice what determinism would do to the ought implies can principle. If everything we ever do had to happen (think Laplace’s demon), that means that Bob had to embezzle those funds and buy that sports car. The universe demanded it. That means he couldn’t not have done those things. But if that is so, then, by the ought implies can principle, we cannot say that he ought not to have done those things. That is, we cannot hold Bob morally responsible for those things. But this seems absurd, the libertarian will say.

Surely Bob was responsible for those things and we are right to hold him responsible. But the only we way can reasonably do this is if we assume that his actions were chosen—that he could have chosen to do otherwise than he in fact chose. Thus, determinism is incompatible with the idea that human beings are morally responsible agents. The practice of holding each other to be morally responsible agents doesn’t make sense unless humans have incompatibilist free will—unless they could have chosen to do otherwise than they in fact did. That is the libertarian’s transcendental argument from moral responsibility.

Hard determinism

Hard determinism denies that there is free will. The hard determinist is a “tough-minded” individual who bravely accepts the implication of a scientific view of the world. Since we don’t in general accept that there are causes that are not themselves the result of prior causes, we should apply this to human actions too. And this means that humans, contrary to what they might believe (or wish to believe) about themselves, do not have free will. As noted above, hard determininsm follows from accepting the incompatibilist definition of free will as well as the claim that determinism is universally true. One of the strongest arguments in favor of hard determinism is based on the weakness of the libertarian position. In particular, the hard determinist argues that accepting the existence of free will leaves us with an inexplicable mystery: how can a physical system initiate causes that are not themselves caused?

If the libertarian is right, then when an action is free it is such that given exactly the same events leading up to one’s action, one still could have acted otherwise than they did. But this seems to require that the action/choice was not determined by any prior event or set of events. Consider my decision to make a cheese omelet for breakfast this morning. The libertarian will say that my decision to make the cheese omelet was not free unless I could have chosen to do otherwise (given all the same initial conditions). But that means that nothing was determining my decision. But what kind of thing is a decision such that it causes my actions but is not itself caused by anything? We do not know of any other kind of thing like this in the universe. Rather, we think that any event or thing must have been caused by some (typically complex) set of conditions or events. Things don’t just pop into existence without being caused . That is as fundamental a principle as any we can think of. Philosophers have for centuries upheld the principle that “nothing comes from nothing.” They even have a fancy Latin phrase for it: ex nihilo nihil fir [1] . The problem is that my decision to make a cheese omelet seems to be just that: something that causes but is not itself caused. Indeed, as noted earlier, the libertarian Roderick Chisholm embraces this consequence of the libertarian position very clearly when he claimed that when we exercise our free will,

“we have a prerogative which some would attribute only to God: each of us, when we really act, is a prime mover unmoved. In doing what we do, we cause certain events to happen, and nothing and no one, except we ourselves, causes us to cause those events to happen” (Chisholm, 1964).

How could something like this exist? At this point the libertarian might respond something like this:

I am not claiming that something comes from nothing; I am just claiming that our decisions are not themselves determined by any prior thing. Rather, we ourselves, as agents, cause our decisions and nothing else causes us to cause those decisions (at least in cases where we have acted freely).

However, it seems that the libertarian in this case has simply pushed the mystery back one step: we cause our decisions, granted, but what causes us to make those decisions? The libertarian’s answer here is that nothing causes us. But now we have the same problem again: the agent is responsible for causing the decision but nothing causes the agent to make that decision. Thus we seem to have something coming from nothing. Let’s call this argument the argument from mysterious causes. Here’s the argument in standard form:

  • The existence of free will implies that when an agent freely decides to do something, the agent’s choice is not caused (determined) by anything.
  • To say that something has no cause is to violate the ex nihilo nihil fit principle.
  • But nothing can violate the ex nihilo nihil fit principle.
  • Therefore, there is no free will (from 1-3)

The hard determinist will make a strong case for premise 3 in the above argument by invoking basic scientific principles such as the law of conservation of energy, which says that the amount of energy within a closed system stays that same. That is, energy cannot be created or destroyed. Consider a billiard ball. If it is to move then it must get the required energy to do so from someplace else (typically another billiard ball knocking into it, the cue stick hitting it or someone tilting the pool table). To allow that something could occur without any cause—in this case, the agent’s decision—would be a violation of the conservation of energy principle, which is as basic a scientific principle as we know. When forced to choose between uphold such a basic scientific principle as this and believing in free will, the hard determinist opts for the former. The hard determinist will put the ball in the libertarian’s court to explain how something could come from nothing.

I will close this section by indicating how these problems in philosophy often ramify into other areas of philosophy. In the first place, there is a fairly common way that libertarians respond to the charge that their view violates basic principles such as ex nihilo nihil fit and, more specifically, the physical law of conservation of energy. Libertarians could claim that the mind is not physical—a position known in the philosophy of mind as “substance dualism” (see philosophy of mind chapter in this textbook for more on substance dualism). If the mind isn’t physical, then neither are our mental events, such our decisions.

Rather, all of these things are nonphysical entities. If decisions are nonphysical entities, there is at least no violation of the physical laws such as the law of conservation of energy. [2] Of course, if the libertarian were to take this route of defending her position, she would then need to defend this further assumption (no small task). In any case, my main point here is to see the way that responses to the problem of free well and determinism may connect with other issue within philosophy. In this case, the libertarian’s defense of free will may turn out to depend on the defensibility of other assumptions they make about the nature of the mind. But the libertarian is not the only one who will need to ultimately connect her account of free will up with other issues in philosophy. Since hard determinists deny that free will exists, it seems that they will owe us some account of moral responsibility. If, moral responsibility requires that humans have free will (see previous section), then in denying free will we seem to also be denying that humans have moral responsibility. Thus, hard determinists will face the objection that in rejecting free will they also destroy moral responsibility.

But since it seems we must hold individuals morally to account for certain actions (such as the embezzler from the previous section), the hard determinist

needs some account of how it makes sense to do this given that human being don’t have free will. My point here is not to broach the issue of how the hard determinist might answer this, but simply to show how hard determinist’s position on the problem of free will and determinism must ultimately connect with other issues in philosophy, such issues in metaethics [3] . This is a common thing that happens in philosophy. We may try to consider an issue or problem in isolation, but sooner or later that problem will connect up with other issues in philosophy.

Compatibilism

The best argument for compatibilism builds on a consideration of the difficulties with the incompatibilist definition of free will (which both the libertarian and the hard determinist accept). As defined above, compatibilists agree with the hard determinists that determinism is true, but reject the incompatibilist definition of free will that hard determinists accept. This allows compatbilists to claim that free will is compatible with determinism. Both libertarians and hard compatibilists tend to feel that this is somehow cheating, but the compatibilist attempts to convince us arguing that the strong incompatibilist definition of freedom is problematic and that only the weaker compatibilist definition of freedom—free actions are voluntary actions—will work. We will consider two objections that the compatibilist raises for the incompatibilist definition of freedom: the epistemic objection and the arbitrariness objection . Then we will consider the compatibilist’s own definition of free will and show how that definition fits better with some of our common sense intuitions about the nature of free actions.

The epistemic objection is that there is no way for us to ever know whether any one of our actions was free or not. Recall that the incompatibilist definition of freedom says that a decision is free if and only if I could have chosen otherwise than I in fact chose, given exactly all the same conditions. This means that if we were, so to speak, rewind the tape of time and be given that decision to make over again, we could have chosen differently. So suppose the question is whether my decision to make a cheese omelet for breakfast was free. To answer this question, we would have to know when I could have chosen differently. But how am I supposed to know that ? It seems that I would have to answer a question about a strange counterfactual : if given that decision to make over again, would I choose the same way every time or not? How on earth am I supposed to know how to answer that question? I could say that it seems to me that I could make a different decision regarding making the cheese omelet (for example, I could have decided to eat cereal instead), but why should I think that that is the right answer? After all, how things seem regularly turn out to be not the case—especially in science. The problem is that I don’t seem to have any good way of answering this counterfactual question of what I would choose if given the same decision to make over again. Thus the epistemic objection [4] is that since I have no way of knowing whether I would/wouldn’t make the same decision again, I can never know whether any of my actions are free.

The arbitrariness objection is that it turns our free actions into arbitrary actions. And arbitrary actions are not free actions. To see why, consider that if the incompatibilist definition is true, then nothing determines our free choices, not even our own desires . For if our desires were determining our choices then if we were to rewind the tape of time and, so to speak, reset everything— including our desires —the same way, then given those same desires we would choose the same way every time. And that would mean our choice was not free, according to the incompatbilist. It is imperative to remember that incompatibilism says that if an action is not free if it is determined ( including if it is determined by our own desires ). But now the question is: if my desires are not causing my decision, what is? When I make a decision, where does that decision come from, if not from my desires and beliefs? Presumably it cannot come from nothing ( ex nihilo nihil fit ). The problem is that if the incompatibilist rejects that anything is causing my decisions, then how can my decisions be anything but arbitrary?

Presumably an arbitrary decision—a decision not driven by any reason at all—is not an exercise of my freedom. Freedom seems to require that we are exercising some kind of control over my actions and decisions. If my action or decision is arbitrary that means that no reason or explanation of the action/decision can be given. Here’s the arbitrariness objection cast as a reductio ad absurdum argument:

  • A free choice is one that isn’t determined by anything, including our desires. [incompatibilist definition of freedom]
  • If our own desires are not determining our choices, then those choices are arbitrary.
  • If a choice is arbitrary then it is not something over which we have control
  • If a choice isn’t something over which we have control, then it isn’t a free choice
  • Therefore, a free choice is not a free choice (from 1-4)

A reductio ad absurdum argument is one that starts with a certain assumption and then derives a contradiction from that assumption, thereby showing that assumption must be false. In this case, the incompatibilist’s definition of a free choice leads to the contradiction that something that is a free choice isn’t a free choice.

What has gone wrong here? The compatibilist will claim that what has gone wrong is incompatibilist’s idea that a free action must be one that isn’t caused/determined by anything. The compatibilist claims that free actions can still be determined, as long as what is determining them is our own internal reasons, over which we have some control, rather than external things over which we have no control. Free choices, according to the compatibilist, are just choices that are caused by our own best reasons . The fact that, given the exact same choices, I couldn’t have chosen otherwise doesn’t undermine what freedom is (as the incompatibilist claims) but defines what it is. Consider an example. Suppose that my goal is to spend the shortest amount of time on my commute home from work so that I can be on time for a dinner date. Also suppose, for simplicity, that there are only three possible routes that I can take: route 1 is the shortest, whereas route 2 is longer but scenic and 3 is more direct but has potentially more traffic, especially during rush hour. I am leaving early from work today so that I can make my dinner date but before I leave, I check the traffic and learn that there has been a wreck on route 1. Thus, I must choose between routes 2 and 3. I reason that since I am leaving earlier, route 3 will be the quickest since there won’t be much traffic while I’m on my early commute home. So I take route 3 and arrive home in a timely manner: mission accomplished. The compatibilist would say that this is a paradigm case of a free action (or a series of free actions). The decisions I made about how to get home were drive both by my desire to get home quickly and also by the information I was operating with. Assuming that that information was good and I reasoned well with it and was thereby able to accomplish my goal (that is, get home in a timely manner), then my action is free. My action is free not because my choices were undetermined, but rather because my choices were determined (caused) by my own best reasons—that is, by my desires and informed beliefs. The incompatibilist, in contrast, would say that an action is free only if I could have chosen otherwise, given all the same conditions again. But think of what that would mean in the case above! Why on earth would I choose routes 1 or 2 in the above scenario, given that my most pressing goal is to be able to get to my dinner date on time? Why would anyone knowingly choose to do something that thwarts their primary goals? It doesn’t seem that, given the set of beliefs and desires that I actually had at the time, I could have chosen otherwise in that situation. Of course, if you change the information I had (my beliefs) or you change what I wanted to accomplish (my desires), then of course I could have acted otherwise than I did. If I didn’t have anything pressing to do when I left work and wanted a scenic and leisurely drive home in my new convertible, then I probably would have taken route 2! But that isn’t what the incompatibilist requires for free will. As we’ve seen, they require the much stronger condition that one’s action be such that it could have been different even if they faced exactly the same condition over again. But in this scenario that would be an irrational thing to do. Of course, if one’s goal were to be irrational and to thwart one’s own desires, I suppose they could do that. But that would still seem to be acting in accordance with one’s desires.

