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AP® US History

Ensuring your students earn the contextualization point on the dbq.

• The Albert Team
• Last Updated On: March 1, 2022

The redesign has brought a great deal of uncertainty and confusion amongst APUSH teachers.  In many ways, we are all “rookie” teachers, as all of us have the challenge of implementing fundamental curricular and skills-based changes into our classrooms.

One of the more significant changes is to the structure of one essay on the AP® exam, the Document Based question (DBQ).  The rubric for the DBQ was previously a more holistic essay that combined a strong thesis, and use of documents and outside information to support the argument.  This has been transformed into a much more structured and formulaic skills-based rubric.  The change has led to a healthy debate about the pros and cons of both types of essays, but in general the core of the essay has remained the same: write a thesis and support it with evidence in the form of documents and outside information.  If students continue to apply these basic writing skills, they are likely to earn 3 or 4 out of the seven total points for the Document Based Question .

In this post, we will explore one of these points students will be looking to earn to help their chances at passing the APUSH exam this May: the Contextualization point.

What is Contextualization?

According to the College Board, contextualization refers to a:

Historical thinking skill that involves the ability to connect historical events and processes to specific circumstances of time and place as well as broader regional, national, or global processes. ( College Board AP® Course and Exam Description, AP® US History, Fall 2015 )

Contextualization is a critical historical thinking skill that is featured in the newly redesigned course. In my opinion, this is a skill of fundamental importance for students to utilize in the classroom.  Often times, students find history difficult or boring because they don’t see connections between different historical time periods and the world they live in today.  They assume that events occur in a vacuum, and don’t realize that the historical context is critical in helping explain people’s beliefs and points of view in that period of time.  Putting events into context is something I always thought was important, but now that the College Board explicitly has established the skill, it has forced me to be more proactive in creating lessons and assignments that allow students to utilize this way of thinking.

The place that contextualization is most directly relevant on the actual AP® exam itself is the Document Based Question.  In order to earn the point for contextualization, students must:

Situate historical events, developments, or processes within the broader regional, national, or global context in which they occurred in order to draw conclusions about their relative significance. (College Board AP® Course and Exam Description, AP® US History, Fall 2015)

In other words, students are asked to provide background before jumping right into their thesis and essay and paint a picture of what is going on at the time of the prompt.  Although there is no specific requirement as to where contextualization should occur, it makes natural sense to place it in the introduction right before a thesis point.  Placing this historical background right at the beginning sets the stage for the argument that will occur in the body of the essay, and is consistent with expectations many English teachers have in how to write an introduction paragraph.

I explain contextualization to students by using the example of Star Wars.  Before the movie starts, the film begins with “A long time ago in a galaxy far, far away…” and continues with background information on the characters, events, and other information that is crucial to understanding the film.  Without this context, the viewer would not know what is going on, and might miss key events or be lost throughout the film.  This is what contextualization aims to do in student essays.  It sets the stage for their thesis, evidence, and argument that is to follow.

Contextualization vs. Historical Context

One aspect of the DBQ rubric that can be a bit confusing initially is that students are asked to do this contextualization, but there is also another area which gives them the option to use historical context.  So what is the difference?

Contextualization refers to putting the entire essay into a broader context (preferably in the introduction).  However, when writing their essays, students are also required to analyze four of the documents that they utilize by either examining the author’s point of view, describing the intended audience of the source, identifying the author’s purpose or putting the source into historical context. The latter sounds similar to contextualization (and it is essentially the same skill), but historical context is only focused on the specific document being analyzed, not the entire essay, like the contextualization point.  For example, if a document is a map that shows slavery growing dramatically from 1820 to 1860, a student might point out that this growth can be explained in the context of the development of the cotton gin, which made the production of cotton much more profitable and let to the spread of slavery in the Deep South.  While essentially the same skill, historical context focuses on one specific document’s background.

Examples of Successful Student Contextualization Points

One of the biggest pitfalls that prevent students from earning the contextualization point is that they are too brief or vague.  In general, it would be difficult for students to earn the point if they are writing only a sentence or two.  Early in the year, I assigned students a DBQ based on the following prompt:

Evaluate the extent in which the Civil War was a turning point in the lives of African Americans in the United States.  Use the documents and your knowledge of the years 1860-1877 to construct your response.

This was the third DBQ we had written, and students were now getting brave enough to move beyond a thesis and document analysis and started attempting to tackle the contextualization point. However, the attempts were all over the map. One student wrote:

The Civil War was a bloody event that led to the death of thousands of Americans.

Of course this is a true statement, but is extremely vague.  What led to the Civil War?  Why was it so deadly?  Without any specific detail, this student could not earn the contextualization point.

Another student wrote:

Slavery had existed for hundreds of years in the United States.  It was a terrible thing that had to be abolished.

Again, this is a drive-by attempt at earning contextualization.  It mentions things that are true, but lacks any meaningful details or explanation that would demonstrate understanding of the time period in discussion.  What led to the beginning of slavery in the colonies?  How did it develop?  What made it so horrible?  How did individuals resist and protest slavery?  These are the types of details that would add meaning to contextualization.

One student nailed it.  She wrote:

The peculiar institution of slavery had been a part of America’s identity since the founding of the original English colony at Jamestown.  In the early years, compromise was key to avoiding the moral question, but as America entered the mid 19th century sectional tensions and crises with popular sovereignty, Kansas, and fugitive slaves made the issue increasingly unavoidable.  When the Civil War began, the war was transformed from one to simply save the Union to a battle for the future of slavery and freedom in the United States.

Now THAT is contextualization!  It gives specific details about the beginning of slavery and its development.  It discusses attempts at compromise, but increasing sectional tensions that led to the Civil War.  The writer paints a vivid and clear picture of the situation, events, and people that set the stage for the Civil War.  Students don’t want to write a 6-8 sentence paragraph (they will want to save time for their argument in the body), but they need to do more than write a vague sentence that superficially addresses the era.

Strategies for Teaching Contextualization to Students

Analyze Lots of Primary Sources One of the best ways to prepare for the DBQ is for students to practice reading and comprehending primary source texts, particularly texts that are written by people who use very different language and sentence structure from today.  This helps them understand and analyze documents, but it also can be helpful in practicing contextualization.  Looking at different perspectives and points of view in the actual historical time periods they are learning is key in allowing students to understand how the era can impact beliefs, values and events that occur.

Assign Many DBQ Assessments and Share Specific Examples The more often students write DBQs, the more comfortable students will get with the entire process and skill set involved, including contextualization.  One thing that has been especially successful in my classroom is to collect a handful of student attempts at the contextualization point and share them with students.  Students then get to examine them and look at effective and less effective attempts at earning contextualization.  Often the best way for students to learn what to do or how to improve is to see what their classmates have done.

Incorporating In-Class Activities The course is broken into nine distinct time periods from 1491 to present.  In each period or unit students are assigned activities that force them to put a specific policy, event, or movement into context.  For example, we did lecture notes on the presidency of JFK, learning about the Man on the Moon Speech, Cuban Missile Crisis, and creation of the Peace Corps.  Students had to write 3-4 sentences that asked them to put these events in historical context using the Cold War.  This allowed students to understand that each of these seemingly unrelated historical events were shaped by the tension between the United States and Soviet Union: winning the space race, stopping a communist nuclear threat less than 100 miles from Florida, and spreading goodwill into nations that might otherwise turn to communism all are strategies the United States used to thwart the Soviet threat.  By doing this activity, students gain an appreciation for how historical context shapes events and decisions of the day.

Teach Cause and Effect in United States History It is very easy to get caught up as a teacher in how to best get lots of minutia and factoids into students heads quickly and efficiently.  However, if we can teach history not as a series of independent and unrelated events, but as a series of events that have a causal relationship that impact what happens next, this helps students grasp and understand contextualization.  For example, in the lead-up to World War I, students create a timeline of events that led to America entering the conflict.  As students examine the torpedoing of the Lusitania, unrestricted submarine warfare, the Zimmermann telegram, etc., they gain an understanding that it was not a random decision by President Wilson, but rather a series of events that precipitated the declaration of war.  This is what contextualization is: the background that sets the stage for a particular moment in American history.

Examine Contextualization with Current Events I know what you are thinking, I have one school year (less if your school year starts in September) to get through 1491 to Present and now I am supposed to make this a current events class as well?  The answer is yes and no.  Will stuff from the news pages be content the students need to know for the exam: absolutely not.  However, it is a great opportunity for students to understand that our past explains why our country is what it is today.

For example, President Obama’s decision to work towards normalizing relations with Cuba makes more sense if students think about it through the lens of contextualization.  The United States invaded Cuba in 1898 in the Spanish-American War and set up a protectorate.  Cubans, upset with what they perceived as U.S. meddling and intervention led a communist revolution in 1959, ousting the American-backed government and setting the stage for one of the scariest moments in the Cold War : the Cuban Missile Crisis.  Looking at how the past shapes current events today helps students understand this skill, and it also helps them gain a deeper appreciation of how important history is in shaping the world around them.

Any time changes happen, there is a temptation to be reactionary and reject them.  I have found that by being more deliberate about helping students understand historical context, their engagement and understanding have improved significantly.  Teachers always are fighting that battle between covering the content (which is daunting in an AP® course) and helping students understand the “so what?” question.  Why does this matter to me?  By making connections, students can see that history does not every happen in a vacuum.  Our shared narrative is a series of events and ideas that continuously evolve and build off of each other.  When students gain a firm understanding of how the past impacts their lives today, it makes learning way more meaningful and fun.

Contextualization is tough for students at first, but it is a skill application that can be perfected and improved to maximize your students’ chances of earning that point and rocking the AP® exam.

Looking for AP® US History practice?

Kickstart your AP® US History prep with Albert. Start your AP® exam prep today .

We also go over five-steps to writing effective FRQs for AP® US History in this video:

Ben Hubing is an educator at Greendale High School in Greendale, Wisconsin.  Ben has taught AP® U.S. History and AP® U.S. Government and Politics for the last eight years and was a reader last year for the AP® U.S. History Short Answer.  Ben earned his Bachelors degree at The University of Wisconsin-Madison and Masters degree at Cardinal Stritch University in Milwaukee, Wisconsin.

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Video transcript

6 APUSH DBQ Examples to Review

Every subject is easier to study using concrete examples; APUSH essays are no exception. The data-based question, or DBQ, differs from typical essays in only one way – the inclusion of five to seven historical documents. Your goal is to read through each historical document, then write an essay that clearly answers the given prompt while demonstrating your overall understanding of APUSH content. The following sources for APUSH DBQ examples are helpful to review before beginning your own writing .

What should I look in each APUSH DBQ sample?

In each sample, study how each author:

• formulates a thesis
• constructs an argument
• analyzes historical documents
• provides additional examples
• uses evidence to support argument
• synthesizes information

APUSH DBQ Example #1: AP College Board

College Board is always the best source for up-to-date information and resources. This APUSH DBQ sample is from 2016 , but provides three different variations of student responses. You can see how and why which writing sample scored best, as well as determine how to incorporate those elements into your own writing. ( Examples from 2015 are also available.)