Many times free will is treated as an all or nothing thing, either humans have it or they don’t. This seems to be exactly how the libertarian and hard determinist see the matter. And that makes sense given that they are both incompatibilists and view free will and determinism like oil and water—they don’t mix. But it is interesting to note that it is common for us to talk about decisions, action, or even whole lives (or periods of a life) as being more or less free . Consider the Goethe quotation at the beginning of this chapter: “none are more enslaved than those who falsely believe they are free.” Here Goethe is conceiving of freedom as coming in degrees and claiming that those who think they are free but aren’t as less free than those who aren’t free and know it. But this way of speaking implies that free will and determinism are actually on a continuum rather than a black and white either or. The compatibilist can build this fact about our ordinary ways of speaking about freedom into an argument for their position. Call this the argument from ordinary language . The argument from ordinary language is that only compatibilism is able to accommodate our common way of speaking about freedom coming in degrees—that is, as actions or decisions being more or less free. The libertarian can’t account for this since the libertarian sees freedom as an all or nothing matter: if you couldn’t have done otherwise then your action was not truly free; if you could have done otherwise, then it was. In contrast, the compatibilist is able to explain the difference between more/less free action on the continuum. For the compatibilist, the freest actions are those in which one reasons well with the best information, thus acting for one’s own best reasons, thus furthering one’s interests. The least free actions are those in which one lacks information and reason poorly, thus not acting for one’s own best reasons, thus not furthering one’s interests. Since reasoning well, being informed, and being reflective are all things that come in degrees (since one can possess these traits to a greater or lesser extent) and since these attribute define what free will is for the compatibilist, it follows that free will comes in degrees. And that means that the compatibilist is able to make sense or a very common way that we talk about freedom (as coming in degrees) and thus make sense of ourselves, whereas the libertarian isn’t.

There’s one further advantage that compatibilists can claim over libertarians. Libertarians defend the claim that there are at least some cases where one exercises one’s free will and that this entails that determinism is false. However, this leaves totally open the extent of human free will. Even if it were true that there are at least some cases where humans exercise free will, there might not be very many instances and/or those decisions in which we exercise free will might be fairly trivial (for example, moving one’s finger to the left or right). But if it were to turn out that free will was relatively rare, then even if the libertarian were correct that there are at least some instances where we exercise free will, it would be cold comfort to those who believe in free will. Imagine: if there were only a handful of cases in your life where your decision was an exercise of your free will, then it doesn’t seem like you have lived a life which was very free. In other words, in such a case, for all practical purposes, determinism would be true.

Thus, it seems like the question of how widespread free will is is an important one. However, the libertarian seems unable to answer it for reasons that we’ve already seen. Answering the question requires knowing whether or not one could have acted otherwise than one in fact did. But in order to know this, we’d have to know how to answer a strange counterfactual—whether I could have acted differently given all the same conditions. As noted earlier (“the epistemic objection”), this raises a tough epistemological question for the libertarian: how could he ever know how to answer this question? And so how could he ever know whether a particular action was free or not? In contrast, the compatibilist can easily answer the question of how widespread free will is: how “free” one’s life is depends on the extent to which one’s actions are driven by their own best reasons. And this, in turn, depends on factors such as how well-informed, reflective, and reasonable a person is. This might not always be easy to determine, but it seems more tractable than trying to figure out the truth conditions of the libertarian’s counterfactual.

In short, it seems that compatibilism has significant advantages over both libertarianism and hard determinism. As compared to the libertarian, compatibilism gives a better answer to how free will can come in degrees as well as how widespread free will is. It also doesn’t face the arbitrariness objection or the epistemic objection. As compared to the hard determinist, the compatibilist is able to give a more satisfying answer to the moral responsibility issue. Unlike the hard determinist, who sees all action as equally determined (and so not under our control), the compatibilist thinks there is an important distinction within the class of human actions: those that are under our control versus those that aren’t. As we’ve seen above, the compatibilist doesn’t see this distinction as black and white, but, rather, as existing on a continuum. However, a vague boundary is still a boundary. That is, for the compatibilist there are still paradigm cases in which a person has acted freely and thus should be held morally responsible for that action (for example, the person who embezzles money from a charity and then covers it up) and clear cases in which a person hasn’t acted freely (for example, the person who was told to do something by their boss but didn’t know that it was actually something illegal). The compatibilist’s point is that this distinction between free and unfree actions matters, both morally and legally, and that we would be unwise to simply jettison this distinction, as the hard determinist does. We do need some distinction within the class of human actions between those for which we hold people responsible and those for which we don’t. The compatibilist’s claim is that they are able to do with while the hard determinist isn’t. And they’re able to do it without inheriting any of the problems of the libertarian position.

Study questions

  • True or false: Compatibilists and libertarians agree on what free will is (on the concept of free will).
  • True or false: Hard determinists and libertarians agree that an action is free only when I could have chosen otherwise than I in fact chose.
  • True or false: the libertarian gives a transcendental argument for why we must have free will.
  • True or false: both compatibilists and hard determinists believe that all human actions are determined.
  • True or false: compatibilists see free will as an all or nothing matter: either an action is free or it isn’t; there’s no middle ground.
  • True or false: compatibilists think that in the case of a truly free action, I could have chosen otherwise than I in fact did choose.
  • True or false: One objection to libertarianism is that on that view it is difficult to know when a particular action was free.
  • True or false: determinism is a fundamental assumption of the natural sciences (physics, chemistry, biology, and so on).
  • True or false: the best that support the libertarian’s position are cases of very simple or arbitrary actions, such as choosing to move my finger to the left or to the right.
  • True or false: libertarians thinks that as long as my choices are caused by my desires, I have chosen freely.

For deeper thought

  • Consider the Shopenhauer quotation at the beginning of the chapter. Which of the three views do you think this supports and why?
  • Consider the movie The Truman Show . How would the libertarian and compatibilist disagree regarding whether or not Truman has free will?
  • Consider the Tolstoy quote at the beginning of the chapter. Which of the three views does this support and why?
  • Consider a child being raised by white supremacist parents who grows up to have white supremacist views and to act on those views. As a child, does this individual have free will? As an adult, do they have free will? Defend your answer with reference to one of the three views.
  • Consider the eccentric neuroscientist example (above). How might a compatibilist try to show that this isn’t really an objection to her view? That is, how might the compatibilist show that this is not a case in which the individual’s action is the result of a well-informed, reflective choice?
  • Actually, the phrase was originally a Latin phrase, not an English one because at the time in Medieval Europe philosophers wrote in Latin. ↵
  • On the other hand, if these nonphysical decisions are supposed to have physical effects in the world (such as causing our behaviors) then although there is no problem with the agent’s decision itself being uncaused, there would still be a problem with how that decision can be translated into the physical world without violating the law of conservation of energy. ↵
  • One well-known and influential attempt to reconcile moral responsibility with determinism is P.F. Strawson’s “Freedom and Resentment” (1962). ↵
  • The term “epistemic” just denotes something relating to knowledge. It comes from the Greek work episteme, which means knowledge or belief. ↵

Introduction to Philosophy Copyright © by Matthew Van Cleave is licensed under a Creative Commons Attribution 4.0 International License , except where otherwise noted.

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Free Will Skepticism: Current Arguments and Future Directions

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  • Published: 11 July 2014
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Offered here is a review of Gregg D. Caruso’s edited volume, Exploring the Illusion of Free will and Moral Responsibility [ 1 ]. Assembled here are essays by nearly all the major contributors to the philosophical free will debate on the denial and skeptical side. The volume tells us where the field currently is and also gives us a sense of how the free will debate is actually advancing toward greater understanding. Perhaps we can even discern some glimmer of hope for a resolution or a degree of consensus that could, in the near future, underlie or give rise to practical engagements to bring about significant social transformations and innovations toward a more humane society.

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Ravven, H.M. Free Will Skepticism: Current Arguments and Future Directions. Neuroethics 7 , 383–386 (2014). https://doi.org/10.1007/s12152-014-9214-3

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Home — Essay Samples — Philosophy — Philosophical Concepts — Free Will

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Essays on Free Will

Dive into the depths of one of philosophy's most enduring questions with our curated selection of free will essay samples. This collection is designed to provide students, philosophers, and curious minds with a comprehensive overview of the debates and discussions surrounding the concept of free will. Whether you're examining the determinism versus free will debate, exploring the implications of free will on morality, or seeking inspiration for your own free will essay, our assortment of essays offers valuable perspectives and in-depth analysis.

The Concept of Free Will

Free will touches upon the ability of individuals to make choices that are not predetermined by past events, genetic makeup, or divine intervention. Essays on free will traverse the realms of philosophy, psychology, neuroscience , and ethics, offering insights into how we understand human agency and responsibility. By engaging with these essays, readers can explore various positions within the free will debate, from libertarianism to compatibilism and hard determinism, enriching their understanding of this complex philosophical issue.

Highlights from Our Essay Collection

Our free will essay samples cover a broad spectrum of topics and viewpoints, ensuring that readers can find material that resonates with their specific interests and academic needs. From analytical discussions on the existence and nature of free will to explorations of its implications for legal and ethical responsibility, our essays provide a platform for deep engagement with the question of human autonomy. Each essay not only serves as a resource for academic exploration but also as a source of inspiration for developing nuanced and critical perspectives on free will.

Utilizing Our Essays for Academic Success:

  • Generating Ideas: Let our essays inspire unique angles and topics for your own free will essay.
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  • Structural Guidance: Analyze the organization and argumentation strategies used in our essays to enhance your own essay's clarity and persuasiveness.
  • Citation Practices: Observe how our essays incorporate and reference sources, providing a model for academic integrity in your work.

Engaging with the concept of free will through academic writing offers a profound opportunity to delve into questions of human nature, responsibility, and ethics. Our collection of free will essay samples is here to support you in this intellectual journey, providing a solid foundation for informed and compelling writing. By exploring our essays, you can deepen your understanding of free will and contribute thoughtfully to the ongoing philosophical conversation.

Start your exploration of free will by browsing our essay samples today. Let these essays guide and inspire your academic research and writing, helping you to craft a thoughtful and insightful free will essay.

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Sample essay on free will and moral responsibility.

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Free will is a fundamental aspect of modern philosophy. This sample philosophy paper explores how moral responsibility and free will represent an important area of moral debate between philosophers. This type of writing would of course be seen in a philosophy course, but many people might also be inclined to write an essay about their opinions on free will for personal reasons.

History of free will and moral responsibility

In our history, free will and moral responsibility have been longstanding debates amongst philosophers. Some contend that free will does not exist while others believe we have control over our actions and decisions. For the most part, determinists believe that free will does not exist because our fate is predetermined. An example of this philosophy is found in the Book of Genisis .

The biblical story states God created man for a purpose and designed them to worship him. Since God designed humans to operate in a certain fashion and he knew the outcome, it could be argued from a determinist point of view that free will didn't exist. Because our actions are determined, it seems that we are unable to bear any responsibility for our acts.

Galen Strawson has suggested that “in order to be truly deserving, we must be responsible for that which makes us deserving.”

However, Strawson also has implied that we are unable to be responsible. We are unable to be responsible because, as determinists suggest, all our decisions are premade; therefore, we do not act of our own free will. Consequently, because our actions are not the cause of our free will, we cannot be truly deserving because we lack responsibility for what we do.

Defining free will

Free will implies we are able to choose the majority of our actions ("Free will," 2013). While we would expect to choose the right course of action, we often make bad decisions. This reflects the thinking that we do not have free will because if we were genuinely and consistently capable of benevolence, we would freely decide to make the ‘right’ decisions.

In order for free will to be tangible, an individual would have to have control over his or her actions regardless of any external factors. Analyzing the human brain's development over a lifetime proves people have the potential for cognitive reasoning and to make their own decisions.

Casado has argued “the inevitability of free will is such that if one considers freedom an illusion, the internal perspective – and one’s own everyday life – would be totally contradictory” ( 2011, p. 369).

On the other hand, while we can determine whether or not we will wake up the next day, it is not an aspect of our free will because we cannot control this. Incidentally, determinism suggests everything happens exactly the way it should have happened because it is a universal law ("Determinism," 2013). In this way, our free will is merely an illusion.

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The determinism viewpoint

For example, if we decided the previous night that we would wake up at noon, we are unable to control this even with an alarm clock. One, we may die in our sleep. Obviously, as most would agree, we did not choose this. Perhaps we were murdered in our sleep. In that case, was it our destiny to become a victim of violent crimes, or was it our destiny to be murdered as we slept? Others would mention that the murderer was the sole cause of the violence and it their free will to decide to kill.

Therefore, the same people might argue that the murderer deserved a specific punishment. The key question, then, is the free will of the murderer. If we were preordained to die in the middle of the night at the hand of the murderer, then the choice of death never actually existed. Hence, the very question of choice based on free will is an illusion.

Considering that our wills are absolutely subject to the environment in which they are articulated in, we are not obligated to take responsibility for them as the product of their environment. For example, if we were born in the United States, our actions are the result of our country’s laws. Our constitutional laws allow us the right to bear arms and have access to legal representation. In addition, our constitutional laws allow us the freedom to express our thoughts through spoken and written mediums and the freedom to believe in a higher power or not. We often believe we are free to act and do what we want because of our free will.