APUSH DBQ Example #2: AP US History Notes

Although this site doesn’t explain why each sample is successful, it does offer a large selection of examples to choose from. You can get a good sense of what type of writing goes into a high-quality essay. Read through both the DBQ and long essay examples.

APUSH DBQ Example #3: Kaplan Test Prep

Kaplan only provides one APUSH DBQ sample , but does go through the essay point by point, explaining how the author develops a well-supported argument. Another good view into the inner workings of a quality writing example.

APUSH DBQ Example #4: Khan Academy

If you haven’t already, visit Khan Academy. Khan’s Historian’s Toolkit is a four-part video series that not only explains how to approach the DBQ, but also deconstructs the thinking behind a question example. Definitely worth a look.

APUSH DBQ Example #5: Apprend

Although rather lengthy, the DBQ and rubric breakdown from Apprend is a comprehensive look into how a DBQ response can earn top points and why. Options are given for each step of the writing process, enabling you to see the best possible answer for all sections of the essay.

APUSH DBQ Example #6: Your Classroom

Looking for more examples? One of the easiest places to find APUSH DBQ samples is in your own classroom. Ask your current APUSH teacher to view previous students’ writing samples. As you know by now, reviewing other students’ work can be a very powerful and effective way to study for DBQ.

Beth is an educator and freelance creative designer who devises innovative and fun-loving solutions for clients. She works with families, students, teachers and small businesses to create and implement programs, campaigns and experiences that help support and maximize efforts to grow communities who critically think, engage and continue to learn.

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Should college essays touch on race? Some feel the affirmative action ruling leaves them no choice

When the supreme court ended affirmative action, it left the college essay as one of few places where race can play a role in admissions decisions.

Max Decker, a senior at Lincoln High School, sits for a portrait in the school library where he often worked on writing his college essays, in Portland, Ore., Wednesday, March 20, 2024.

Amanda Loman / AP

Like many students, Max Decker of Portland, Oregon, had drafted a college essay on one topic, only to change direction after the Supreme Court ruling in June.

Decker initially wrote about his love for video games. In a childhood surrounded by constant change, navigating his parents’ divorce, the games he took from place to place on his Nintendo DS were a source of comfort.

But the essay he submitted to colleges focused on the community he found through Word is Bond, a leadership group for young Black men in Portland.

As the only biracial, Jewish kid with divorced parents in a predominantly white, Christian community, Decker wrote he felt like the odd one out. On a trip with Word is Bond to Capitol Hill, he and friends who looked just like him shook hands with lawmakers. The experience, he wrote, changed how he saw himself.

“It’s because I’m different that I provide something precious to the world, not the other way around,” wrote Decker, whose top college choice is Tulane, in New Orleans, because of the region’s diversity.

This year’s senior class is the first in decades to navigate college admissions without affirmative action . The Supreme Court upheld the practice in decisions going back to the 1970s, but this court’s conservative supermajority found it is unconstitutional for colleges to give students extra weight because of their race alone.

Still, the decision left room for race to play an indirect role: Chief Justice John Roberts wrote universities can still consider how an applicant’s life was shaped by their race, “so long as that discussion is concretely tied to a quality of character or unique ability.”

Scores of colleges responded with new essay prompts asking about students’ backgrounds.

FILE - Demonstrators protest outside of the Supreme Court in Washington, in this June 29, 2023 file photo, after the Supreme Court struck down affirmative action in college admissions, saying race cannot be a factor.

Jose Luis Magana / AP

Writing about feeling more comfortable with being Black

When Darrian Merritt started writing his essay, his first instinct was to write about events that led to him going to live with his grandmother as a child. Those were painful memories, but he thought they might play well at schools like Yale, Stanford and Vanderbilt.

“I feel like the admissions committee might expect a sob story or a tragic story,” said Merritt, a senior in Cleveland. “I wrestled with that a lot.”

Eventually he abandoned the idea and aimed for an essay that would stand out for its positivity.

Merritt wrote about a summer camp where he started to feel more comfortable in his own skin. He described embracing his personality and defying his tendency to please others. But the essay also reflects on his feelings of not being “Black enough” and getting made fun of for listening to “white people music.”

Related: Oregon colleges, universities weigh potential outcomes of US Supreme Court decision on affirmative action

Essay about how to embrace natural hair

When Hillary Amofa started writing her college essay, she told the story she thought admissions offices wanted to hear. About being the daughter of immigrants from Ghana and growing up in a small apartment in Chicago. About hardship and struggle.

Then she deleted it all.

“I would just find myself kind of trauma-dumping,” said the 18-year-old senior at Lincoln Park High School in Chicago. “And I’m just like, this doesn’t really say anything about me as a person.”

Amofa was just starting to think about her essay when the court issued its decision, and it left her with a wave of questions. Could she still write about her race? Could she be penalized for it? She wanted to tell colleges about her heritage but she didn’t want to be defined by it.

In English class, Amofa and her classmates read sample essays that all seemed to focus on some trauma or hardship. It left her with the impression she had to write about her life’s hardest moments to show how far she’d come. But she and some classmates wondered if their lives had been hard enough to catch the attention of admissions offices.

Hillary Amofa, laughs as she participates in a team building game with members of the Lincoln Park High School step team after school Friday, March 8, 2024, in Chicago. When she started writing her college essay, Amofa told the story she thought admissions offices wanted to hear. She wrote about being the daughter of immigrants from Ghana, about growing up in a small apartment in Chicago. She described hardship and struggle. Then she deleted it all. "I would just find myself kind of trauma-dumping," said the 18 year-old senior, "And I'm just like, this doesn't really say anything about me as a person."