Harris (2012) has agreed that “free will is more than an illusion (or less), in that it cannot even be rendered coherent” conceptually.

Moral judgments, decisions, and responsibility for free will

Either our wills are determined by prior causes, and we are not responsible for them, or they are a product of chance, and we are not responsible for them” (p. 46). This being the case, can we be deserving if we can so easily deflect the root of our will and actions? Perhaps, our hypothetical murder shot us. It could be argued that gun laws in the United States provided them with the mean to commit murder.

Either the murderer got a hold of a gun by chance or he or she was able to purchase one. While the purchase is not likely, one would have to assume that someone, maybe earlier, purchased the weapon. Therefore, it was actually the buyer’s action that allowed this particular crime to take place. Essentially, both would ‘deserve’ some sort of punishment.

According to The American Heritage Dictionary (2001), the word “deserving” means "Worthy, as of reward or praise” (p. 236), so it regards to punishments, it seems deserving has a positive meaning.

Free will and changing societal views

However, the meanings will change depending on our position. For example, some would suggest that the murderer acted with his or her own free will. However, once they are caught and convicted, they are no longer free in the sense that they can go wherever they want. On the other hand, they are free to think however they want.

If they choose to reenact their crimes in their thoughts, they are free to do so. Some many say, in the case of the murderer, he or she is held responsible for his or her crime, thus he or she deserves blame. However, if the murderer had a mental illness and was unaware he or she committed a crime, should we still consider that the murderer acted with his or her free will? With that in mind, it seems that Strawson’s argument is valid because the murderer was not acting of his or her free will.

Many would consider Strawson to be a “free will pessimist” (Timpe c. Compatibilism, Incompatibilism, and Pessimism, 2006, para. 5). Strawson does not believe we have the ability to act on our own free will. However, he does not believe our actions are predetermined either.

Specifically, in his article “Luck Swallows Everything,” Strawson (1998) has claimed that “One cannot be ultimately responsible for one's character or mental nature in any way at all” (para. 33).

Determining when free will is not applicable

While some would agree young children and disabled adults would not hold any responsibility, others would claim that criminals should bear responsibility when they commit a crime. What if the actions are caused by both nature and nurturing of the parents ? Or, what if they're caused by prior events including a chain of events that goes back before we are born, libertarians do not see how we can feel responsible for them. If our actions are directly caused by chance, they are simply random and determinists do not see how we can feel responsible for them (The Information Philosopher Responsibility n.d.).

After all, one would not argue that murderers are worthy of a positive reward; however, Strawson has argued that we, whether good or evil, do not deserve any types of rewards. Instead, our actions and their consequences are based on luck or bad luck. In order to have ultimate moral responsibility for an action, the act must originate from something that is separate from us.

We consider free will the ability to act or do as we want; however, there is a difference between freedom of action and freedom of will. Freedom of action suggests we are able to physically act upon our desire. In a way, some believe that freedom of will is the choice that precedes that action. In addition to freedom of act or will, free will also suggests we have a sense of moral responsibility. This moral responsibility, however, is not entirely specified. For example, is this responsibility to ourselves or those around us? While this is a question that may never be answered, no matter how many essays are written on the subject, it is one that many consider important to ask, nonetheless.

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Locke On Freedom

John Locke’s views on the nature of freedom of action and freedom of will have played an influential role in the philosophy of action and in moral psychology. Locke offers distinctive accounts of action and forbearance, of will and willing, of voluntary (as opposed to involuntary) actions and forbearances, and of freedom (as opposed to necessity). These positions lead him to dismiss the traditional question of free will as absurd, but also raise new questions, such as whether we are (or can be) free in respect of willing and whether we are free to will what we will, questions to which he gives divergent answers. Locke also discusses the (much misunderstood) question of what determines the will, providing one answer to it at one time, and then changing his mind upon consideration of some constructive criticism proposed by his friend, William Molyneux. In conjunction with this change of mind, Locke introduces a new doctrine (concerning the ability to suspend the fulfillment of one’s desires) that has caused much consternation among his interpreters, in part because it threatens incoherence. As we will see, Locke’s initial views do suffer from clear difficulties that are remedied by his later change of mind, all without introducing incoherence.

Note on the text: Locke’s theory of freedom is contained in Book II, Chapter xxi of An Essay Concerning Human Understanding . The chapter underwent five revisions in Locke’s lifetime [E1 (1689), E2 (1694), E3 (1695), E4 (1700), and E5 (1706)], with the last edition published posthumously. Significant changes, including a considerable lengthening of the chapter, occur in E2; and important changes appear in E5.

1. Actions and Forbearances

2. will and willing, 3. voluntary vs. involuntary action/forbearance, 4. freedom and necessity, 5. free will, 6. freedom in respect of willing, 7. freedom to will, 8. determination of the will, 9. the doctrine of suspension, 10. compatibilism or incompatibilism, select primary sources, select secondary sources, additional secondary sources, other internet resources, related entries.

For Locke, the question of whether human beings are free is the question of whether human beings are free with respect to their actions and forbearances . As he puts it:

[T]he Idea of Liberty , is the Idea of a Power in any Agent to do or forbear any Action, according to the determination or thought of the mind, whereby either of them is preferr’d to the other. (E1–4 II.xxi.8: 237)

In order to understand Locke’s conception of freedom, then, we need to understand his conception of action and forbearance.

There are three main accounts of Locke’s theory of action. According to what we might call the “Doing” theory of action, actions are things that we do (actively), as contrasted to things that merely happen to us (passively). If someone pushes my arm up, then my arm rises, but, one might say, I did not raise it. That my arm rose is something that happened to me, not something I did . By contrast, when I signal to a friend who has been looking for me, I do something inasmuch as I am not a mere passive recipient of a stimulus over which I have no control. According to some interpreters (e.g., Stuart 2013: 405, 451), Locke’s actions are doings in this sense. According to the “Composite” or “Millian” theory of action, an action is “[n]ot one thing, but a series of two things; the state of mind called a volition, followed by an effect” (Mill 1974 [1843]: 55). On this view, for example, the action of raising my hand is composed of (i) willing to produce the effect of my hand’s rising and (ii) the effect itself, where (ii) results from (i). According to some interpreters (arguably, Lowe 1986: 120–121; Lowe 1995: 141—though it is possible that Lowe’s theory applies only to voluntary actions), Locke’s actions are composite in this sense. Finally, according to what we might call the “Deflationary” conception of action, actions are simply motions of bodies or operations of minds.

Some of what Locke says suggests that he holds the “Doing” theory of action: “when [a Body] is set in motion it self, that Motion is rather a Passion, than an Action in it”, for “when the Ball obeys the stroke of a Billiard-stick, it is not any action of the Ball, but bare passion” (E1–5 II.xxi.4: 235—see also E4–5 II.xxi.72: 285–286). Here Locke is clearly working with a sense of “action” according to which actions are opposed to passions. But, on reflection, it is unlikely that this is what Locke means by “action” when he writes about voluntary/involuntary actions and freedom of action. For Locke describes “a Man striking himself, or his Friend, by a Convulsive motion of his Arm, which it is not in his Power…to…forbear” as “acting” (E1–5 II.xxi.9: 238), and describes the convulsive leg motion caused by “that odd Disease called Chorea Sancti Viti [St. Vitus’s Dance]” as an “Action” (E1–5 II.xxi.11: 239). It would be a mistake to think of these convulsive motions as “doings”, for they are clearly things that “happen” to us in just the way that it happens to me that my arm rises when someone else raises it. Examples of convulsive actions also suggest that the Millian account of Locke’s theory of action is mistaken. For in the case of convulsive motion, there is no volition that one’s limbs move; indeed, if there is volition in such cases, it is usually a volition that one’s limbs not move. Such actions, then, cannot be composed of a volition and the motion that is willed, for the relevant volition is absent (more on volition below).

We are therefore left with the Deflationary conception of action, which is well supported by the text. There are, Locke says, “but two sorts of Action, whereof we have any Idea , viz. Thinking and Motion” (E1–5 II.xxi.4: 235—see also E1–5 II.xxi.8: 237 and E4–5 II.xxi.72: 285); “Thinking, and Motion…are the two Ideas which comprehend in them all Action” (E1–5 II.xxii.10: 293). It may be that, in the sense in which “action” is opposed to “passion”, some corporeal motions and mental operations, being produced by external causes rather than self-initiated, are not actions. But that is not the sense in which all motions and thoughts are “called and counted Actions ” in Locke’s theory of action (E4–5 II.xxi.72: 285). As seems clear, convulsive motions are actions inasmuch as they are motions, and thoughts that occur in the mind unbidden are actions inasmuch as they are mental operations.

What, then, according to Locke, are forbearances? On some interpretations (close counterparts to the Millian conception of action), Locke takes forbearances to be voluntary not-doings (e.g., Stuart 2013: 407) or voluntary omissions to act (e.g., Lowe 1995: 123). There are texts that suggest as much:

sitting still , or holding one’s peace , when walking or speaking are propos’d, [are] mere forbearances, requiring…the determination of the Will . (E2–5 II.xxi.28: 248)

However, Locke distinguishes between voluntary and involuntary forbearances (E2–5 II.xxi.5: 236), and it makes no sense to characterize an involuntary forbearance as an involuntary voluntary not-doing. So it is unlikely that Locke thinks of forbearances as voluntary not-doings. This leaves the Deflationary conception of forbearance, according to which a forbearance is the opposite of an action, namely an episode of rest or absence of thought. On this conception, to say that someone forbore running is to say that she did not run, not that she voluntarily failed to run. Every forbearance would be an instance of inaction, not a refraining.

In E2–5, Locke stipulates that he uses the word “action” to “comprehend the forbearance too of any Action proposed”, in order to “avoid the multiplying of words” (E2–5 II.xxi.28: 248). The reason he so stipulates is not that he literally takes forbearances to be actions (as he puts it, they “pass for” actions), but that most everything that he wants to say about actions (in particular, the distinction between voluntary and involuntary actions, and the account of freedom of action) applies pari passu to forbearances (see below).

Within the category of actions, Locke distinguishes between those that are voluntary and those that are involuntary. To understand this distinction, we need to understand Locke’s account of the will and his account of willing (or volition). For Locke, the will is a power (ability, faculty—see E1–5 II.xxi.20: 244) possessed by a person (or by that person’s mind). Locke explains how we come by the idea of power (in Humean vein, as the result of observation of constant conjunctions—“like Changes [being] made, in the same things, by like Agents, and by the like ways” (E1–5 II.xxi.1: 233)), but does not offer a theory of the nature of power. What we are told is that “ Powers are Relations” (E1–5 II.xxi.19: 243), relations “to Action or Change” (E1–5 II.xxi.3: 234), and that powers are either active (powers to make changes) or passive (powers to receive changes) (E1–5 II.xxi.2: 234). In this sense, the will is an active relation to actions.

Locke’s predecessors had thought of the will as intimately related to the faculty of desire or appetite. For the Scholastics (whose works Locke read as a student at Oxford), the will is the power of rational appetite. For Thomas Hobbes (by whom Locke was deeply influenced even though this was not something he could advertise, because Hobbes was a pariah in Locke’s intellectual and political circles), the will is simply the power of desire itself. Remnants of this desiderative conception of the will remain in Locke’s theory, particularly in the first edition of the Essay . Here, for example, is Locke’s official E1 account of the will:

This Power the Mind has to prefer the consideration of any Idea to the not considering it; or to prefer the motion of any part of the body to its rest. (E1 II.xxi.5: 236)

And here is Locke’s official E1 account of preferring:

Well, but what is this Preferring ? It is nothing but the being pleased more with the one , than the other . (E1 II.xxi.28: 248)

So, in E1, the will is the mind’s power to be more pleased with the consideration of an idea than with the not considering it, or to be more pleased with the motion of a part of one’s body than with its remaining at rest. When we lack something that would deliver more pleasure than we currently experience, we become uneasy at its absence. And this kind of uneasiness (or pain: E1–5 II.vii.1: 128), is what Locke describes as desire (E1–5 II.xx.6: 230; E2–5 II.xxi.31–32: 251) (though also as “joined with”, “scarce distinguishable from”, and a “cause” of desire—see Section 8 below). So, in E1, the will is the mind’s power to desire or want the consideration of an idea more than the not considering it, or to desire or want the motion of a part of one’s body more than its remaining at rest. (At E2–5 II.xxi.5: 236, Locke adds “and vice versâ ”, to clarify that it can also happen, even according to the E1 account, that one prefers not considering an idea to considering it, or not moving to moving.) [ 1 ]

In keeping with this conception of the will as desire, Locke in E1 then defines an exercise of the will, which he calls “willing” or “volition”, as an “actual preferring” of one thing to another (E1 II.xxi.5: 236). For example, I have the power to prefer the upward motion of my arm to its remaining at rest by my side. This power, in E1, is one aspect of my will. When I exercise this power, I actually prefer the upward motion of my arm to its remaining at rest, i.e., I am more pleased with my arm’s upward motion than I am with its continuing to rest. This is what Locke, in E1, thinks of as my willing the upward motion of my arm (or, as he sometimes puts it, my willing or volition to move my arm upward ).

In E2–5, Locke explicitly gives up this conception of the will and willing, explaining why he does so, making corresponding changes in the text of the Essay , even while leaving passages that continue to suggest the desiderative conception. He writes: “[T]hough a Man would preferr flying to walking, yet who can say he ever wills it?” (E2–5 II.xxi.15: 241). The thought here is that, as Locke (rightly) recognizes, my being more pleased with flying than walking does not consist in (or even entail) my willing to fly. This is in large part because it is necessarily implied in willing motion of a certain sort that one exert dominion that one takes oneself to have (E2–5 II.xxi.15: 241), that “the mind [endeavor] to give rise…to [the motion], which it takes to be in its power” (E2–5 II.xxi.30: 250). So if I do not believe that it is in my power to fly, then it is impossible for me to will the motion of flying, even though I might be more pleased with flying than I am with any alternative. Locke concludes (with the understatement) that “ Preferring which seems perhaps best to express the Act of Volition , does it not precisely” (E2–5 II.xxi.15: 240–241).

In addition, Locke points out that it is possible for “the Will and Desire [to] run counter”. For example, as a result of being coerced or threatened, I might will to persuade someone of something, even though I desire that I not succeed in persuading her. Or, suffering from gout, I might desire to be eased of the pain in my feet, and yet at the same time, recognizing that the translation of such pain would affect my health for the worse, will that I not be eased of my foot pain. In concluding that “ desiring and willing are two distinct Acts of the mind”, Locke must be assuming (reasonably) that it is not possible to will an action and its contrary at the same time (E2–5 II.xxi.30: 250). [ 2 ]

With what conception of the will and willing does Locke replace the abandoned desiderative conception? The answer is that in E2–5 Locke describes the will as a kind of directive or commanding faculty, the power to direct (or issue commands to) one’s body or mind: it is, he writes,

a Power to begin or forbear, continue or end several actions of our minds, and motions of our Bodies, barely by a thought or preference of the mind ordering, or as it were commanding the doing or not doing such or such particular action. (E2–5 II.xxi.5: 236)

Consonant with this non-desiderative, directive conception of the will, Locke claims that

Volition , or Willing , is an act of the Mind directing its thought to the production of any Action, and thereby exerting its power to produce it, (E2–5 II.xxi.28: 248)
Volition is nothing, but that particular determination of the mind, whereby, barely by a thought, the mind endeavours to give rise, continuation, or stop to any Action, which it takes to be in its power. (E2–5 II.xxi.30: 250)

Every volition, then, is a volition to act or to forbear , where willing to act is a matter of commanding one’s body to move or one’s mind to think, and willing to forbear is a matter of commanding one’s body to rest or one’s mind not to think. Unlike a desiderative power, which is essentially passive (as involving the ability to be more pleased with one thing than another), the will in E2–5 is an intrinsically active power, the exercise of which involves the issuing of mental commands directed at one’s own body and mind.

Within the category of actions/forbearances, Locke distinguishes between those that are voluntary and those that are involuntary. Locke does not define voluntariness and involuntariness in E1, but he does in E2–5:

The forbearance or performance of [an] action, consequent to such order or command of the mind is called Voluntary . And whatsoever action is performed without such a thought of the mind is called Involuntary . (E2–4 II.xxi.5: 236—in E5, “or performance” is omitted from the first sentence)

Locke is telling us that what makes an action/forbearance voluntary is that it is consequent to a volition, and that what makes an action/forbearance involuntary is that it is performed without a volition. The operative words here are “consequent to” and “without”. What do they mean? (Henceforth, following Locke’s lead, I will not distinguish between actions and forbearances unless the context calls for it.)

We can begin with something Locke says only in E1:

Volition, or the Act of Willing, signifies nothing properly, but the actual producing of something that is voluntary. (E1 II.xxi.33: 259)

On reflection, this is mistaken, but it does provide a clue to Locke’s conception of voluntariness. The mistake (of which Locke likely became aware, given that the statement clashes with the rest of his views and was removed from E2–5) is that not every instance of willing an action is followed by the action itself. To use one of Locke’s own examples, if I am locked in a room and will to leave, my volition will not result in my leaving (E1–5 II.xxi.10: 238). So willing cannot signify the “actual producing” of a voluntary action. However, it is reasonable to assume that, for Locke, willing will “produce” a voluntary action if nothing hinders the willed episode of motion or thought. And this makes it likely that Locke takes a voluntary action to be not merely temporally consequent to, but actually caused by, the right kind of volition (Yaffe 2000; for a contrary view, see Hoffman 2005).

Understandably, some commentators have worried about the problem of deviant causation, and whether Locke has an answer to it (e.g., Lowe 1995: 122–123; Yaffe 2000: 104; Lowe 2005: 141–147). The problem is that if I let go of a climbing rope, not as a direct result of willing to let it go, but as a result of being discomfited/paralyzed/shaken by the volition itself, then my letting go of the rope would not count as voluntary even though it was caused by a volition to let go of the rope. The solution to this problem, if there is one, is to claim that, in order for an action to count as voluntary, it is not sufficient for it to be caused by the right kind of volition: in addition, it is necessary that the action be caused in the right way (or non-deviantly) by the right kind of volition. Spelling out the necessary and sufficient conditions for non-deviant causation is a steep climb. Chances are that Locke was no more aware of this problem, and was in no better position to answer it, than anyone else was before Chisholm (1966), Taylor (1966) and Davidson (1980) brought it to the attention of the philosophical community.

Locke’s view, then, is that an action is voluntary inasmuch as its performance is caused by a volition. The volition, as we have so far presumed, must be of the right kind. For example, Locke would not count the motion of my left arm as voluntary if it were caused by a volition that my right arm move (or a volition that my left arm remain at rest). Locke assumes (reasonably) that in order for an action A to be voluntary, it must be caused (in the right way) by a volition that A occur (or, as Locke sometimes puts it, by a volition to do A ).

What, then, on Locke’s view, is it for an action to be involuntary ? Locke says that an involuntary action is performed “without” a volition. This might suggest that an action of mine is involuntary only when I have no volition that the action occur. Perhaps this is what Locke believes. But it is more reasonable to suppose that Locke would also count as involuntary an action that, though preceded by the right kind of volition, is either not caused by the volition or caused by the volition but not in the right way. [ 3 ]

Some commentators have worried that Locke’s “locked room” example is a problematic illustration of his theory of voluntariness, at least as applied to forbearances (e.g., Lowe 1986: 154–157; Stuart 2013: 420). Locke imagines a man who is “carried, while fast asleep, into a Room, where is a Person he longs to see and speak with”, but who is “there locked fast in, beyond his Power to get out: he awakes, and is glad to find himself in so desirable Company” and “stays willingly” in the room. Locke makes clear that, on his view, the man’s remaining in the room is a voluntary forbearance to leave (E1–5 II.xxi.10: 238). But one might worry that if the man is unable to leave the room, then it is false to say that his volition not to leave causes his not leaving. At best, it might be argued, the man’s not leaving is overdetermined (Stuart 2013: 420). But, as some authors have recently argued, cases of overdetermination are rightly described as involving two (or more) causes, not a single joint cause or no cause at all (see, e.g., Schaffer 2003). On such a view of overdetermination, it is unproblematic for Locke to describe the man in the locked room as caused to remain both by his volition to remain and by the door’s being locked. [ 4 ]

Another problem that has been raised for Locke stems from his example of a man who falls into a river when a bridge breaks under him. Locke describes the man as willing not to fall, even as he is falling (E1–5 II.xxi.9: 238). The worry here is that Locke holds that the objects of volition are actions or forbearances, so the man would need to be described as willing to forbear from falling. But, it might be argued, falling is not an action, for it is something that merely happens to the man, and not an exercise of his agency; so his willingly forbearing from falling would be willingly forbearing from something that is not an action, and this is impossible (Stuart 2013: 405). The answer to this worry is that falling is an action, according to Locke’s Deflationary conception of action, which counts the motion of one’s body in any direction as a bona fide action (see Section 1 above).

Some commentators think that Lockean freedom (or, as Locke also calls it, “liberty”) is a single power, the power to do what one wills (Yolton 1970: 144; D. Locke 1975: 96; O’Higgins 1976: 119—see Chappell 1994: 103). However, as Locke describes it, freedom is a “two-way” power, really a combination of two conditional powers belonging to an agent, that is, to someone endowed with a will (see Chappell 2007: 142). (A tennis ball, for example, “has not Liberty , is not a free Agent”, because it is incapable of volition (E1–5 II.xxi.9: 238).) In E1, Locke’s definition reflects his conception of the will as a power of preferring X to Y , or being more pleased with X than with Y . But in E2–5, Locke’s definition reflects his modified conception of the will as a power to issue commands to one’s body or mind (see Section 2 above):

[S]o far as a Man has a power to think, or not to think; to move, or not to move, according to the preference or direction of his own mind, so far is a Man Free . (E2–5 II.xxi.8: 237) So that the Idea of Liberty , is the Idea of a Power in any Agent to do or forbear any particular Action, according to the determination or thought of the mind, whereby either of them is preferr’d to the other. (E2–5 II.xxi.8: 237) Liberty is not an Idea belonging to Volition , or preferring; but to the Person having the Power of doing, or forbearing to do, according as the Mind shall chuse or direct. (E2–5 II.xxi.10: 238) Liberty …is the power a Man has to do or forbear doing any particular Action, according as its doing or forbearance has the actual preference in the Mind, which is the same thing as to say, according as he himself wills it. (E1–5 II.xxi.15: 241)

The central claim here is that a human being (person, agent) is free with respect to a particular action A (or forbearance to perform A ) inasmuch as (i) if she wills to do A then she has the power to do A and (ii) if she wills to forbear doing A then she has the power to forbear doing A (see, e.g., Chappell 1994: 103). [ 5 ] So, for example, a woman in a locked room is not free with respect to the act of leaving (or with respect to the forbearance to leave) because she does not have the power to leave if and when she wills to leave, and a woman who is falling (the bridge under her having crumbled) is not free with respect to the forbearance to fall (or with respect to the act of falling) because she does not have the power to forbear falling if she wills not to fall (E1–5 II.xxi.9–10: 238). (Locke describes agents who are unfree with respect to some action as acting under, or by, necessity—E1–5 II.xxi.8: 238; E1–5 II.xxi.9: 238.) But if the door of the room is unlocked, then the woman in the room is able to stay if she wills to stay, and is able to leave if she wills to leave: she is therefore both free with respect to staying and free with respect to leaving.

Notice that freedom, on Locke’s conception of it, is a property of substances (persons, human beings, agents). This simply follows from the fact that freedom is a dual power and from the fact that “ Powers belong only to Agents , and are Attributes only of Substances ” (E1–5 II.xxi.16: 241). At no point does Locke offer an account of performing actions or forbearances freely , as if freedom were a way of performing an action or a way of forbearing to perform an action. (For a contrary view, see LoLordo 2012: 27.)

Locke does write that

[w]here-ever any performance or forbearance are not equally in a Man’s power; where-ever doing or not doing, will not equally follow upon the preference of his mind directing it, there he is not Free . (E2–5 II.xxi.8: 237)

The “follow upon” language might suggest a counterfactual analysis of the claim that an agent has the power to do A if she wills to do A , namely, that if she were to will to do A then she would do A (e.g., Lowe 1995: 129; Stuart 2013: 407—for a similar account that trades the subjunctive conditionals for indicative conditionals, see Yaffe 2000: 15). The counterfactual analysis is tempting, but also unlikely to capture Locke’s meaning, especially if he has a Deflationary conception of action/forbearance (see Section 1 above). It might happen, for example, that I am prevented (by chains or a force field) from raising my arm, but that if I were to will that my arm rise, you would immediately (break the chains or disable the force field and) raise my arm. Under these conditions, I would not be free with respect to my arm’s rising, but it would be true that if I were to will that my arm rise, then my arm would rise. So Locke’s dual power conception of freedom of action is not captured by any counterfactual conditional or pair of counterfactual conditionals.