Charles Rex Arbogast / AP

Amofa used to think affirmative action was only a factor at schools like Harvard and Yale. After the court’s ruling, she was surprised to find that race was taken into account even at public universities she was applying to.

Now, without affirmative action, she wondered if mostly white schools will become even whiter.

It’s been on her mind as she chooses between Indiana University and the University of Dayton, both of which have relatively few Black students. When she was one of the only Black students in her grade school, she could fall back on her family and Ghanaian friends at church. At college, she worries about loneliness.

“That’s what I’m nervous about,” she said. “Going and just feeling so isolated, even though I’m constantly around people.”

Related: Some Oregon universities, politicians disappointed in Supreme Court decision on affirmative action

The first drafts of her essay didn’t tell colleges about who she is now, she said.

Her final essay describes how she came to embrace her natural hair. She wrote about going to a mostly white grade school where classmates made jokes about her afro.

Over time, she ignored their insults and found beauty in the styles worn by women in her life. She now runs a business doing braids and other hairstyles in her neighborhood.

“Criticism will persist,” she wrote “but it loses its power when you know there’s a crown on your head!”

Ma reported from Portland, Oregon.

The Associated Press’ education coverage receives financial support from multiple private foundations. AP is solely responsible for all content. Find AP’s standards for working with philanthropies, a list of supporters and funded coverage areas at AP.org .

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Should college essays touch on race? Some feel the affirmative action ruling leaves them no choice

CHICAGO — When she started writing her college essay, Hillary Amofa told the story she thought admissions offices wanted to hear. About being the daughter of immigrants from Ghana and growing up in a small apartment in Chicago. About hardship and struggle.

Then she deleted it all.

“I would just find myself kind of trauma-dumping,” said the 18-year-old senior at Lincoln Park High School in Chicago. “And I’m just like, this doesn’t really say anything about me as a person.”

When the Supreme Court ended affirmative action in higher education, it left the college essay as one of few places where race can play a role in admissions decisions. For many students of color, instantly more was riding on the already high-stakes writing assignment. Some say they felt pressure to exploit their hardships as they competed for a spot on campus.

Amofa was just starting to think about her essay when the court issued its decision, and it left her with a wave of questions. Could she still write about her race? Could she be penalized for it? She wanted to tell colleges about her heritage but she didn’t want to be defined by it.

In English class, Amofa and her classmates read sample essays that all seemed to focus on some trauma or hardship. It left her with the impression she had to write about her life’s hardest moments to show how far she’d come. But she and some of her classmates wondered if their lives had been hard enough to catch the attention of admissions offices.

“For a lot of students, there’s a feeling of, like, having to go through something so horrible to feel worthy of going to school, which is kind of sad,” said Amofa, the daughter of a hospital technician and an Uber driver.

This year’s senior class is the first in decades to navigate college admissions without affirmative action . The Supreme Court upheld the practice in decisions going back to the 1970s, but this court’s conservative supermajority found it is unconstitutional for colleges to give students extra weight because of their race alone.

Still, the decision left room for race to play an indirect role: Chief Justice John Roberts wrote universities can still consider how an applicant’s life was shaped by their race, “so long as that discussion is concretely tied to a quality of character or unique ability.”

“A benefit to a student who overcame racial discrimination, for example, must be tied to that student’s courage and determination,” he wrote.

Scores of colleges responded with new essay prompts asking about students’ backgrounds. Brown University asked applicants how “an aspect of your growing up has inspired or challenged you.” Rice University asked students how their perspectives were shaped by their “background, experiences, upbringing, and/or racial identity.”

WONDERING IF SCHOOLS 'EXPECT A SOB STORY'

When Darrian Merritt started writing his essay, he knew the stakes were higher than ever because of the court’s decision. His first instinct was to write about events that led to him going to live with his grandmother as a child.

Those were painful memories, but he thought they might play well at schools like Yale, Stanford and Vanderbilt.

“I feel like the admissions committee might expect a sob story or a tragic story,” said Merritt, a senior in Cleveland. “And if you don’t provide that, then maybe they’re not going to feel like you went through enough to deserve having a spot at the university. I wrestled with that a lot.”

He wrote drafts focusing on his childhood, but it never amounted to more than a collection of memories. Eventually he abandoned the idea and aimed for an essay that would stand out for its positivity.

Merritt wrote about a summer camp where he started to feel more comfortable in his own skin. He described embracing his personality and defying his tendency to please others. The essay had humor — it centered on a water gun fight where he had victory in sight but, in a comedic twist, slipped and fell. But the essay also reflects on his feelings of not being “Black enough” and getting made fun of for listening to “white people music.”

“I was like, ‘OK, I’m going to write this for me, and we’re just going to see how it goes,’” he said. “It just felt real, and it felt like an honest story.”

The essay describes a breakthrough as he learned “to take ownership of myself and my future by sharing my true personality with the people I encounter. ... I realized that the first chapter of my own story had just been written.”

A RULING PROMPTS PIVOTS ON ESSAY TOPICS

Like many students, Max Decker of Portland, Oregon, had drafted a college essay on one topic, only to change direction after the Supreme Court ruling in June.

Decker initially wrote about his love for video games. In a childhood surrounded by constant change, navigating his parents’ divorce, the games he took from place to place on his Nintendo DS were a source of comfort.

But the essay he submitted to colleges focused on the community he found through Word is Bond, a leadership group for young Black men in Portland.