Does Locke think that there is a conceptual connection between freedom of action and voluntary action? It might be thought that freedom with respect to a particular action requires that the action be voluntary, so that if an action is not voluntary then one is not free with respect to it. In defense of this, one might point to Locke’s falling man, whose falling is not voluntary and who is also not free with respect to the act of falling (Stuart 2013: 408). But the falling man’s unfreedom with respect to the act of falling is not explained by the involuntariness of his falling. In general, it is possible for one’s action to be involuntary even as one is free with respect to it. Imagine that you let your four-year old daughter raise your arm (just for fun). According to Locke’s conception of voluntariness, the motion of your arm is not voluntary, because it is not caused by any volition of yours (indeed, we can even imagine that you do not even have a volition that your arm rise). But, according to Locke’s conception of freedom, you are most certainly free with respect to your arm’s rising: (i) if you will that your arm rise, you have the power to raise it, and (ii) if you will that your arm not rise, you have the power to forbear raising it.

Voluntariness, then, is not necessary for freedom; but it is also not sufficient for freedom, as Locke’s “locked room” and “paralytick” cases show. The man in the locked room wills to stay and talk to the other person in the room, and this volition is causally responsible for his staying in the room: on Locke’s theory, his remaining in the room is, therefore, voluntary. But the man in the locked room “is not at liberty not to stay, he has not freedom to be gone” (E1–5 II.xxi.10: 238). The reason is that even if the man wills to leave, he does not have the power to leave. Similarly, if the paralyzed person wills to remain at rest (thinking, mistakenly, that he could move if he willed to move) and his remaining at rest is caused (at least in part) by his volition not to move, then his “sitting still…is truly voluntary”. But in this case, says Locke, “there is want of Freedom ” because “a Palsie [hinders] his Legs from obeying the determination of his Mind, if it would thereby transferr his Body to another Place” (E2–5 II.xxi.11: 239): that is, the paralyzed person is unable to move even if he wills to move.

Thus far, we have been focusing on freedom with respect to motion or rest of one’s body . But, as we have seen, Locke thinks that actions encompass acts of mind (in addition to acts of body). So, in addition to thinking that some acts of mind are voluntary (e.g., the mental acts of combining and abstracting ideas involved in the production of abstract ideas of mixed modes—E2–5 II.xxxii.12: 387–388), Locke thinks that we are free with respect to some mental actions (and their forbearances). For example, if I am able to combine two ideas at will, and I am able to forbear combining two ideas if I will not to combine them, then I am free with respect to the mental action of combining two ideas. It can also happen that we are not free with respect to our mental acts:

A Man on the Rack, is not at liberty to lay by the Idea of pain, and divert himself with other Contemplations. (E4–5 II.xxi.12: 239)

In this case, even though the man on the rack might will to be rid of the pain, he does not have the power to avoid feeling it. [ 6 ]

Is the will free? This question made sense to Scholastic philosophers (including, e.g., Bramhall, who engaged in a protracted debate on the subject with Hobbes), who tended not to distinguish between the question of whether the will is free and the question of whether the mind or soul is free with respect to willing, and, indeed, some of whom thought that acts cannot themselves be free (or freely done) unless the will to do them is itself free. But, according to Locke, the question, if literally understood, “is altogether improper” (E1–5 II.xxi.14: 240). This follows directly from Locke’s account of the will and his account of freedom. The will is a power (in E2–5, the power to order the motion or rest of one’s body and the power to order the consideration or non-consideration of an idea—see Section 2 above), and freedom is a power, namely the power to do or not do as one wills (see Section 4 above). But, as Locke emphasizes, the question of whether one power has another power is “a Question at first sight too grosly absurd to make a Dispute, or need an Answer”. The reason is that it is absurd to suppose that powers are capable of having powers, for

Powers belong only to Agents , and are Attributes only of Substances , and not of Powers themselves. (E1–5 II.xxi.16: 241)

The question of whether the will is free, then, presupposes that the will is a substance, rather than a power, and therefore makes no more sense than the question of whether a man’s “Sleep be Swift, or his Vertue square” (E1–5 II.xxi.14: 240). To suppose that the will is free (or unfree!) is therefore to make a category mistake (see Ryle 1949: chapter 1).

The fact that it makes no sense to suppose that the will itself is free (or unfree) does not entail that there are no significant questions to be asked about the relation between freedom and the will. Indeed, Locke thinks that there are two such questions, and that these are the questions that capture “what is meant, when it is disputed, Whether the will be free” (E2–5 II.xxi.22: 245). The first (discussed at E1–5 II.xxi.23–24) is whether agents (human beings, persons) are free with respect to willing-one-way-or-another; more particularly, whether agents are able, if they so will, to avoid willing one way or the other with respect to a proposed action. The second (discussed at E1–5 II.xxi.25) is whether agents are free with respect to willing-a-particular-action. The majority of commentators think that Locke answers both of these questions negatively, at least in E1–4 (see Chappell 1994, Lowe 1995, Jolley 1999, Glauser 2003, Stuart 2013, and Leisinger 2017), and some think that Locke then qualifies his answer(s) in E2–5 in a way that potentially introduces inconsistency into his moral psychology (e.g., Chappell 1994). Other commentators think that Locke answers the first question negatively for most actions, but with one important qualification that is clarified and made more explicit in E5, and that he answers the second question positively, all without falling into inconsistency (Rickless 2000; Garrett 2015). What follows is a summary of the interpretive controversies. In the rest of this Section, we focus on the first question. In the next, we focus on the second question.

In E1–4, Locke states his answer to the first question thus:

[ A ] Man in respect of willing any Action in his power once proposed to his Thoughts cannot be free . (E1–4 II.xxi.23: 245)

His argument for the necessity of having either a volition that action A occur or a volition that action A not occur, once A has been proposed to one’s thoughts, is simple and clever: (1) Either A will occur or A will not occur; (2) If A occurs, this will be the result of the agent having willed A to occur; (3) If A does not occur, this will be the result of the agent having willed A not to occur; therefore, (4) The agent necessarily wills one way or the other with respect to A ’s occurrence (see Chappell 1994: 105–106). It follows directly that “in respect of the act of willing , a Man is not free” (E1–4 II.xxi.23: 245). For, first, “ Willing , or Volition [is] an Action” (E1–5 II.xxi.23: 245—this because actions comprise motions of the body and operations of mind, and volition is one of the most important mental operations—E1–5 II.vi.2: 128), and, second, freedom with respect to action A , as Locke defines it, consists in (i) the power to do A if one wills to do A and (ii) the power not to do A if one wills not to do A . Thus, if an agent does not have the power to avoid willing one way or the other with respect to A (even if the agent wills to avoid willing one way or the other with respect to A ), then the agent is not free with respect to willing one way or the other with respect to A .

In his New Essays on Human Understanding (ready for publication in 1704, but not published then because that was the year of Locke’s death) Gottfried Leibniz famously questions premise (3) of this argument:

I would have thought that one can suspend one’s choice, and that this happens quite often, especially when other thoughts interrupt one’s deliberation. Thus, although it is necessary that the action about which one is deliberating must exist or not exist, it doesn’t follow at all that one necessarily has to decide on its existence or non-existence. For its non-existence could well come about in the absence of any decision. (Leibniz 1704 [1981]: 181)

Leibniz’s worry is that, even if one is thinking about whether or not to do A , it is often possible to postpone willing whether to do A , and the non-occurrence of A might well result from such postponement. Under these conditions, it would be false to say that A ’s non-occurrence results from any sort of volition that A not occur. Leibniz illustrates the claim with an amusing reference to a case that the Areopagites (judges on the Areopagus, the highest court of appeals in Ancient Athens) were having trouble deciding, their solution (i.e., de facto , but not de jure , acquittal) being to adjourn it “to a date in the distant future, giving themselves a hundred years to think about it” (Leibniz 1704 [1981]: 181).

It is something of a concern, then, that Locke himself appears committed to agreeing with Leibniz’s criticism of his own argument, at least in E2–5. For in E2–5 (but not in E1) Locke emphasizes his acceptance of the doctrine of suspension, according to which any agent has the “power to suspend the execution and satisfaction of any of its desires”, during which time the will is not yet “determined to action” (E2–5 II.xxi.47: 263). That is, Locke acknowledges in E2–5, even as he does not remove or alter the argument of II.xxi.23 in E2–4, that it is possible to postpone willing with respect to whether to will one way or the other with respect to some proposed action (see Chappell 1994: 106–107).

However, Locke makes changes in E5 that have suggested to some commentators how he would avoid Leibniz’s criticism without giving up the doctrine of suspension. Recall Locke’s answer to the first question:

[A] Man in respect of willing any Action in his power once proposed to his Thoughts cannot be free. (E1–4 II.xxi.23: 245)

Here, now, is Locke’s restatement of his answer in E5:

[A] Man in respect of willing , or the Act of Volition, when any Action in his power is once proposed to his Thoughts , as presently to be done, cannot be free. (E5 II.xxi.23: 245—added material italicized)

The crucial addition here is the phrase “as presently to be done”. In E5, Locke is not saying that it is with respect to willing one way or the other with respect to any proposed action that an agent is not free: what he is saying is that it is with respect to willing one way or the other with respect to any proposed action as presently to be done that an agent is not free. Some actions that are proposed to us are to occur at the time of proposal : as I am singing, a friend might propose that I stop singing right now . Other actions that are proposed to us are to occur at a time later than the time of proposal : at the beginning of a long bicycle trip, a friend might propose that we take a rest once we have reached our destination. Locke is telling us in E5 that premise (3) is supposed to apply to the former, not to the latter, sort of actions. If this is right, then it is no accident that Locke’s own illustration of the argument of II.xxi.23 involves “a Man that is walking, to whom it is proposed to give off walking” (E1–5 II.xxi.24: 246).

So, as Locke incipiently recognizes as early as E1 but explicitly underlines in E5, his initial answer to the first question is an overgeneralization, and needs to be restricted to those actions that are proposed to us as presently to be done (see Rickless 2000: 49–55; Glauser 2003: 710; Garrett 2015: 274–277). But it is also possible that Locke comes to recognize, and eventually underline, a second restriction. At the moment, I am sitting in a chair. In a few minutes, my children will walk in and propose that I get up and make dinner. I am busy, my mind is occupied, so I will likely postpone (perhaps only for a few minutes) making a decision about whether to get up. The result of such postponement is that I will not get up right away, but this will not be because I have willed not to get up right away. Again, it seems that premise (3) is false, for reasons similar to the ones described by Leibniz. But this time, the relevant action (getting up) is proposed as presently to be done. Locke’s E5 emendations do not explicitly address this sort of example.

However, in E2–5, but not in E1, Locke emphasizes the fact that in his “walking man” example, the man either “continues the Action [of walking], or puts an end to it” (E2–5 II.xxi.24: 246). This suggests a different restriction, on top of the “as presently to be done” restriction. It may be that Locke is thinking that premise (3) applies, not to actions of all kinds, but only to processes in which one is currently engaged. The walking man is already in motion, constantly putting one leg in front of the other. When it is proposed to him that he give off walking, he has no option but to will one way or the other with respect to whether to give off walking: if he stops walking, this will be because he willed that his walking cease; and if he continues to walk, this will be because he willed that his walking continue. Either way, he must will one way or the other with respect to whether to stop walking. By contrast, when I am sitting in my chair, I am not engaged in a process: I am (or, at least, my body is) simply at rest. It is for this reason that it is possible for me to avoid willing with respect to whether to get up right now: processes require volition to secure their continuation, but mere states (non-processes) do not (see Rickless 2000: 49–55; for a contrary view, see Glauser 2003: 710).

Locke’s considered answer to the first question, then, is this: (i) when an action that is a process in which the agent is currently engaged is proposed as presently to be continued or stopped, the agent is not free with respect to willing one way or the other with respect to its continuing, but (ii) when an action is not a process in which the agent is currently engaged or is proposed as to be done sometime in the future, then it is possible for the agent to be free with respect to willing one way or the other with respect to its performance or non-performance. Given that, as Locke puts it in E5, the vast majority of voluntary actions “that succeed one another every moment that we are awake” (E5 II.xxi.24: 246) are (i)-actions rather than (ii)-actions, it makes sense for him to summarize his answer to the first question as that it is “in most cases [that] a Man is not at Liberty to forbear the act of volition” (E5 II.xxi.56: 270). But, as Locke also emphasizes, one has the ability, at least with respect to (ii)-actions, to suspend willing. So there is no inconsistency at the heart of Locke’s theory of freedom in respect of willing.

The second question regarding the relation between freedom and the will that Locke takes to be significant is “ Whether a Man be at liberty to will which of the two he pleases , Motion or Rest ” (E1–5 II.xxi.25: 247). Consider a particular action A . What Locke is asking is whether an agent is free with respect to the action of willing that A occur . For example, suppose that I am sitting in a chair and that A is the action of walking to the fridge. Locke wants to know whether I am free with respect to willing the action of walking to the fridge.