As the only biracial, Jewish kid with divorced parents in a predominantly white, Christian community, Decker wrote he constantly felt like the odd one out. On a trip with Word is Bond to Capitol Hill, he and friends who looked just like him shook hands with lawmakers. The experience, he wrote, changed how he saw himself.

“It’s because I’m different that I provide something precious to the world, not the other way around,” he wrote.

As a first-generation college student, Decker thought about the subtle ways his peers seemed to know more about navigating the admissions process . They made sure to get into advanced classes at the start of high school, and they knew how to secure glowing letters of recommendation.

If writing about race would give him a slight edge and show admissions officers a fuller picture of his achievements, he wanted to take that small advantage.

His first memory about race, Decker said, was when he went to get a haircut in elementary school and the barber made rude comments about his curly hair. Until recently, the insecurity that moment created led him to keep his hair buzzed short.

Through Word is Bond, Decker said he found a space to explore his identity as a Black man. It was one of the first times he was surrounded by Black peers and saw Black role models. It filled him with a sense of pride in his identity. No more buzzcut.

The pressure to write about race involved a tradeoff with other important things in his life, Decker said. That included his passion for journalism, like the piece he wrote on efforts to revive a once-thriving Black neighborhood in Portland. In the end, he squeezed in 100 characters about his journalism under the application’s activities section.

“My final essay, it felt true to myself. But the difference between that and my other essay was the fact that it wasn’t the truth that I necessarily wanted to share,” said Decker, whose top college choice is Tulane, in New Orleans, because of the region’s diversity. “It felt like I just had to limit the truth I was sharing to what I feel like the world is expecting of me.”

SPELLING OUT THE IMPACT OF RACE

Before the Supreme Court ruling, it seemed a given to Imani Laird that colleges would consider the ways that race had touched her life. But now, she felt like she had to spell it out.

As she started her essay, she reflected on how she had faced bias or felt overlooked as a Black student in predominantly white spaces.

There was the year in math class when the teacher kept calling her by the name of another Black student. There were the comments that she’d have an easier time getting into college because she was Black .

“I didn’t have it easier because of my race,” said Laird, a senior at Newton South High School in the Boston suburbs who was accepted at Wellesley and Howard University, and is waiting to hear from several Ivy League colleges. “I had stuff I had to overcome.”

In her final essays, she wrote about her grandfather, who served in the military but was denied access to GI Bill benefits because of his race.

She described how discrimination fueled her ambition to excel and pursue a career in public policy.

“So, I never settled for mediocrity,” she wrote. “Regardless of the subject, my goal in class was not just to participate but to excel. Beyond academics, I wanted to excel while remembering what started this motivation in the first place.”

WILL SCHOOLS LOSE RACIAL DIVERSITY?

Amofa used to think affirmative action was only a factor at schools like Harvard and Yale. After the court’s ruling, she was surprised to find that race was taken into account even at some public universities she was applying to.

Now, without affirmative action, she wondered if mostly white schools will become even whiter.

It’s been on her mind as she chooses between Indiana University and the University of Dayton, both of which have relatively few Black students. When she was one of the only Black students in her grade school, she could fall back on her family and Ghanaian friends at church. At college, she worries about loneliness.

“That’s what I’m nervous about,” she said. “Going and just feeling so isolated, even though I’m constantly around people.”

The first drafts of her essay focused on growing up in a low-income family, sharing a bedroom with her brother and grandmother. But it didn’t tell colleges about who she is now, she said.

Her final essay tells how she came to embrace her natural hair . She wrote about going to a mostly white grade school where classmates made jokes about her afro. When her grandmother sent her back with braids or cornrows, they made fun of those too.

Over time, she ignored their insults and found beauty in the styles worn by women in her life. She now runs a business doing braids and other hairstyles in her neighborhood.

“I stopped seeing myself through the lens of the European traditional beauty standards and started seeing myself through the lens that I created,” Amofa wrote.

“Criticism will persist, but it loses its power when you know there’s a crown on your head!”

Ma reported from Portland, Oregon.

The Associated Press’ education coverage receives financial support from multiple private foundations. AP is solely responsible for all content. Find AP’s standards for working with philanthropies, a list of supporters and funded coverage areas at AP.org .

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What books are on your night stand?

The craft anthology “How We Do It,” edited by the great Jericho Brown, and Shayla Lawson’s astounding “How to Live Free in a Dangerous World.”

Describe your ideal reading experience (when, where, what, how).

Probably on the smoking patio of a wine bar at happy hour on a sunny day, with a pencil in my hand and Dorothy Ashby or Ambrose Akinmusire playing through noise-canceling headphones. Or just a quiet morning on my couch with coffee, so engrossed I forget to flip the record.

What’s the last book you read that made you laugh?

“Erasure,” by Percival Everett . I picked up a used copy at Shakespeare & Company recently — after seeing Cord Jefferson’s brilliant adaptation , “American Fiction” — and even on a reread, it made me laugh out loud from the first page.

The last book that made you cry?

Weird or obnoxious if I say my own? Before that, it was probably Y.A.

Do you count any books as guilty pleasures?

That category’s filled to the brim and beyond by reality TV.

How do you organize your books?

Loosely or not at all. This is much to the horror of my Virgo pals, and while I used to take pride in navigating my shelves on familiarity alone, it’s something I’ve vowed to work on. Still, I doubt I’ll ever be an alphabetical type, and clearly I find genre segregation constricting. I do group things thematically, or even interpersonally — music biographies, Black Panthers, Harlem Renaissance; Jessica Hopper is next to John Giorno, and Chase Berggrun’s “R E D” is next to “Dracula”; Julie Buntin’s “Marlena” is beside her husband Gabe Habash’s “Stephen Florida”; Alison C. Rollins is next to her partner Nate Marshall is next to his bestie José Olivarez. At some point Hilton Als’s “White Girls” ended up next to “Male Fantasies,” and I don’t think I’ll ever separate them.

Which genres do you avoid?

There’s an essay in “You Get What You Pay For” where I mention reading a self-help book (as recommended by my now-former psychiatrist). I’d never read one before and have not since.

How does your poetry relate to your essay writing?

The truth is that poetry is under everything. It’s the lyric and sensory backbone. It’s what drives the sound, pace and imagery. (Everyone knows the best prose writers write and read poetry.) But while a poem strives for precision of language, the essay strives for precision of thought, even argument. In a poem, you can build (or approximate) an argument by plopping two images next to each other. It persuades by pointing. Writing these essays felt like pulling apart a long piece of taffy — I found myself reiterating a lot of what I’ve already expressed in poems, so it almost became a project of stretching out each poetic line, breaking down each concept to its root. The process is about asking, pondering, searching — and letting language take part in the answering.

You have a knack for terrific book titles. How did you name your new collection?

Thank you! I love a good title, but I also acknowledge the high bar I have set for myself. With this one, I struggled a bit, I think because it took me a while to understand the book myself, let alone how to introduce it to the world. The essays encompass a lot of seemingly disparate themes and even tonal registers, so framing the overall collection was daunting. I’d been tossing around a couple of options, including “Cheaper Than Therapy,” which appears as an essay title, when Jay-Z made the choice for me. I was in Italy at a residency, grieving the recent loss of my aunt and watching the “Big Pimpin’” video over and over as I worked on an essay about it for the book. I’d left my heavily tabbed copy of “Decoded” at home in Los Angeles, but was scrolling a PDF for details about the video shoot when I came across the line: “If the price is life, then you better get what you paid for.”

You describe yourself as foolish for believing “words could be the pathway to empathy and writing an active resistance against hate.” Might publishing this book change your mind?

Honestly? It’s my only hope.

What’s the last book you recommended to a member of your family?

“Heavy,” by Kiese Laymon, to my mom; Blair LM Kelley’s “ Black Folk: The Roots of the Black Working Class,” to my dad; and “A Is for Activist,” to my 8-month-old cousin.

What do you plan to read next?

Phillip B. Williams’s “Ours” was just published, and I’ve been excited about it for literally years. Vinson Cunningham’s “Great Expectations” came out the same day as my book, so I plan to make that my tour read.

You’re organizing a literary dinner party. Which three writers, dead or alive, do you invite?

June Jordan, Zora Neale Hurston, James Baldwin — but I’d be lying if I said I wouldn’t get just as much fun and fulfillment from a night with Angel Nafis, Danez Smith and Saeed Jones.

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You never know what’s going to go wrong in these graphic novels, where Circus tigers, giant spiders, shifting borders and motherhood all threaten to end life as we know it .

When the author Tommy Orange received an impassioned email from a teacher in the Bronx, he dropped everything to visit the students  who inspired it.

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Each week, top authors and critics join the Book Review’s podcast to talk about the latest news in the literary world. Listen here .

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Announcing the NeurIPS 2023 Paper Awards 

Communications Chairs 2023 2023 Conference awards , neurips2023

By Amir Globerson, Kate Saenko, Moritz Hardt, Sergey Levine and Comms Chair, Sahra Ghalebikesabi 

We are honored to announce the award-winning papers for NeurIPS 2023! This year’s prestigious awards consist of the Test of Time Award plus two Outstanding Paper Awards in each of these three categories: 

• Two Outstanding Main Track Papers 
• Two Outstanding Main Track Runner-Ups 
• Two Outstanding Datasets and Benchmark Track Papers  

This year’s organizers received a record number of paper submissions. Of the 13,300 submitted papers that were reviewed by 968 Area Chairs, 98 senior area chairs, and 396 Ethics reviewers 3,540  were accepted after 502 papers were flagged for ethics reviews . 

We thank the awards committee for the main track: Yoav Artzi, Chelsea Finn, Ludwig Schmidt, Ricardo Silva, Isabel Valera, and Mengdi Wang. For the Datasets and Benchmarks track, we thank Sergio Escalera, Isabelle Guyon, Neil Lawrence, Dina Machuve, Olga Russakovsky, Hugo Jair Escalante, Deepti Ghadiyaram, and Serena Yeung. Conflicts of interest were taken into account in the decision process.

Congratulations to all the authors! See Posters Sessions Tue-Thur in Great Hall & B1-B2 (level 1).

Outstanding Main Track Papers

Privacy Auditing with One (1) Training Run Authors: Thomas Steinke · Milad Nasr · Matthew Jagielski

Poster session 2: Tue 12 Dec 5:15 p.m. — 7:15 p.m. CST, #1523

Oral: Tue 12 Dec 3:40 p.m. — 4:40 p.m. CST, Room R06-R09 (level 2)

Abstract: We propose a scheme for auditing differentially private machine learning systems with a single training run. This exploits the parallelism of being able to add or remove multiple training examples independently. We analyze this using the connection between differential privacy and statistical generalization, which avoids the cost of group privacy. Our auditing scheme requires minimal assumptions about the algorithm and can be applied in the black-box or white-box setting. We demonstrate the effectiveness of our framework by applying it to DP-SGD, where we can achieve meaningful empirical privacy lower bounds by training only one model. In contrast, standard methods would require training hundreds of models.