Most commentators think that Locke’s answer to this question is NO. The main evidence for this interpretation is what Locke says about the question immediately after raising it:

This Question carries the absurdity of it so manifestly in it self, that one might thereby sufficiently be convinced, that Liberty concerns not the Will. (E5 II.xxi.25: 247)

It is tempting to suppose that the thought that “Liberty concerns not the Will” is the thought that agents are not free to will, and that Locke is saying that we are driven to this thought because the second question is absurd, in the sense of demanding a negative answer.

But it is difficult to make sense of what Locke goes on to say in II.xxi.25 if he is interpreted as answering the second question negatively. Section 25 continues:

For to ask, whether a Man be at liberty to will either Motion, or Rest; Speaking, or Silence; which he pleases, is to ask, whether a Man can will , what he wills ; or be pleased with what he is pleased with. (E1–5 II.xxi.25: 247)

Locke says that the second question reduces to another that can be put in two different ways: whether a man can will what he wills, and whether a man can be pleased with what pleases him. (The reason it can be put in these two different ways, at least in E1, is that Locke there adopts a desiderative theory of willing, according to which willing an action is a matter of being more pleased with the action than with its forbearance.) But asking whether a man can will what he wills, or whether a man can be pleased with what he is pleased with, is similar to asking whether a man can steal what he steals. And the answer to all of these questions is: “OF COURSE!”

It is obvious that whatever it is that a man actually steals he can steal. Similarly, it is obvious that whatever it is that a man actually wills (or is actually pleased with) is something that he can will (or can be pleased with). The reason is that it is a self-evident maxim (just as self-evident as the maxim that whatever is, is—see E1–5 IV.vii.4: 592–594) that whatever is actual is possible. Locke, it seems, wishes to answer the second question in the affirmative!

This raises the issue of what Locke could possibly mean, then, when he describes the second question as “absurd”. One possibility is that, for Locke, a question counts as absurd not only when the answer to it is obviously in the negative (think: “Is the will free?”), but also when the answer to it is obviously in the affirmative (think: “Is it possible for you to do what you are actually doing?”). But it also raises the issue of why Locke would think that the second question actually reduces to an absurd question of the latter sort. One possible solution derives from Locke’s theory of freedom of action. As we have seen, Locke thinks that one is free with respect to action A if and only if (i) if one (actually) wills to do A , then one can do A , and (ii) if one (actually) wills not to do A , then one can avoid doing A . Applying this theory directly to the case in which A is the action of willing to do B , we arrive at the following: one is free with respect to willing to do B if and only if (i) if one (actually) wills to will to do B , then one can will to do B , and (ii) if one (actually) wills to avoid willing to do B , then one can avoid willing to do B . Suppose, then, that willing to will to do an action is just willing to do that action, and willing to avoid willing to do an action is just not willing to do that action. In that case, one is free with respect to willing to do B if and only if (i) if one (actually) wills to do B , then one can will to do B , and (ii) if one (actually) avoids willing to do B , then one can avoid willing to do B . Given that actuality obviously entails possibility, it follows that (i) and (ii) are both obviously true. This is one explanation for why Locke might think that the question of whether one is free with respect to willing to do B reduces to an absurd question, the answer to which is obviously in the affirmative. It may be for this reason that Locke says that the question is one that “needs no answer” (E1–5 II.xxi.25: 247).

Locke goes on to say, at the end of II.xxi.25, that

they, who can make a Question of it [i.e., of the second question], must suppose one Will to determine the Acts of another, and another to determinate that; and so on in infinitum . (E1–5 II.xxi.25: 247)

It is unclear what Locke means by this. One possibility, consistent with the majority interpretation that Locke provides a negative answer to the second question, is that Locke is providing an argument here for the claim that the proposition that it is possible to be free with respect to willing to do an action leads to a vicious infinite regress of wills. The thought here is that being free with respect to willing to do an action, on Locke’s theory, requires being able to will to do an action if one wills to will to do it; that being free with respect to willing to will to do an action then requires being able to will to will to do it if one wills to will to will to do it; and so on, ad infinitum . But another possible interpretation, consistent with the minority interpretation that Locke provides an affirmative answer to the second question, is that Locke’s argument here is not meant to target those who answer the question affirmatively, but is rather designed to target those who would “make a question” of the second question, i.e., those who think that the answer to the second question is un obvious, and worth disputing. These people are the ones who think that willing to will to do A does not reduce to willing to do A , and that willing to avoid willing to do A does not reduce to avoiding willing to do A . These are the people who are committed to the existence of an infinite regress of wills, each determining the volitions of its successor. According to Locke, who accepts the reductions, the infinite regress of wills can’t get started (see Rickless 2000: 56–65; Garrett 2015: 269–274).

The next important question for Locke is “what is it determines the Will” (E2–5 II.xxi.29: 249—the question is also raised in the same Section in E1). Locke gives one answer to this question in E1, and a completely different answer in E2–5. The E1 answer is that the will is always determined by “ the greater Good ” (E1 II.xxi.29: 251), though, when he is writing more carefully, Locke says that it is only “the appearance of Good, greater Good” that determines the will (E1 II.xxi.33: 256, E1 II.xxi.38: 270). Regarding the good, Locke is a hedonist:

Good and Evil…are nothing but Pleasure and Pain, or that which occasions, or procures Pleasure or Pain to us. (E1–5 II.xxviii.5: 351—see also E1–5 II.xx.2: 229 and E2–5 II.xxi.42: 259)

So Locke’s E1 view is that the will is determined by what appears to us to promise pleasure and avoid pain.

When in 1692 Locke asks his friend, William Molyneux, to comment on the first (1690) edition of the Essay , Molyneux expressly worries that Locke’s E1 account of freedom appears to “make all Sins to proceed from our Understandings, or to be against Conscience; and not at all from the Depravity of our Wills”, and that “it seems harsh to say, that a Man shall be Damn’d, because he understands no better than he does” (de Beer 1979: 601). Molyneux’s point is well taken, and Locke acknowledges as much in his reply (de Beer 1979: 625). The source of the problem for the E1 account is that, with respect to the good (at least in the future), appearance does not always correspond with reality: it is possible for us to make mistakes about what is apt to produce the greatest pleasure and the least pain. Sometimes this is because we underestimate how pleasurable future pleasures will be (relative to present pleasures) or overestimate how painful present pains are (relative to future pains); and sometimes this is because we just make simple mistakes of fact, thinking, for example, that bloodletting will ease the pain of gout. As Molyneux sees it, we are not responsible for many of these mistakes, and yet it seems clear that we deserve (divine) punishment for making the wrong choices in our lives (e.g., when we choose the present pleasures of debauchery and villainy over the pleasures of heaven). Our sins, in other words, should be understood to proceed from the defective exercise of our wills, rather than from the defective state of our knowledge.

Part of Locke’s answer in E2–5 is that what determines the will is not the appearance of greater good, but rather “always some uneasiness” (E2–4 II.xxi.29: 249—the word “uneasiness” is italicized in E5). “Uneasiness” is Locke’s word for “[a]ll pain of the body of what sort soever, and disquiet of the mind” (E2–5 II.xxi.31: 251). On this view, then, our wills are determined by pains (of the mind or of the body). How this answer is supposed to address Molyneux’s concern is not, as yet, entirely clear.

What, to begin, does Locke mean by “determination”? On a “causal” reading, for a will W to be determined by X is for X to cause W to be exercised in a particular way. One might say, for example, that fear of the tiger caused Bill to choose to run away from it, and, in one sense, that Bill’s volition to run away from the tiger was determined by his fear of it. On a “teleological” reading, for a will W to be determined by X is for the agent to will the achievement or avoidance of X as a goal. One might say, for example, that the pleasure of eating the cake determined my will in the sense of fixing the content of my volition (as the volition to acquire the pleasure of eating the cake) (see Stuart 2013: 439; LoLordo 2012: 55–56).

It would be anachronistic to suppose that Locke is using the word “determine” as we do today when we discuss causal determinism (see the entry on causal determinism ). And the desire to avoid anachronism might lead us to adopt the teleological interpretation of determination. But there are many indications in E2–5 II.xxi that Locke has something approaching the causal interpretation in mind. Locke’s picture of bodies, both large and small, is largely a mechanistic one (though he allows for phenomena that can’t be explained mechanistically, such as gravitation, cohesion of body parts, and magnetism): bodies, he writes, “knock, impell, and resist one another,…and that is all they can do” (E1–5 IV.x.10: 624). And there are indications that this mechanistic model of corporeal behavior affects Locke’s model of mental phenomena. Throughout the Sections of II.xxi added in E2–5, Locke talks of uneasiness moving the mind (E2–5 II.xxi.29: 249; E2–5 II.xxi.43–44: 260), setting us upon a change of state or action or work (E2–5 II.xxi.29: 249; E2–5 II.xxi.31: 251; E2–5 II.xxi.37: 255; E2–5 II.xxi.44: 260), working on the mind (E2–5 II.xxi.29: 249; E2–5 II.xxi.33: 252), exerting pressure (E2–5 II.xxi.32: 251; E2–5 II.xxi.45: 262), driving us (E2–5 II.xxi.34: 252; E2–5 II.xxi.35: 253), pushing us (E2–5 II.xxi.34: 252), operating on the will, sometimes forcibly (E2–5 II.xxi.36: 254; E2–5 II.xxi.37: 255; E2–5 II.xxi.57: 271), laying hold on the will (E2–5 II.xxi.38: 256), influencing the will (E2–5 II.xxi.38: 256; E2–5 II.xxi.39: 257), taking the will (E2–5 II.xxi.45: 262), spurring to action (E2–5 II.xxi.40: 258), carrying us into action (E2–5 II.xxi.53: 268), and being counterbalanced by other mental states (E2–5 II.xxi.57: 272; E2–5 II.xxi.65: 277). It is difficult to read all of these statements without thinking that Locke thinks of uneasiness as exerting not merely a pull, but also a push, on the mind.

Locke’s view, then, seems to be that our volitions are caused (though not, perhaps, deterministically, i.e., in a way that is fixed by initial conditions and the laws of nature) by uneasinesses. How is this supposed to work? As Locke sees it, either “all pain causes desire equal to it self” (E2–5 II.xxi.31: 251) or desire is simply identified with “ uneasiness in the want [i.e., lack] of an absent good” (E2–5 II.xxi.31: 251). So the desire that either is or is caused by uneasiness is a desire for the removal of that uneasiness, and this is what proximately spurs us to take means to secure that removal.

Locke provides evidence from observation and from “the reason of the thing” for the claim that it is uneasiness, rather than perceived good, that determines the will. Empirically, Locke notes that agents generally do not seek a change of state unless they experience some sort of pain that leads them to will its extinction. A poor, indolent man who is content with his lot, even one who recognizes that he would be happier if he worked his way to greater wealth, is not ipso facto motivated to work. A drunkard who recognizes that his health will suffer and wealth will dissipate if he continues to drink does not, merely as a result of this recognition, stop drinking: but if he finds himself thirsty for drink and uneasy at the thought of missing his drinking companions, then he will go to the tavern. That is, Locke recognizes the possibility of akratic action, i.e., pursuing the worse in full knowledge that it is worse (E II.xxi.35: 253–254). (For more on Locke on akrasia, see Vailati 1990, Glauser 2014, and Moauro and Rickless 2019.)

Regarding “the reason of the thing”, Locke claims that “we constantly desire happiness” (E2–5 II.xxi.39: 257), where happiness is “the utmost Pleasure we are capable of” (E2–5 II.xxi.42: 258). Moreover, he says, any amount of uneasiness is inconsistent with happiness, “a little pain serving to marr all the pleasure” we experience. Locke concludes from this that we are always motivated to get rid of pain before securing any particular pleasure (E2–5 II.xxi.36: 254). Locke also argues that absent goods cannot move the will, because they don’t exist yet; by contrast, on his theory, the will is determined by something that already exists in the mind, namely uneasiness (E2–5 II.xxi.37: 254–255). Finally, Locke argues that if the will were determined by the perceived greater good, every agent would be consistently focused on the attainment of “the infinite eternal Joys of Heaven”. But, as is evidently the case, many agents are far more concerned about other matters than they are about getting into heaven. And this entails that the will must be determined by something other than the perceived greater good, namely, uneasiness (E2–5 II.xxi.38: 255–256). (For interesting criticisms of these arguments, see Stuart 2013: 453–456.)

So far, Locke has argued that the wrong turns we make in life do not usually proceed from defects in our understandings. What spurs us to act or forbear acting is not perception of the greater good, but some uneasiness instead. This answers part, but not the whole, of Molyneux’s worry. What Locke still needs to explain is why agents can be justly held responsible for choices that are motivated by uneasinesses. After all, what level of pain we feel and when we feel it is oftentimes not within our control. Locke’s answer relies on what has come to be known as the “doctrine of suspension”.

Having argued that uneasiness, rather than perception of the greater good, is what determines the will, Locke turns to the question of which of all the uneasinesses that beset us “has the precedency in determining the will to the next action”. His answer:

that ordinarily, which is the most pressing of those [uneasinesses], that are judged capable of being then removed. (E2–5 II.xxi.40: 257)

Locke therefore assumes that uneasinesses can be ranked in order of intensity or strength, and that among all the uneasinesses importuning an agent, the one that ordinarily determines her will is the one that exerts the greatest pressure on her mind. The picture with which Locke appears to be working is of a mind that is the playground of various forces of varying strengths exerting different degrees of influence on the will, where the will is determined by the strongest of those forces.

Notice, however, Locke’s use of the word “ordinarily”. Sometimes, as Locke emphasizes, the will is not determined by the most pressing uneasiness:

For the mind having in most cases, as is evident in Experience, a power to suspend the execution and satisfaction of any of its desires, and so all, one after another, is at liberty to consider the objects of them; examine them on all sides, and weigh them with others. (E2–5 II.xxi.47: 263)

This is the doctrine of suspension. On this view, we agents have the “power to suspend any particular desire, and keep it from determining the will , and engaging us in action” (E2–5 II.xxi.50: 266). As Locke makes clear, this power to prevent the will’s determination, that is, this power to avoid willing, is absent when the action proposed is to be done presently and involves the continuation or stopping of a process in which one is currently engaged (see Section 6 above). But when it comes to “chusing a remote [i.e., future] Good as an end to be pursued”, agents are “at Liberty in respect of willing ” (E5 II.xxi.56: 270). [ 7 ]

Some commentators (e.g., Chappell 1994: 118) think that, at least in E5, Locke comes to see that the doctrine of suspension conflicts with his answer to the question of whether we are free to will what we will (raised in II.xxi.25). This is because they take Locke’s answer to the latter question to be negative, and take the doctrine of suspension to entail a positive answer to the same question, at least with respect to some actions. But there are good reasons to think that there is no inconsistency here: for Locke’s answer to the II.xxi.25 question is arguably in the affirmative (see Section 7 above). [ 8 ]

Commentators also wonder whether the doctrine of suspension introduces an account of freedom that differs from Locke’s official account, both in E1 and in E2–5. The problem is that Locke says that “in [the power to suspend the prosecution of one’s desires] lies the liberty Man has”, that the power to suspend is “the source of all liberty” (E2–5 II.xxi.47: 263), that it is “the hinge on which turns the liberty of intellectual Beings” (E2–5 II.xxi.52: 266), and that it is “the great inlet, and exercise of all the liberty Men have, are capable of, or can be useful to them” (E2–5 II.xxi.52: 267). These passages suggest that Locke takes freedom to be (something intimately related to) the power to suspend our desires, a power that cannot simply be identified with the two-way power that Locke identifies with freedom of action at II.xxi.8 ff. (see Yaffe 2000: 12–74).

But there is a simple interpretation of these passages that does not require us to read Locke as offering a different account of freedom as the ability to suspend. The power to suspend is the power to keep one’s will from being determined, that is, the power to forbear willing to do A if one wills to forbear willing to do A . This is just one part of the freedom to will to do A , according to Locke’s definition of freedom of action applied to the action of willing to do A . (The other part is the power to will to do A if one wills to will to do A .) Thus if, as Locke seems to argue in II.xxi.23–24, we are (except under very unusual circumstances) free with respect to the act of willing with respect to a future course of action, then it follows immediately that we have the power to suspend. Locke’s claims about the power to suspend being the source of all liberty and the hinge on which liberty turns can be understood as claims that the power to suspend is a particularly important aspect of freedom of action as applied to the action of willing. What makes it important is the fact that it is the misuse of this freedom that accounts for our responsibility for actions that conduce to our own unhappiness or misery.

How so? Locke claims that the power of suspension was given to us (by God) for a reason, so that we might “examine, view, and judge, of the good or evil of what we are going to do” (E2–5 II.xxi.47: 263) in order to discover

whether that particular thing, which is then proposed, or desired, lie in the way to [our] main end, and make a real part of that which is [our] greatest good. (E2–5 II.xxi.52: 267)

When we make the kinds of mistakes for which we deserve punishment, such as falling into gluttony or envy or selfishness, it is not because we have, after deliberation and investigation, perhaps through no fault of our own, acquired a mistaken view of the facts; it is because we engage in “a too hasty compliance with our desires” (E2–5 II.xxi.53: 268) and fail to “hinder blind Precipitancy” (E2–5 II.xxi.67: 279). What matters is not that we have failed to will the forbearing to will to go to the movies or clean the fridge. What matters is that we have failed to will the forbearing to prosecute our most pressing desires, allowing ourselves to be guided by uneasinesses that might, for all we know, lead us to evil. If we have the power to suspend the prosecution of our desires (including our most pressing desire), then we misuse it when we do not exercise it (or when we fail to exercise it when its exercise is called for). So, not only is Locke’s doctrine of suspension consistent with his account of the freedom to will, it also provides part of the answer to Molyneux’s worry:

And here we may see how it comes to pass, that a Man may justly incur punishment…: Because, by a too hasty choice of his own making, he has imposed on himself wrong measures of good and evil…He has vitiated his own Palate, and must be answerable to himself for the sickness and death that follows from it. (E2–5 II.xxi.56: 270–271) [ 9 ]

Compatibilism is the thesis that free will is compatible with causal determinism, and incompatibilism is the thesis that free will is incompatible with causal determinism. Is Locke a compatibilist or an incompatibilist?

The fact that Locke thinks that freedom of action is compatible with the will’s being determined by uneasiness might immediately suggest that Locke is a compatibilist. But, as we have seen ( Section 8 above), it is illegitimate to infer compatibility with causal determinism from compatibility with determination of the will by uneasiness. Still, the evidence strongly suggests that Locke would have embraced compatibilism, if the issue had been put to him directly. Freedom of action, on Locke’s account, is a matter of being able to do what one wills and being able to forbear what one wills to forbear. Although we sometimes act under necessity (compulsion or restraint—E1–5 II.xxi.13: 240), the mere fact (if it is a fact) that our actions are determined by the laws of nature and antecedent events does not threaten our freedom with respect to their performance. As Locke makes clear, if the door to my room is unlocked, I am free with respect to the act of leaving the room, because I have the ability to stay or leave as I will. It is only when the door is locked, or when I am chained, or when my path is blocked, or something else deprives me of the ability to stay or leave, that I am unfree with respect to the act of leaving. Determinism by itself represents no threat to our freedom of action. In this respect, Locke is a forerunner of many other compatibilist theories of freedom, including, for example, those of G.E. Moore (1912) and A.J. Ayer (1954). (For a contrary view, see Schouls 1992: 121. And for a response to Schouls 1992, see Davidson 2003: 213 ff.)

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How to cite this entry . Preview the PDF version of this entry at the Friends of the SEP Society . Look up topics and thinkers related to this entry at the Internet Philosophy Ontology Project (InPhO). Enhanced bibliography for this entry at PhilPapers , with links to its database.
  • Locke: Ethics entry in the Internet Encyclopedia of Philosophy , by Julie Walsh.

agency | Collins, Anthony | compatibilism | determinism: causal | euthanasia: voluntary | free will | Hobbes, Thomas | Hume, David: on free will | incompatibilism: (nondeterministic) theories of free will | Locke, John | Locke, John: moral philosophy | Masham, Lady Damaris

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June 14, 2024

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What is Atlas Shrugged?

The astounding story of a man who said that he would stop the motor of the world—and did.

Tremendous in scope, breathtaking in its suspense, Atlas Shrugged is unlike any other book you have ever read. It is a mystery story, not about the murder of a man’s body, but about the murder—and rebirth—of man’s spirit.

How It Works

Every three months there is a new seasonal entry round, with its own unique essay prompt. You may compete in any or all of these entry rounds.

The top three essays from each season will be awarded a cash prize. The first-place essay from each season will advance to compete for the annual grand prize.

The first-place essay from each season will be eligible to contend for the annual first-place title, with the opportunity to secure a grand prize of $25,000.

Challenging Essay Topics

Each entry round features a unique topic designed to provoke a deeper understanding of the book’s central themes and characters.

Essays must be written in English only and be between 800 and 1,600 words in length.

Questions? Write to us at [email protected] .

  • Summer Prompt
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  • Winter Prompt

The essay prompt for our fall entry period has not yet been determined. We will post it here as soon it’s available.

The essay prompt for our winter entry period has not yet been determined. We will post it here as soon it’s available.

Grand Prize

Master our grading standards.

Essays are judged on whether the student is able to justify and argue for his or her view, not on whether the Institute agrees with the view the student expresses. 

Our graders look for writing that is clear, articulate, and logically organized.  Essays should stay on topic, address all parts of the selected prompt, and interrelate the ideas and events in the novel. 

Winning essays must demonstrate an outstanding grasp of the philosophic meaning of Atlas Shrugged .

Organization

Understanding, contest timeline, discover the power of atlas shrugged.

Atlas Shrugged  is a mystery novel like no other. You enter a world where scientists, entrepreneurs, artists, and inventors are inexplicably vanishing—where the world is crumbling.

And what you discover, by the end, is an uplifting vision of life, an inspiring cast of heroes, and a challenging new way to think about life’s most important issues.

Learn more and request a free digital copy of the book today.

what is free will essay

Learn from Past Winners

Curious to know what makes for a winning essay in the Atlas Shrugged   contest? Check out some of the essays written by our most recent grand-prize winners. 

To varying degrees, they all display an excellent grasp of the philosophic meaning of Atlas Shrugged .

Click here to see the full list of 2022 contest winners.

Jacob Fisher

Graduate Student

Stanford University

Stanford, California

United States

Mariah Williams

Regis University

Denver, Colorado

what is free will essay

Nathaniel Shippee

University of Illinois

Chicago, Illinois

what is free will essay

Samuel Weaver

St. John’s College

Annapolis, Maryland

what is free will essay

Patrick Mayles

Graduate student

Universidad Nacional de Colombia

what is free will essay

Christina Jeong

College Student

University of Notre Dame

Notre Dame, Indiana

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Improve Your Writing Skills

Other than endorsing perfect punctuation and grammar in English, the Ayn Rand Institute offers no advice or feedback for essays submitted to its contests. However, we do recommend the following resources as ways to improve the content of your essays.

The Atlas Project

Writing: a mini-course.

what is free will essay

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Atlas Shrugged is a mystery novel like no other. You enter a world where scientists, entrepreneurs, artists, and inventors are inexplicably vanishing—where the world is crumbling.

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what is free will essay

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what is free will essay

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Tips for writing an effective college essay.

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Guest Essay

The Supreme Court Got It Wrong: Abortion Is Not Settled Law

In an black-and-white photo illustration, nine abortion pills are arranged on a grid.

By Melissa Murray and Kate Shaw

Ms. Murray is a law professor at New York University. Ms. Shaw is a contributing Opinion writer.

In his majority opinion in the case overturning Roe v. Wade, Justice Samuel Alito insisted that the high court was finally settling the vexed abortion debate by returning the “authority to regulate abortion” to the “people and their elected representatives.”

Despite these assurances, less than two years after Dobbs v. Jackson Women’s Health Organization, abortion is back at the Supreme Court. In the next month, the justices will hear arguments in two high-stakes cases that may shape the future of access to medication abortion and to lifesaving care for pregnancy emergencies. These cases make clear that Dobbs did not settle the question of abortion in America — instead, it generated a new slate of questions. One of those questions involves the interaction of existing legal rules with the concept of fetal personhood — the view, held by many in the anti-abortion movement, that a fetus is a person entitled to the same rights and protections as any other person.

The first case , scheduled for argument on Tuesday, F.D.A. v. Alliance for Hippocratic Medicine, is a challenge to the Food and Drug Administration’s protocols for approving and regulating mifepristone, one of the two drugs used for medication abortions. An anti-abortion physicians’ group argues that the F.D.A. acted unlawfully when it relaxed existing restrictions on the use and distribution of mifepristone in 2016 and 2021. In 2016, the agency implemented changes that allowed the use of mifepristone up to 10 weeks of pregnancy, rather than seven; reduced the number of required in-person visits for dispensing the drug from three to one; and allowed the drug to be prescribed by individuals like nurse practitioners. In 2021, it eliminated the in-person visit requirement, clearing the way for the drug to be dispensed by mail. The physicians’ group has urged the court to throw out those regulations and reinstate the previous, more restrictive regulations surrounding the drug — a ruling that could affect access to the drug in every state, regardless of the state’s abortion politics.