Are Emergent Abilities of Large Language Models a Mirage? Authors: Rylan Schaeffer · Brando Miranda · Sanmi Koyejo

Poster session 6: Thu 14 Dec 5:00 p.m. — 7:00 p.m. CST, #1108

Oral: Thu 14 Dec 3:20 p.m. — 3:35 p.m. CST, Hall C2 (level 1) 

Abstract: Recent work claims that large language models display emergent abilities, abilities not present in smaller-scale models that are present in larger-scale models. What makes emergent abilities intriguing is two-fold: their sharpness, transitioning seemingly instantaneously from not present to present, and their unpredictability , appearing at seemingly unforeseeable model scales. Here, we present an alternative explanation for emergent abilities: that for a particular task and model family, when analyzing fixed model outputs, emergent abilities appear due to the researcher’s choice of metric rather than due to fundamental changes in model behavior with scale. Specifically, nonlinear or discontinuous metrics produce apparent emergent abilities, whereas linear or continuous metrics produce smooth, continuous, predictable changes in model performance. We present our alternative explanation in a simple mathematical model, then test it in three complementary ways: we (1) make, test and confirm three predictions on the effect of metric choice using the InstructGPT/GPT-3 family on tasks with claimed emergent abilities, (2) make, test and confirm two predictions about metric choices in a meta-analysis of emergent abilities on BIG-Bench; and (3) show how to choose metrics to produce never-before-seen seemingly emergent abilities in multiple vision tasks across diverse deep networks. Via all three analyses, we provide evidence that alleged emergent abilities evaporate with different metrics or with better statistics, and may not be a fundamental property of scaling AI models.

Outstanding Main Track Runner-Ups

Scaling Data-Constrained Language Models Authors : Niklas Muennighoff · Alexander Rush · Boaz Barak · Teven Le Scao · Nouamane Tazi · Aleksandra Piktus · Sampo Pyysalo · Thomas Wolf · Colin Raffel

Poster session 2: Tue 12 Dec 5:15 p.m. — 7:15 p.m. CST, #813

Oral: Tue 12 Dec 3:40 p.m. — 4:40 p.m. CST, Hall C2 (level 1)  

Abstract : The current trend of scaling language models involves increasing both parameter count and training dataset size. Extrapolating this trend suggests that training dataset size may soon be limited by the amount of text data available on the internet. Motivated by this limit, we investigate scaling language models in data-constrained regimes. Specifically, we run a large set of experiments varying the extent of data repetition and compute budget, ranging up to 900 billion training tokens and 9 billion parameter models. We find that with constrained data for a fixed compute budget, training with up to 4 epochs of repeated data yields negligible changes to loss compared to having unique data. However, with more repetition, the value of adding compute eventually decays to zero. We propose and empirically validate a scaling law for compute optimality that accounts for the decreasing value of repeated tokens and excess parameters. Finally, we experiment with approaches mitigating data scarcity, including augmenting the training dataset with code data or removing commonly used filters. Models and datasets from our 400 training runs are freely available at https://github.com/huggingface/datablations .

Direct Preference Optimization: Your Language Model is Secretly a Reward Model Authors: Rafael Rafailov · Archit Sharma · Eric Mitchell · Christopher D Manning · Stefano Ermon · Chelsea Finn

Poster session 6: Thu 14 Dec 5:00 p.m. — 7:00 p.m. CST, #625

Oral: Thu 14 Dec 3:50 p.m. — 4:05 p.m. CST, Ballroom A-C (level 2)  

Abstract: While large-scale unsupervised language models (LMs) learn broad world knowledge and some reasoning skills, achieving precise control of their behavior is difficult due to the completely unsupervised nature of their training. Existing methods for gaining such steerability collect human labels of the relative quality of model generations and fine-tune the unsupervised LM to align with these preferences, often with reinforcement learning from human feedback (RLHF). However, RLHF is a complex and often unstable procedure, first fitting a reward model that reflects the human preferences, and then fine-tuning the large unsupervised LM using reinforcement learning to maximize this estimated reward without drifting too far from the original model. In this paper, we leverage a mapping between reward functions and optimal policies to show that this constrained reward maximization problem can be optimized exactly with a single stage of policy training, essentially solving a classification problem on the human preference data. The resulting algorithm, which we call Direct Preference Optimization (DPO), is stable, performant, and computationally lightweight, eliminating the need for fitting a reward model, sampling from the LM during fine-tuning, or performing significant hyperparameter tuning. Our experiments show that DPO can fine-tune LMs to align with human preferences as well as or better than existing methods. Notably, fine-tuning with DPO exceeds RLHF’s ability to control sentiment of generations and improves response quality in summarization and single-turn dialogue while being substantially simpler to implement and train.

Outstanding Datasets and Benchmarks Papers

In the dataset category : 

ClimSim: A large multi-scale dataset for hybrid physics-ML climate emulation

Authors:  Sungduk Yu · Walter Hannah · Liran Peng · Jerry Lin · Mohamed Aziz Bhouri · Ritwik Gupta · Björn Lütjens · Justus C. Will · Gunnar Behrens · Julius Busecke · Nora Loose · Charles Stern · Tom Beucler · Bryce Harrop · Benjamin Hillman · Andrea Jenney · Savannah L. Ferretti · Nana Liu · Animashree Anandkumar · Noah Brenowitz · Veronika Eyring · Nicholas Geneva · Pierre Gentine · Stephan Mandt · Jaideep Pathak · Akshay Subramaniam · Carl Vondrick · Rose Yu · Laure Zanna · Tian Zheng · Ryan Abernathey · Fiaz Ahmed · David Bader · Pierre Baldi · Elizabeth Barnes · Christopher Bretherton · Peter Caldwell · Wayne Chuang · Yilun Han · YU HUANG · Fernando Iglesias-Suarez · Sanket Jantre · Karthik Kashinath · Marat Khairoutdinov · Thorsten Kurth · Nicholas Lutsko · Po-Lun Ma · Griffin Mooers · J. David Neelin · David Randall · Sara Shamekh · Mark Taylor · Nathan Urban · Janni Yuval · Guang Zhang · Mike Pritchard