The second case, scheduled for argument on April 24, involves the Emergency Medical Treatment and Labor Act (known by doctors and health policymakers as EMTALA ), which requires federally funded hospitals to provide patients, including pregnant patients, with stabilizing care or transfer to a hospital that can provide such care. At issue is the law’s interaction with state laws that severely restrict abortion, like an Idaho law that bans abortion except in cases of rape or incest and circumstances where abortion is “necessary to prevent the death of the pregnant woman.”

Although the Idaho law limits the provision of abortion care to circumstances where death is imminent, the federal government argues that under EMTALA and basic principles of federal supremacy, pregnant patients experiencing emergencies at federally funded hospitals in Idaho are entitled to abortion care, even if they are not in danger of imminent death.

These cases may be framed in the technical jargon of administrative law and federal pre-emption doctrine, but both cases involve incredibly high-stakes issues for the lives and health of pregnant persons — and offer the court an opportunity to shape the landscape of abortion access in the post-Roe era.

These two cases may also give the court a chance to seed new ground for fetal personhood. Woven throughout both cases are arguments that gesture toward the view that a fetus is a person.

If that is the case, the legal rules that would typically hold sway in these cases might not apply. If these questions must account for the rights and entitlements of the fetus, the entire calculus is upended.

In this new scenario, the issue is not simply whether EMTALA’s protections for pregnant patients pre-empt Idaho’s abortion ban, but rather which set of interests — the patient’s or the fetus’s — should be prioritized in the contest between state and federal law. Likewise, the analysis of F.D.A. regulatory protocols is entirely different if one of the arguments is that the drug to be regulated may be used to end a life.

Neither case presents the justices with a clear opportunity to endorse the notion of fetal personhood — but such claims are lurking beneath the surface. The Idaho abortion ban is called the Defense of Life Act, and in its first bill introduced in 2024, the Idaho Legislature proposed replacing the term “fetus” with “preborn child” in existing Idaho law. In its briefs before the court, Idaho continues to beat the drum of fetal personhood, insisting that EMTALA protects the unborn — rather than pregnant women who need abortions during health emergencies.

According to the state, nothing in EMTALA imposes an obligation to provide stabilizing abortion care for pregnant women. Rather, the law “actually requires stabilizing treatment for the unborn children of pregnant women.” In the mifepristone case, advocates referred to fetuses as “unborn children,” while the district judge in Texas who invalidated F.D.A. approval of the drug described it as one that “starves the unborn human until death.”

Fetal personhood language is in ascent throughout the country. In a recent decision , the Alabama Supreme Court allowed a wrongful-death suit for the destruction of frozen embryos intended for in vitro fertilization, or I.V.F. — embryos that the court characterized as “extrauterine children.”

Less discussed but as worrisome is a recent oral argument at the Florida Supreme Court concerning a proposed ballot initiative intended to enshrine a right to reproductive freedom in the state’s Constitution. In considering the proposed initiative, the chief justice of the state Supreme Court repeatedly peppered Nathan Forrester, the senior deputy solicitor general who was representing the state, with questions about whether the state recognized the fetus as a person under the Florida Constitution. The point was plain: If the fetus was a person, then the proposed ballot initiative, and its protections for reproductive rights, would change the fetus’s rights under the law, raising constitutional questions.

As these cases make clear, the drive toward fetal personhood goes beyond simply recasting abortion as homicide. If the fetus is a person, any act that involves reproduction may implicate fetal rights. Fetal personhood thus has strong potential to raise questions about access to abortion, contraception and various forms of assisted reproductive technology, including I.V.F.

In response to the shifting landscape of reproductive rights, President Biden has pledged to “restore Roe v. Wade as the law of the land.” Roe and its successor, Planned Parenthood v. Casey, were far from perfect; they afforded states significant leeway to impose onerous restrictions on abortion, making meaningful access an empty promise for many women and families of limited means. But the two decisions reflected a constitutional vision that, at least in theory, protected the liberty to make certain intimate choices — including choices surrounding if, when and how to become a parent.

Under the logic of Roe and Casey, the enforceability of EMTALA, the F.D.A.’s power to regulate mifepristone and access to I.V.F. weren’t in question. But in the post-Dobbs landscape, all bets are off. We no longer live in a world in which a shared conception of constitutional liberty makes a ban on I.V.F. or certain forms of contraception beyond the pale.

Melissa Murray, a law professor at New York University and a host of the Supreme Court podcast “ Strict Scrutiny ,” is a co-author of “ The Trump Indictments : The Historic Charging Documents With Commentary.”

Kate Shaw is a contributing Opinion writer, a professor of law at the University of Pennsylvania Carey Law School and a host of the Supreme Court podcast “Strict Scrutiny.” She served as a law clerk to Justice John Paul Stevens and Judge Richard Posner.

IMAGES

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  2. Free Will Vs Determinism Essay

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  3. HD Grade Free Will Essay Plan

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COMMENTS

  1. Free Will

    The term "free will" has emerged over the past two millennia as the canonical designator for a significant kind of control over one's actions. Questions concerning the nature and existence of this kind of control (e.g., does it require and do we have the freedom to do otherwise or the power of self-determination?), and what its true significance is (is it necessary for moral ...

  2. Free Will

    Free will skeptics argue that the subjective sense of free will is an illusion. Yet many scholars, as well as ordinary people, still profess a belief in free will, even if they acknowledge that ...

  3. Essay on Free Will for Students and Children in English

    Long Essay on Free Will 500 Words in English. Long Essay on Free Will is usually given to classes 7, 8, 9, and 10. Free will is the potential to choose between various possibilities of a particular course of action without any external factors influencing the choices.

  4. Free will

    free will, in philosophy and science, the supposed power or capacity of humans to make decisions or perform actions independently of any prior event or state of the universe.Arguments for free will have been based on the subjective experience of freedom, on sentiments of guilt, on revealed religion, and on the common assumption of individual moral responsibility that underlies the concepts of ...

  5. Free Will

    Various philosophers have offered just such an account of freedom. Thomas Hobbes suggested that freedom consists in there being no external impediments to an agent doing what he wants to do: "A free agent is he that can do as he will, and forbear as he will, and that liberty is the absence of external impediments .".

  6. free will and moral responsibility

    free will and moral responsibility, the problem of reconciling the belief that people are morally responsible for what they do with the apparent fact that humans do not have free will because their actions are causally determined.It is an ancient and enduring philosophical puzzle. Freedom and responsibility. Historically, most proposed solutions to the problem of free will and moral ...

  7. Free Will and Free Choice

    [5] There is also the question of which theories of free will are compatible with indeterminism, which relates to the worry for libertarians below. [6] See Peter van Inwagen's An Essay on Free Will for such a view. [7] Eleonore Stump develops such a view in chapter 9 of Aquinas, and Robert Kane develops such a view in his The Significance of ...

  8. Free Will

    Free Will. First published Mon Jan 7, 2002; substantive revision Thu Apr 14, 2005. "Free Will" is a philosophical term of art for a particular sort of capacity of rational agents to choose a course of action from among various alternatives. Which sort is the free will sort is what all the fuss is about.

  9. Existence of Free Will

    Here is the argument: A person acts of her own free will only if she is the act's ultimate source. If determinism is true, no one is the ultimate source of her actions. Therefore, if determinism is true, no one acts of her own free will. (McKenna and Pereboom 2016, 148) 8. This argument requires some unpacking.

  10. Thinking about Free Will

    Peter van Inwagen, Thinking about Free Will, Cambridge University Press, 2017, 232pp., $99.99 (hbk), ISBN 9781316617656. No one writes more sensibly about the traditional philosophical problem of free will than does Peter van Inwagen. This book, a collection of his essays on free will, ought to join his An Essay on Free Will, the best modern ...

  11. There's No Such Thing as Free Will

    For centuries, philosophers and theologians have almost unanimously held that civilization as we know it depends on a widespread belief in free will—and that losing this belief could be ...

  12. The problem of free will and determinism

    The philosophical problem of free will and determinism is the problem of whether or not free will exists in light of determinism. Thus, it is crucial to be clear in defining what we mean by "free will" and "determinism.". As we will see, these turn out to be difficult and contested philosophical questions.

  13. PDF FREE WILL VS FATE

    This suggests the following simple argument: This suggests the following simple argument: 1. If someone's action is not free, then they are not responsible for that action. 2. We are all responsible for at least some of our actions. ————————————————————————-. C. At least some of our actions are ...

  14. Free Will Skepticism: Current Arguments and Future Directions

    Offered here is a review of Gregg D. Caruso's edited volume, Exploring the Illusion of Free will and Moral Responsibility [1]. Assembled here are essays by nearly all the major contributors to the philosophical free will debate on the denial and skeptical side. The volume tells us where the field currently is and also gives us a sense of how the free will debate is actually advancing toward ...

  15. Free Will Essay example

    Free Will Essay example. I want to argue that there is indeed free will. In order to defend the position that free will means that human beings can cause some of what they do on their own; in other words, what they do is not explainable solely by references to factors that have influenced them. My thesis then, is that human beings are able to ...

  16. The Argument of Free Will and Determinism

    Soft determinism is an approach that argues that "all acts are caused, but only those that are not coerced or constrained are free" (Gross, 2009:211). William James supported this approach which is average in relation to the two extreme opinions. According to James effort, or the impression of effort, is the main personal sign that free ...

  17. John Martin Fischer's The Metaphysics of Free Will: An Essay on Control

    Second, Fischer defends the striking thesis that such control is not necessary for moral responsibility. This review essay examines Fischer's arguments for each thesis. Fischer's defense of the incompatibilist thesis is the most innovative to date, and I argue that his formulation restructures the free will debate.

  18. Do We Have a Free Will? Essay example

    An individual with "Free Will" is capable of making vital decisions and choices in life with own free consent. The individual chooses these decisions without any outside influence from a set of "alternative possibilities.". The idea of "free will" imposes a certain kind of power on an individual to make decisions of which he or she ...

  19. Essays on Free Will

    Essays on free will traverse the realms of philosophy, psychology, neuroscience, and ethics, offering insights into how we understand human agency and responsibility. By engaging with these essays, readers can explore various positions within the free will debate, from libertarianism to compatibilism and hard determinism, enriching their ...

  20. Sample Essay on Free Will and Moral Responsibility

    Free will is a fundamental aspect of modern philosophy. This sample philosophy paper explores how moral responsibility and free will represent an important area of moral debate between philosophers. This type of writing would of course be seen in a philosophy course, but many people might also be inclined to write an essay about their opinions on free will for personal reasons.

  21. What Is Free Will? by R.C. Sproul from Chosen by God

    Support Ligonier's Global Mission. Your generosity fuels gospel outreach around the world. One-Time Gift. Home Learn Teaching Series Chosen by God What Is Free Will? Many people reject Reformed theology or Calvinism because they believe it teaches that God drags people kicking and screaming into the church against their will.

  22. Locke On Freedom

    Locke On Freedom. First published Mon Nov 16, 2015; substantive revision Tue Jan 21, 2020. John Locke's views on the nature of freedom of action and freedom of will have played an influential role in the philosophy of action and in moral psychology. Locke offers distinctive accounts of action and forbearance, of will and willing, of voluntary ...

  23. Macbeth Free Will Research Paper

    Free will is an individual's power to act without the constraint of fate. In William Shakespeare's tragedy of Macbeth, Macbeth's free will is ignited by the prophecy of the three witches. While the prophecy sets Macbeth's predetermined fate, the murders of King Duncan, Banquo, and Macduff's family demonstrate Macbeth's free will.

  24. Atlas Shrugged Essay Contest

    Atlas Shrugged is a mystery novel like no other. You enter a world where scientists, entrepreneurs, artists, and inventors are inexplicably vanishing—where the world is crumbling. And what you discover, by the end, is an uplifting vision of life, an inspiring cast of heroes, and a challenging new way to think about life's most important issues.

  25. I Tested Three AI Essay-writing Tools, and Here's What I Found

    Writing essays can be draining, tedious, and difficult, even for me—and I write all day long for a living. ... Before upgrading to a $4/month plan, you do get to try five free prompts, so I ...

  26. Ultimate Guide to Writing Your College Essay

    Sample College Essay 2 with Feedback. This content is licensed by Khan Academy and is available for free at www.khanacademy.org. College essays are an important part of your college application and give you the chance to show colleges and universities your personality. This guide will give you tips on how to write an effective college essay.

  27. Why Abortion Is Back at the Supreme Court

    Ms. Murray is a law professor at New York University. Ms. Shaw is a contributing Opinion writer. In his majority opinion in the case overturning Roe v. Wade, Justice Samuel Alito insisted that the ...

  28. Free speech is vital to democracy, but what happens when free speech is

    This illustration depicts a hand holding a smartphone emanating flames. The flames are rendered in a bright, fiery orange and white, creating a stark contrast against the dark background and the ...