Poster session 4: Wed 13 Dec 5:00 p.m. — 7:00 p.m. CST, #105 

Oral: Wed 13 Dec 3:45 p.m. — 4:00 p.m. CST, Ballroom A-C (level 2)

Abstract: Modern climate projections lack adequate spatial and temporal resolution due to computational constraints. A consequence is inaccurate and imprecise predictions of critical processes such as storms. Hybrid methods that combine physics with machine learning (ML) have introduced a new generation of higher fidelity climate simulators that can sidestep Moore’s Law by outsourcing compute-hungry, short, high-resolution simulations to ML emulators. However, this hybrid ML-physics simulation approach requires domain-specific treatment and has been inaccessible to ML experts because of lack of training data and relevant, easy-to-use workflows. We present ClimSim, the largest-ever dataset designed for hybrid ML-physics research. It comprises multi-scale climate simulations, developed by a consortium of climate scientists and ML researchers. It consists of 5.7 billion pairs of multivariate input and output vectors that isolate the influence of locally-nested, high-resolution, high-fidelity physics on a host climate simulator’s macro-scale physical state. The dataset is global in coverage, spans multiple years at high sampling frequency, and is designed such that resulting emulators are compatible with downstream coupling into operational climate simulators. We implement a range of deterministic and stochastic regression baselines to highlight the ML challenges and their scoring. The data (https://huggingface.co/datasets/LEAP/ClimSim_high-res) and code (https://leap-stc.github.io/ClimSim) are released openly to support the development of hybrid ML-physics and high-fidelity climate simulations for the benefit of science and society.   

In the benchmark category :

DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Models

Authors: Boxin Wang · Weixin Chen · Hengzhi Pei · Chulin Xie · Mintong Kang · Chenhui Zhang · Chejian Xu · Zidi Xiong · Ritik Dutta · Rylan Schaeffer · Sang Truong · Simran Arora · Mantas Mazeika · Dan Hendrycks · Zinan Lin · Yu Cheng · Sanmi Koyejo · Dawn Song · Bo Li

Poster session 1: Tue 12 Dec 10:45 a.m. — 12:45 p.m. CST, #1618  

Oral: Tue 12 Dec 10:30 a.m. — 10:45 a.m. CST, Ballroom A-C (Level 2)

Abstract: Generative Pre-trained Transformer (GPT) models have exhibited exciting progress in capabilities, capturing the interest of practitioners and the public alike. Yet, while the literature on the trustworthiness of GPT models remains limited, practitioners have proposed employing capable GPT models for sensitive applications to healthcare and finance – where mistakes can be costly. To this end, this work proposes a comprehensive trustworthiness evaluation for large language models with a focus on GPT-4 and GPT-3.5, considering diverse perspectives – including toxicity, stereotype bias, adversarial robustness, out-of-distribution robustness, robustness on adversarial demonstrations, privacy, machine ethics, and fairness. Based on our evaluations, we discover previously unpublished vulnerabilities to trustworthiness threats. For instance, we find that GPT models can be easily misled to generate toxic and biased outputs and leak private information in both training data and conversation history. We also find that although GPT-4 is usually more trustworthy than GPT-3.5 on standard benchmarks, GPT-4 is more vulnerable given jailbreaking system or user prompts, potentially due to the reason that GPT-4 follows the (misleading) instructions more precisely. Our work illustrates a comprehensive trustworthiness evaluation of GPT models and sheds light on the trustworthiness gaps. Our benchmark is publicly available at https://decodingtrust.github.io/.

Test of Time

This year, following the usual practice, we chose a NeurIPS paper from 10 years ago to receive the Test of Time Award, and “ Distributed Representations of Words and Phrases and their Compositionality ” by Tomas Mikolov, Ilya Sutskever, Kai Chen, Greg Corrado, and Jeffrey Dean, won. 

Published at NeurIPS 2013 and cited over 40,000 times, the work introduced the seminal word embedding technique word2vec. Demonstrating the power of learning from large amounts of unstructured text, the work catalyzed progress that marked the beginning of a new era in natural language processing.

Greg Corrado and Jeffrey Dean will be giving a talk about this work and related research on Tuesday, 12 Dec at 3:05 – 3:25 pm CST in Hall F.  

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Dashcam video shows deadly Texas school bus crash after cement truck veers into oncoming lane

A USTIN, Texas (AP) — Dash camera video released Thursday by a Texas school district shows the moment a cement truck veered into oncoming traffic, hitting a school bus carrying more than 40 pre-K students returning from a zoo field trip.

The deadly collision on March 22 sends the bus rolling over on a rural highway outside Austin. The video released by the Hays Consolidated Independent School District shows papers from the bus strewn across the road and other drivers leaving their cars to race toward the bus.

A 5-year-old boy aboard the bus and a driver in another vehicle were killed. Others aboard the bus were airlifted to hospitals or transported by ambulances.

Eleven adults were also aboard the bus.

The crash remains under investigation. Authorities have not said how fast the vehicles were traveling.